Current jobs related to Compliance Analyst - New Brunswick - Spectrum Chemical Mfg. Corp.


  • New Castle, Delaware, United States ATR International Full time

    AML Compliance AnalystWe are seeking an experienced AML Compliance Analyst to join our team at ATR International. As a key member of our compliance team, you will play a critical role in ensuring the integrity of our client relationships and maintaining a strong compliance program.Key Responsibilities:Interpret and apply AML risk standards, guidelines, and...


  • New Castle, Delaware, United States ATR International Full time

    AML Compliance AnalystWe are seeking an experienced AML Compliance Analyst to join our team at ATR International. As a key member of our compliance team, you will play a critical role in ensuring the integrity of our client relationships and maintaining a strong compliance program.Key Responsibilities:Interpret and apply AML risk standards, guidelines, and...

  • Compliance Analyst

    1 week ago


    New York, New York, United States City of New York Full time

    Job SummaryWe are seeking a highly skilled Compliance Analyst to join our team at the City of New York. The successful candidate will be responsible for conducting professional organizational research to promote efficiencies for reaching compliance goals for all ORCAs compliance and audit initiatives.The ideal candidate will have a master's degree in a...


  • New York, New York, United States Public Health Solutions Full time

    Job Title: Compliance Support AnalystPublic Health Solutions (PHS) is a leading non-profit organization dedicated to improving health equity and addressing health-related social needs. We are seeking a highly motivated Compliance Support Analyst to join our Third-Party Risk and Compliance team.Job Summary:The Compliance Support Analyst will perform daily...

  • Compliance Analyst

    7 days ago


    New York, New York, United States Wellington Management Full time

    About the RoleThe Compliance Analyst will play a critical role in supporting Wellington Management's global private investments compliance program and its global investment platform and trading compliance program, focusing on information controls.This position will be responsible for enhancing the firm's information controls and monitoring relating to the...


  • New York, New York, United States First Citizens Bank Full time

    Compliance Risk Analyst InternshipFirst Citizens Bank is seeking a highly motivated and detail-oriented Compliance Risk Analyst Intern to join our team. As a Compliance Risk Analyst Intern, you will play a critical role in supporting our Compliance and Risk Management team in ensuring the bank's compliance with regulatory requirements and maintaining a...

  • Compliance Analyst

    1 week ago


    New York, New York, United States Metropolitan Transportation Authority Full time

    Job SummaryThe Metropolitan Transportation Authority is seeking a highly skilled Compliance Analyst to join its Corporate Compliance Department. The successful candidate will be responsible for conducting research, preparing reports, and providing assistance to the Deputy Chief Compliance Officer and other Corporate Compliance staff members.This is a...


  • New York, New York, United States Oppenheimer & Co. Full time

    Job Title: Compliance Risk AnalystAbout the Role:Oppenheimer & Co. Inc. is a leading middle-market investment bank and full service broker-dealer. We are seeking a Compliance Risk Analyst to support the daily functions of our Compliance department.Responsibilities:- Analyze current business processes and systems to identify areas for improvement- Monitor...


  • New Haven, United States Yale University Full time

    Position Focus: Reporting to the Associate Director, Compliance and Costing (“Associate Director”), the Analyst, Compliance and Costing (“Analyst”) serves as a key member of the department for University Policy and Compliance. This individual will support work across that team’s portfolios, primarily concentrating on University Service...


  • New Orleans, United States ExecRecruitment Full time

    ExecRecruitment is a global professional services provider and contingency staffing company. Our main objective is to source top talent and support professional growth. One of our direct clients is actively seeking an Information Security Compliance Analyst to join their team. Job Title: Information Security Compliance Analyst Location: Remote Duration: 6...


  • New York, New York, United States JCW Full time

    Deputy Manager, Compliance AnalystA wholesale banking organization in NYC is seeking a Compliance Analyst, Deputy Manager. This role will start off on-site the first three months, but will ultimately turn into a hybrid model once you are familiar with the systems.Key Responsibilities:Assist the Head of Compliance in performing various BSA/AML duties related...

  • Compliance Analyst

    1 month ago


    New York, New York, United States Wellington Management Company, LLP Full time

    About UsWellington Management Company, LLP is a leading investment management firm that offers comprehensive investment solutions to institutional clients worldwide. Our team of experts provides tailored investment strategies that cater to the unique needs of our clients, drawing on a robust body of proprietary research and a collaborative culture that...


  • New York, United States JCW Full time

    Deputy Manager, Compliance AnalystNew York, NY (on-site)A wholesale banking organization in NYC is seeking a Compliance Analyst, Deputy Manager. This role will start off on-site the first three months, but will ultimately turn into a hybrid model once you are familiar with the systems.The ideal candidate will have 2-3 years of AML/BSA experience within a...


  • New York, New York, United States Oppenheimer & Co. Inc. Full time

    Job OverviewOppenheimer & Co. Inc. is seeking a Surveillance Analyst to support the daily functions of the Compliance department in New York.Key Responsibilities:Analyze current business processes and systems to identify areas for improvementMonitor customer trading activity for suitability via surveillance alerts and reportsReview Financial Advisors, Branch...


  • New York, New York, United States Jennison Associates Full time

    Job TitleSenior Compliance Analyst, Investment Advisory ComplianceAbout UsJennison Associates is a global investment management firm with over $200 billion in Assets under Management. Our mission is to deliver superior long-term investment returns and excellence in client service.ResponsibilitiesGeneral compliance duties related to execution of the firm's...

  • Senior IT Risk

    1 week ago


    New York, United States Coforge Full time

    Job Title: Sr. IT Risk & Compliance AnalystSkills: IT Risk Management, CybersecurityExperience: 10 Years +Location: New York We at Coforge are hiring Sr. IT Risk & Compliance Analyst with the following skillset: JOB SUMMARY The IT Risk, and Compliance Analyst primary responsibility is to have strong focus on documentation creation and management. This role...

  • Senior Tax Analyst

    3 weeks ago


    New Brunswick, New Jersey, United States J&J Family of Companies Full time

    Job Title: Senior Tax AnalystJohnson & Johnson is seeking a highly skilled Senior Tax Analyst to join its US Tax Center in New Brunswick, NJ. As a key member of the State and Local Tax (SALT) Audit group, you will play a critical role in ensuring compliance with tax laws and regulations.Key Responsibilities:Audit state income, sales & use, and property taxes...


  • new york city, United States JCW Full time

    Deputy Manager, Compliance AnalystNew York, NY (on-site)A wholesale banking organization in NYC is seeking a Compliance Analyst, Deputy Manager. This role will start off on-site the first three months, but will ultimately turn into a hybrid model once you are familiar with the systems.The ideal candidate will have 2-3 years of AML/BSA experience within a...

  • QA Analyst

    1 month ago


    New York, United States Mizuho Bank Ltd Full time

    General Department Description The Americas Compliance Department (ACD) manages compliance risk in the United States for Mizuho Bank Ltd. and its U.S. subsidiary bank, Mizuho Bank (USA), and also provides compliance support services to Mizuho Americas LLC, the U.S. bank holding company for Mizuho Financial Group. Summary The successful candidate will join...

  • Compliance Analyst

    4 weeks ago


    New York, New York, United States Cantor Fitzgerald Full time

    Job Title: Compliance Analyst - US Control RoomCantor Fitzgerald is a leading financial services firm seeking a highly motivated and detail-oriented Compliance Analyst to join our US Control Room team.Job Summary:The Compliance Analyst will play a vital role in supporting our business lines and maintaining a best-in-class Compliance program for our central...

Compliance Analyst

3 months ago


New Brunswick, United States Spectrum Chemical Mfg. Corp. Full time

Compliance Analyst- Job Description

SUMMARY

Facilitates screening of regulated chemicals /supplies transactions in compliance to local/state/federal regulations, including documentation screening and review, regulatory data entry in customer file, licensing, data reporting to various regulatory agencies, product review and setup.


ESSENTIAL DUTIES AND RESPONSIBILITIES

  • Performs analysis of regulated items report and prioritizes review of critical transactions of company products with focus on export/import compliance.
  • Trained in regulations of various agencies – DEA, CA DOJ, FDA, OSHA, EPA, DOT, REACH, State Regulatory Boards, etc..
  • Receive documentation submitted by customers, review for completeness, accuracy, and compliance with appropriate regulatory requirements as per company and department procedures.
  • Prepare and submit DEA/CA DOJ export/import reports as well as state precursor chemicals sales report
  • Review and update customer transactions based on documentation review and regulatory compliance requirements.
  • Interact with Customers or inside and outside Sales Representatives/ Customer Care Representatives to resolve customer documentation issues with their orders.
  • Consult with manager when needed to expedite order clearance process or requests that require further review.
  • Perform data entry of submitted documentation into ERP database, ensuring accuracy and completeness of records.
  • Prepare and submit EHS reports, conduct environmental/regulatory and safety assessments.
  • Assist with data analysis during regulatory audits.
  • Organize the documentation for filing and processing.
  • Review and update appropriate regulatory information on new or updated catalogs and sizes
  • Create regulatory memo, categories and holds in ERP software
  • Prepare and submit API NDCs submissions
  • Prepare product end-use letters as well as TSCA declarations for import clearance process
  • Product review and setup; packaging component compatibility review
  • Other tasks as required or as assigned by department management. This will involve some cross-training in other functions


QUALIFICATIONS

To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.


  • Excellent attention to detail
  • Ability to set priorities and manage several projects at once
  • Good verbal, interpersonal and written communication skills
  • Good computer skills (word processing, excel and inventory management/order data entry programs). Ability to become proficient in new software as required. Advanced skills in excel preferred


EDUCATION and/or EXPERIENCE

Bachelor's degree from four-year college or university. Related work experience in a regulatory environment and/or the chemical, drug, or medical device industries highly desirable. Chemistry knowledge and regulatory experience is highly desirable.


LANGUAGE SKILLS:

Ability to read, analyze, and interpret general business periodicals, professional journals, technical procedures, spreadsheets, and governmental regulations. Ability to write reports, business correspondence, and procedure manuals. Ability to effectively present information and respond to questions from groups of managers, clients, customers, and representatives of regulatory agencies.


MATHEMATICAL SKILLS

Ability to calculate figures and amounts such as discounts, interest, commissions, proportions, percentages, area, circumference, and volume. Ability to apply concepts of basic algebra and geometry.


REASONING ABILITY

Ability to solve practical problems and deal with a variety of concrete variables in situations where only limited standardization exists. Ability to interpret a variety of instructions furnished in written, oral, diagram, or schedule form.


PHYSICAL DEMANDS

The physical demands described here are representative of those that must be met by an employee to successfully perform the essential functions of this job. Ability to use personal computer and telephone. Ability to communicate effectively in written form, verbally, in person and on phone.


WORK ENVIRONMENT

The work environment characteristics described here are representative of those an employee encounters while performing the essential functions of this job. Typical routine office/administrative/warehouse environments.