Senior Compliance Analyst, Investment Advisory Compliance

Job Title: Vice President of Compliance AdvisoryWe are seeking a highly skilled Vice President of Compliance Advisory to join our team in NYC. The ideal candidate will have experience in compliance advisory in the investment banking space, preferably in an advisory capacity.Key Responsibilities:Provide strategic advice and guidance to front office and...

Job SummaryWe are seeking a highly skilled Capital Markets Compliance Officer to join our team at Societe Generale Corporate and Investment Banking - SGCIB. As a key member of our Compliance department, you will be responsible for providing regulatory and compliance advice to our Capital Markets teams, ensuring that our activities are in line with relevant...

Job TitleSenior Compliance Analyst, Investment Advisory ComplianceAbout UsJennison Associates is a global investment management firm with a rich history dating back to 1969. Our mission is to deliver superior long-term investment returns and exceptional client service. We strive to create a fulfilling and rewarding work environment for all employees,...

Job Title: Vice President, Markets Investment Banking Compliance AdvisoryWe are seeking a highly skilled Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. The successful candidate will be responsible for providing...

Senior Compliance - Investment BankingWe are seeking an experienced senior regulatory compliance professional to join our M&A Advisory Boutique in New York. NY (hybrid). This role requires deep expertise in SEC and FINRA regulatory requirements, alongside the ability to provide comprehensive analysis and strategic recommendations in complex scenarios.Key...

Compliance Consultancy Director - Private Funds ExpertWe are seeking an experienced Compliance Consultancy Director to join our team in New York. As a key member of our Regulatory Consulting team, you will be responsible for providing strategic compliance advice and resolutions to complex questions involving multiple regulators.Key Responsibilities:Acting as...

Compliance Director - Private Funds ExpertWe are seeking an experienced Compliance Director to join our team in New York. As a key member of our Regulatory Consulting team, you will be responsible for providing strategic compliance advice and solutions to our clients in the private funds space.Key Responsibilities:Act as lead compliance resource for retained...

Job DescriptionCompliance Director - Private Funds ExpertWe are seeking an experienced Compliance Director to join our team at Compliance Recruitment Solutions. As a Compliance Director, you will be responsible for providing strategic compliance advice and solutions to our clients in the private funds industry.Key Responsibilities:Act as lead compliance...

Senior Compliance - Investment BankingLocation: New York, NY (hybrid)Overview:We are seeking an experienced senior regulatory compliance professional to join our M&A Advisory Boutique. This role requires deep expertise in SEC and FINRA regulatory requirements, alongside the ability to provide comprehensive analysis and strategic recommendations in complex...

Senior Compliance - Investment BankingLocation: New York, NY (hybrid)Overview:We are seeking an experienced senior regulatory compliance professional to join our M&A Advisory Boutique. This role requires deep expertise in SEC and FINRA regulatory requirements, alongside the ability to provide comprehensive analysis and strategic recommendations in complex...

Compliance Advisory Vice PresidentSMBC Group is a leading global financial institution with a rich history dating back 400 years. Headquartered in Tokyo, the Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. With over 130 offices and 80,000 employees worldwide, SMBC Group has a...

Job Title: Senior Compliance OfficerAres Management Corporation is seeking a highly skilled Senior Compliance Officer to join our Legal and Compliance team. As a key member of our team, you will be responsible for creating and implementing the Firm's Registered Investment Adviser program.Key Responsibilities:Collaborate with the Chief Regulatory Officer to...

Job DescriptionSociete Generale is seeking a highly skilled Capital Markets Compliance Officer to join our team in New York City. As a key member of our Investment Banking Coverage Compliance team, you will be responsible for providing regulatory and compliance advice to our Capital Markets business, including Equity Capital Markets and Syndicate teams.Key...

Compliance Advisory Vice PresidentSMBC Group is a leading global financial institution with a rich history spanning over 400 years. Headquartered in Tokyo, the Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. With a presence in nearly 40 countries and over 130 offices worldwide,...

Job Title: Senior Compliance OfficerAres Management Corporation is seeking a highly skilled Senior Compliance Officer to join our Legal and Compliance team. As a key member of our team, you will be responsible for creating and implementing the Firm's Registered Investment Adviser program.Key Responsibilities:Develop and maintain a deep understanding of SEC...

Compliance Officer for Global Markets AdvisoryAttribution Search is partnering with a top-tier Multi Manager to fill a Compliance Officer position in their Global Markets Advisory team in New York. As a subject matter expert, you will provide guidance on regulations related to market infrastructure, investment, and trading within non-equity, macro, and...

Senior Compliance Manager - Investment BankingLarson Maddox is seeking a seasoned Compliance professional to join our Investment Banking team as a Senior Compliance Manager. This role will provide specialist Compliance advice and guidance to senior leaders and key members of our growing Investment Banking business, with a focus on Equity Capital Markets...

Job DescriptionJob Title: Global Markets Regulatory Compliance AdvisoryBusiness Type: Financial ServicesJob Summary:We are seeking a highly experienced Compliance Advisory Expert to join our team at Crédit Agricole CIB. As a Global Markets Regulatory Compliance Advisory Director, you will be responsible for providing expert advice on regulatory compliance...

Job SummaryWe are seeking a highly skilled Capital Markets Compliance Officer to join our team at Societe Generale. The successful candidate will be responsible for providing regulatory and compliance advice to our Capital Markets teams, including Equity Capital Markets and Syndicate, in the Americas.Key ResponsibilitiesProvide regulatory and compliance...

About the RoleBessemer Trust is seeking an experienced Compliance Manager to join our Investment Compliance team. As a senior member of the team, you will assist in the management of the and 38a-1 Compliance Programs, including oversight of the Investment Compliance testing and monitoring program.Key Responsibilities:Assist in the management of the and 38a-1...