Director of Compliance Data

1 month ago


New York, United States Social Capital Resources Full time

Commercial Bank in Midtown, Manhattan is seeking a Director of Compliance Data & Reporting


Responsibilities:


  • Responsible for establishing and maintaining a robust data governance framework and ensuring accurate and timely compliance reporting, with a specific focus on managing compliance data from third parties.
  • Monitor and analyze compliance reporting metrics related to third-party data to identify trends, patterns, and potential areas of concern, and provide recommendations for improvement.
  • Collaborate with cross-functional teams, including IT, Operations, and Risk Management, to ensure the effective implementation and ongoing maintenance of the third-party data governance framework.
  • Establish and maintain a third-party data inventory and data lineage documentation to ensure a clear understanding of data sources, flows, and dependencies.
  • Design and implement automated compliance reporting processes, leveraging data visualization and business intelligence tools to provide accurate and timely insights.
  • Collaborate with the compliance team to identify and prioritize data requirements for internal compliance monitoring, and the development of KRIs and KPIs.
  • Develop and execute data governance and reporting strategy that aligns with business goals and growth plans.
  • Drive innovation and continuous improvement efforts to meet evolving demands.
  • Develop and implement a comprehensive third-party data governance framework, including policies, procedures, and standards for compliance data management, quality, and security.


Qualifications:


  • Bachelor's degree in Computer Science, Information Systems, or a related field.
  • Master's degree preferred.
  • 10+ of experience in compliance, with at least 5 years in a management role.
  • Exceptional communication and stakeholder management skills, with the ability to effectively collaborate with senior management, regulators, and cross-functional teams.
  • Strong leadership and mentoring skills, with the ability to develop and inspire a high-performing data governance and reporting team.
  • In-depth knowledge of data governance frameworks, data quality management practices, and data security principles.
  • Strong understanding of compliance regulations, reporting requirements, and performance monitoring practices, particularly in the financial services industry.
  • Excellent project management skills, with the ability to lead cross-functional teams and drive data governance initiatives.
  • Strong analytical and problem-solving skills, with the ability to translate complex data requirements into actionable insights.
  • Proficiency in data analysis, data visualization, and business intelligence tools, such as Tableau, Power BI, Snowflake or QlikView.


  • Compliance Director

    10 hours ago


    New York, New York, United States Compliance Recruitment Solutions Full time

    Job DescriptionCompliance Director - Private Funds ExpertWe are seeking an experienced Compliance Director to join our team at Compliance Recruitment Solutions. As a Compliance Director, you will be responsible for providing strategic compliance advice and solutions to our clients in the private funds industry.Key Responsibilities:Act as lead compliance...


  • New York, United States Social Capital Resources Full time

    Commercial Bank in Midtown, Manhattan is seeking a Director of Compliance Data & Reporting!Responsibilities:Responsible for establishing and maintaining a robust data governance framework and ensuring accurate and timely compliance reporting, with a specific focus on managing compliance data from third parties.Monitor and analyze compliance reporting metrics...


  • New York, New York, United States University of Delaware Full time

    Assistant Director, Compliance/Athletics Compliance SpecialistJob no: 501070College / VP Area: Athletics & Recreation SvcsWork type: StaffLocation: NewarkCategories: Athletics, Full TimePay Grade: 28EContext of the Job:The Assistant Director, Compliance/Athletics Compliance Specialist at the University of Delaware is a valued member within the University and...


  • New York, United States Compliance Recruitment Solutions Full time

    Compliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits   New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...


  • New York, New York, United States The City University of New York Full time

    Job SummaryThe City University of New York seeks a highly skilled and experienced professional to serve as the Diversity and Compliance Director. This key leadership role will oversee programs, activities, and initiatives designed to foster a climate that respects pluralism and diversity.Key ResponsibilitiesDevelop and implement effective strategies to...


  • New York, United States Larson Maddox Full time

    Our client, one of Europe’s largest banking groups, is looking to hire an experienced Compliance professional at a Director / Executive Director level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms Research & Strategy group. The Research & Strategy group are responsible for among others, producing key...


  • New York, United States Larson Maddox Full time

    Our client, one of Europe’s largest banking groups, is looking to hire an experienced Compliance professional at a Director / Executive Director level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms Research & Strategy group. The Research & Strategy group are responsible for among others, producing key...

  • Director, Compliance

    3 months ago


    New York, United States Building Service 32BJ Benefit Funds Full time

    Job DescriptionJob DescriptionJob Title: Director, Compliance Department: Compliance Reports To: Executive DirectorFLSA Status: Exempt About Us:Building Services 32BJ Benefit Funds (“the Funds”) is the umbrella organization responsible for administering Health, Pension, Retirement Savings, Training, and Legal Services benefits to over 100,000 SEIU 32BJ...

  • Director, Compliance

    1 month ago


    New York, New York, United States tapwage Full time

    MoneyLion is a leader in financial technology powering the next generation of personalized products and content, with a top consumer finance super app, a premier embedded finance platform for enterprise businesses and a world-class media arm. MoneyLion's mission is to give everyone the power to make their best financial decisions. We pride ourselves on...


  • New York, United States Larson Maddox Full time

    Compliance Director - Research Compliance Our client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a Director / Executive Director level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms Research & Strategy group. The Research & Strategy group are...


  • New York, New York, United States BRC Full time

    Job SummaryWe are seeking a highly skilled and experienced Director of Audit Compliance to join our team at BRC. The successful candidate will be responsible for leading our internal audit and compliance functions, ensuring that our financial and operational processes are efficient, effective, and compliant with regulatory requirements.Key...


  • new york city, United States Larson Maddox Full time

    Our client, one of Europe’s largest banking groups, is looking to hire an experienced Compliance professional at a Director / Executive Director level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms Research & Strategy group. The Research & Strategy group are responsible for among others, producing key...


  • new york city, United States Larson Maddox Full time

    Our client, one of Europe’s largest banking groups, is looking to hire an experienced Compliance professional at a Director / Executive Director level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms Research & Strategy group. The Research & Strategy group are responsible for among others, producing key...


  • New York, United States Tandym Group Full time

    A health services organization in New York City is currently seeking an experienced professional to join their analytics and reporting team as their new Director of Encounter Data Reporting. In this role, the Director of Encounter Data Reporting will be managing and leading the encounter data reporting team in designing and developing data processes,...


  • New York, United States Tandym Group Full time

    A health services organization in New York City is currently seeking an experienced professional to join their analytics and reporting team as their new Director of Encounter Data Reporting. In this role, the Director of Encounter Data Reporting will be managing and leading the encounter data reporting team in designing and developing data processes,...

  • Director, Compliance

    1 month ago


    New York City, United States tapwage Full time

    MoneyLion is a leader in financial technology powering the next generation of personalized products and content, with a top consumer finance super app, a premier embedded finance platform for enterprise businesses and a world-class media arm. MoneyLion’s mission is to give everyone the power to make their best financial decisions. We pride ourselves on...


  • New York, New York, United States S&P Global Full time

    About the Role: Grade Level (for internal use): 12 The Team: Working with Compliance Officers and the Risk & Internal Controls team globally, the Data & Technology Covering Compliance Officer will be a direct liaison and a point of escalation contact for S&P Global Ratings data and technology activities from a Compliance, Risk & Internal Controls...

  • Data Engineer

    2 weeks ago


    New York, United States NTT DATA Full time

    Req ID: 270954 NTT DATA strives to hire exceptional, innovative and passionate individuals who want to grow with us. If you want to be part of an inclusive, adaptable, and forward-thinking organization, apply now.We are currently seeking a Data Engineer to join our team in New York, New York (US-NY), United States (US).Responsibilities:- Expand and optimize...


  • New York, United States City of New York Full time

    Job Description The Office of Technology and Innovation (OTI) leverages technology to drive opportunity, improve public safety, and help government run better across New York City. From delivering affordable broadband to protecting against cybersecurity threats and building digital government services, OTI is at the forefront of how the City delivers for...


  • New York, New York, United States Focus Capital Markets Full time

    We are looking for a leader with past experience in building and implementing a data governance program in a technically innovative firm to optimize the value of our data assets and digital products that provide revenue-generating insights. In this role, you will oversee the strategy of data governance from its conception to implementation, creating unified...