Compliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required

Job DescriptionCompliance Director - Private Funds ExpertWe are seeking an experienced Compliance Director to join our team at Compliance Recruitment Solutions. As a Compliance Director, you will be responsible for providing strategic compliance advice and solutions to our clients in the private funds industry.Key Responsibilities:Act as lead compliance...

VP/Director(1st Yr) NFA Complianceat Lime TradingOn Site - North America(New York)Your Role:As the NFA/CFTC senior compliance expert you’ll be a part of our team and will help mature our NFA/CFTC compliance products and controls, functions and reporting needs. You will provide compliance guidance around NFA/CFTC regulated new products, business initiatives...

About Us: Pharo Management is a renowned global macro hedge fund specializing in emerging markets. Established in 2000, the firm operates in London, New York, and Hong Kong, managing $7 billion in assets across four funds. Pharo engages in trading various financial instruments across multiple countries and regions worldwide. Their investment strategy...

A Leading global real estate investment management firm is seeking a Director, Investment Management Compliance.JOB DESCRIPTION:Develops, drafts, implements and ensures the administration of the compliance strategy based on compliance risk assessment results and other criteria.Develops, drafts, implements and maintains various compliance controls and...

Assist with a wide variety of regulatory, corporate, fund and investment compliance matters across various strategies.Draft, implement, maintain, and test compliance policies and procedures and support the team in implementing these policies and procedures to address new business practices or regulatory changes (e.g., CTA, etc.).Assist with preparation and...

Assist with a wide variety of regulatory, corporate, fund and investment compliance matters across various strategies.Draft, implement, maintain, and test compliance policies and procedures and support the team in implementing these policies and procedures to address new business practices or regulatory changes (e.g., CTA, etc.).Assist with preparation and...

Job SummarySS&C is a leading provider of investment and financial services and software for the financial services and healthcare industries. As a global company, we have 20,000+ employees in over 90 offices in 35 countries. Our clients include 18,000 financial services and healthcare organizations, from the world's largest institutions to local firms, who...

Sound Point Capital Management, a credit-oriented investment manager overseeing approximately $45 billion in total assets, is seeking a Compliance professional. Sound Point has a diverse product line which includes CLOs and various funds that invest in stressed and distressed credit, commercial real estate, structured products, consumer loans, and corporate...

SummaryGlobal Markets Regulatory Compliance (“GMRC”) Advisory – Americas Director is responsible for providing advice on Swap Dealer and Broker Dealer regulations (including the global impact of relevant U.S. regulations) and internal policies and procedures to internal stakeholders, including trading and sales personnel and key support functions.Key...

Sound Point Capital Management, a credit-oriented investment manager overseeing approximately $45 billion in total assets, is seeking a Compliance professional. Sound Point has a diverse product line which includes CLOs and various funds that invest in stressed and distressed credit, commercial real estate, structured products, consumer loans, and corporate...

Exciting role with dynamic financial institutionHybrid role 3 days in office with exceptional benefits About Our Client Financial services client. Job Description The Senior Legal Counsel will work closely with other members of the legal team, advising the business on the following legal matters:Provide clear and concise legal advice to business units on...

Job description Business type Types of Jobs - Compliance / Financial Security Job title Global Markets Regulatory Compliance Advisory - Americas Contract type Permanent Contract Job summary Summary Global Markets Regulatory Compliance (“GMRC”) Advisory – Americas Director is responsible for providing advice on Swap...

Job DescriptionJob DescriptionOptima Partners is looking for a Senior Associate of Compliance or Associate Director of Compliance to have senior oversight of client regulatory compliance matters for some or all of the following: asset managers, hedge funds, private equity, real-estate clients, banks and broker-dealers. Considered candidates for these...

Job DescriptionOptima Partners Holdings LLC is seeking a highly skilled Compliance Associate to join its team in New York City. The ideal candidate will have a strong background in regulatory compliance and a passion for ensuring that our clients' businesses operate within the bounds of the law.Key Responsibilities:Lead or joint lead roles for client...

Job DescriptionJob DescriptionJob Title: Director, Compliance Department: Compliance Reports To: Executive DirectorFLSA Status: Exempt About Us:Building Services 32BJ Benefit Funds (“the Funds”) is the umbrella organization responsible for administering Health, Pension, Retirement Savings, Training, and Legal Services benefits to over 100,000 SEIU 32BJ...

Location: Midtown ManhattanCompensation: $130k - $145k + BonusResponsibilities:Assist with a wide variety of regulatory, corporate, fund and investment compliance matters across various strategies.Draft, implement, maintain, and test compliance policies and procedures and support the team in implementing these policies and procedures to address new business...

Location: Midtown ManhattanCompensation: $130k - $145k + BonusResponsibilities:Assist with a wide variety of regulatory, corporate, fund and investment compliance matters across various strategies.Draft, implement, maintain, and test compliance policies and procedures and support the team in implementing these policies and procedures to address new business...

Job DescriptionJob Title: Global Markets Regulatory Compliance AdvisoryBusiness Type: Financial ServicesJob Summary:We are seeking a highly experienced Compliance Advisory Expert to join our team at Crédit Agricole CIB. As a Global Markets Regulatory Compliance Advisory Director, you will be responsible for providing expert advice on regulatory compliance...

Contract Role located in Midtown New York City (Hybrid Schedule).Contract until the end of 2024 with the possibility for extension. About Our Client Our client is a major international banking institution located in Midtown New York City, providing a comprehensive range of financial services, including corporate and investment banking, asset management, and...

Job DescriptionJob DescriptionOptima Partners is looking for a Compliance Associate / Senior Compliance Associate in it's New York Office to assist with compliance reviews and advisory assessments for asset managers, hedge funds, private equity and real-estate clients. Considered Compliance Associate candidates will have:Lead or joint lead roles for...