Director of Research Advisory Compliance

Job SummaryLarson Maddox is seeking an experienced Compliance professional to join our team as a Director of Research Advisory Compliance. As a key member of our Research & Strategy group, you will provide specialist Compliance advice and guidance to senior leaders and key stakeholders.About the RoleThe successful candidate will be responsible for:Providing...

Investment Advisory Associate DirectorA financial services firm, Tandym Group, is seeking an experienced professional to fill the role of Investment Advisory Associate Director.Key Responsibilities:Collaborate with client personnel on compliance mattersAdvise clients on compliant business practices and establish a compliance programDevelop and maintain...

Job DescriptionJob Title: Global Markets Regulatory Compliance AdvisoryBusiness Type: Financial ServicesJob Summary:We are seeking a highly experienced Compliance Advisory Expert to join our team at Crédit Agricole CIB. As a Global Markets Regulatory Compliance Advisory Director, you will be responsible for providing expert advice on regulatory compliance...

Compliance Director - Research ComplianceLarson Maddox is seeking an experienced Compliance professional to provide specialist Compliance advice and guidance to senior leaders and key members of the firm's Research & Strategy group.The Research & Strategy group are responsible for producing key data points and market commentary for the firm's substantial...

Job Title: Global Markets Regulatory Compliance Advisory DirectorJoin Groupe Crédit Agricole as a Global Markets Regulatory Compliance Advisory Director and take on a challenging role that requires expertise in regulatory compliance and risk management. As a key member of our team, you will be responsible for providing advice on Swap Dealer and Broker...

About the RoleAs a Tax Advisory Director at FTI Consulting, you will be responsible for leading a team of tax professionals in providing expert advice to clients on complex tax matters. With a strong background in tax planning and compliance, you will be responsible for managing client relationships, reviewing tax returns, and coordinating tax research and...

TITLE:              Vice President, Director of Research DEPARTMENT: Research Grants LOCATION:       New York amfAR, The Foundation for AIDS Research, is seeking a dynamic and strategic Vice President, Director of Research to oversee the daily management of amfAR’s research department.PRIMARY FUNCTION:The Vice President, Research...

TITLE:              Vice President, Director of Research DEPARTMENT: Research Grants LOCATION:       New York amfAR, The Foundation for AIDS Research, is seeking a dynamic and strategic Vice President, Director of Research to oversee the daily management of amfAR’s research department.PRIMARY FUNCTION:The Vice President, Research...

Join Our Team as a Director of Risk AdvisoryAt CrossCountry Consulting, we're dedicated to creating a positive experience for our clients and employees alike. Our advisory firm is built on a foundation of collaboration, enthusiasm, generosity, and perseverance, driving our success and growth.We offer a wide range of advisory solutions, including accounting...

TITLE:              Vice President, Director of Research DEPARTMENT: Research Grants LOCATION:       New York amfAR, The Foundation for AIDS Research, is seeking a dynamic and strategic Vice President, Director of Research to oversee the daily management of amfAR’s research department.PRIMARY FUNCTION:The Vice President, Research...

TITLE:              Vice President, Director of Research DEPARTMENT: Research Grants LOCATION:       New York amfAR, The Foundation for AIDS Research, is seeking a dynamic and strategic Vice President, Director of Research to oversee the daily management of amfAR’s research department.PRIMARY FUNCTION:The Vice President, Research...

Compliance Advisory Vice PresidentSMBC Group is a leading global financial institution with a rich history spanning over 400 years. Headquartered in Tokyo, the Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. With a presence in nearly 40 countries and over 130 offices worldwide,...

A financial services firm is seeking an experienced professional to join their team as an Investment Advisory Associate Director.Responsibilities:Work closely on compliance matters with client personnelAdvise clients regarding compliant business practices Establish and/or maintain a compliance programWrite, edit, and maintain Compliance Manuals and Code of...

A financial services firm is seeking an experienced professional to join their team as an Investment Advisory Associate Director.Responsibilities:Work closely on compliance matters with client personnelAdvise clients regarding compliant business practices Establish and/or maintain a compliance programWrite, edit, and maintain Compliance Manuals and Code of...

Job Title: Associate Director of ComplianceOptima Partners Holdings LLC is seeking a highly skilled Associate Director of Compliance to join our team. As a key member of our compliance department, you will be responsible for providing senior oversight of client regulatory compliance matters.Key Responsibilities:Lead or support an entire sales cycle,...

Tandym Group is seeking an experienced professional to fill the role of Investment Advisory Associate Director. This position requires a strong understanding of the Investment Advisors Act of 1940 and the ability to work closely with clients on compliance matters. The ideal candidate will have a bachelor's degree in a related field and 3-5 years of direct...

PJT Partners: A Global Leader in Strategic AdvisoryPJT Partners is a premier global advisory-focused investment bank, renowned for delivering exceptional strategic advisory, shareholder advisory, restructuring, and special situations services to corporations, financial sponsors, institutional investors, and governments worldwide.Key Responsibilities:Conduct...

Job Title: Director - Regulatory and Risk AdvisoryForvis Mazars, LLP is seeking a highly skilled Director to join our Regulatory and Risk Advisory team. As a key member of our team, you will be responsible for providing expert advice and guidance to our clients on regulatory and risk management matters.About the Role:This is a challenging and rewarding role...

Job DescriptionCompliance Director - Private Funds ExpertWe are seeking an experienced Compliance Director to join our team at Compliance Recruitment Solutions. As a Compliance Director, you will be responsible for providing strategic compliance advice and solutions to our clients in the private funds industry.Key Responsibilities:Act as lead compliance...

Compliance Director, Governance and EthicsNYC – HybridHamlyn Williams is partnering with a leading bank in NYC to find a Compliance Director, Governance and Ethics. This role is a hybrid position, requiring three days of on-site work per week.This is a unique opportunity to join a prestigious financial institution and contribute to the development of its...