Compliance Manager
2 weeks ago
Compliance Analyst Manager - Investment Management Firm
COMPENSATION/PERKS:
- $110k - $120k Salary
- $10k - $30k in Company Bonus
- 3 Hours of Flextime Per Week
- Private Gym in Office
- Private Trainer in Office - Company Paid
- Private Massage Therapist in Office - Company Paid
- Hybrid work - Monday - Thursday In-Office & Friday Fully Remote
- Benefits: Medical/ Vision/ Dental - 100% Company Paid
- $2k Annually Provided HSA to Cover Any Deductibles
- Quarterly Special Company Events, Such as: Breweries, Pickleball Tournament, Golf Event, Poker Tournament, Cocktail Party
- 401k Match
- Grubhub Credit Provided Each Work Day for Lunch
- Beautiful, High-Rise Office Building with Exceptional Views
- Super Laid-Back, Fun, Positive Culture
COMPANY SUMMARY:
Boston investment firm with $10 billion in assets under management and 70 employees. Founded in 2004 and managing funds since 2005 for a variety of institutional investors including sovereign wealth funds, endowments, foundations and pension funds, as well as select family offices and private investors.
- 4.5 Star Glassdoor Rating
- Top Company Benefits
- Top Company Culture
- 20 Years in Business
RESPONSIBILITIES:
- Work Closely with Relationship Management Team to Create, Review, and Approve Marketing Materials and Investor Communications for Multiple Product Lines
- Assist with Developing New Policies, Procedures, and Technological Upgrades to Meet Increasing Regulatory Demands and Growth in the Business
- Work Independently and Alongside a Team
- Communicate Actively to Coordinate Workload, Priorities, Initiatives, and Regulatory Interpretations
- Able to effectively communicate company policies, promotions, and procedures with successful results
QUALIFICATIONS:
- 1-2+ Years of Compliance Analyst Management Experience
- 3+ Years of Compliance Experience In the Financial Space, Preferably with Private Fund Advisor Experience
- Bachelor's Degree
- Knowledge and Experience with Compliance Testing and Marketing Material Review
- Strong Written & Verbal Communication
- Personable and Able to Work Well with All Levels of Internal Management and Staff
- Strong Work-Ethic, Ambitious Mindset, Go-Getter & Positive Attitude
- Strong Problem-Solving Skills and Analytical Abilities
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