Current jobs related to Senior Manager, Code of Ethics Compliance - New York - Atlantic Group

  • Senior Manager, Code of Ethics Compliance

    2 months ago

    New York, United States Atlantic Group Full time

    Location: Midtown Manhattan (hybrid)Compensation: $155k-$200k base + bonusPosition DescriptionThe Senior Manager will be based in New York and will focus on regulatory and administrative compliance, principally under U.S. rules and regulations relating to the Investment Advisers Act.Responsibilities:Manage a small team of analysts in the administration of...

  • Senior Manager, Code of Ethics Compliance

    4 weeks ago

    new york city, United States Atlantic Group Full time

    Location: Midtown Manhattan (hybrid)Compensation: $155k-$200k base + bonusPosition DescriptionThe Senior Manager will be based in New York and will focus on regulatory and administrative compliance, principally under U.S. rules and regulations relating to the Investment Advisers Act.Responsibilities:Manage a small team of analysts in the administration of...

  • Senior Manager, Code of Ethics Compliance

    2 months ago

    new york city, United States Atlantic Group Full time

    Location: Midtown Manhattan (hybrid)Compensation: $155k-$200k base + bonusPosition DescriptionThe Senior Manager will be based in New York and will focus on regulatory and administrative compliance, principally under U.S. rules and regulations relating to the Investment Advisers Act.Responsibilities:Manage a small team of analysts in the administration of...

  • Senior Manager, Code of Ethics Compliance Specialist

    4 weeks ago

    New York, New York, United States Atlantic Group Full time

    **Job Summary**Atlantic Group is seeking a highly experienced Senior Manager to lead our Code of Ethics Compliance program. The successful candidate will be responsible for managing a small team of analysts, overseeing Code of Ethics disclosures, and enhancing the scale and efficiency of our compliance program.**Key Responsibilities**Manage a team of...

  • Compliance Director, Governance and Ethics

    2 months ago

    New York, United States Hamlyn Williams Full time

    Compliance Director, Governance and Ethics NYC – Hybrid Hamlyn Williams has partnered with a one of the largest banks, based in NYC, NY that are looking to hire a Compliance Director, Governance and Ethics. This role is on a hybrid basis three days per-week on site. If you are not able to work on site, please do not apply. As the Compliance Director,...

  • Senior Compliance Analyst, Investment Advisory Compliance

    4 weeks ago

    New York, New York, United States Jennison Associates Full time

    Job TitleSenior Compliance Analyst, Investment Advisory ComplianceAbout UsJennison Associates is a global investment management firm with over $200 billion in Assets under Management. Our mission is to deliver superior long-term investment returns and excellence in client service.ResponsibilitiesGeneral compliance duties related to execution of the firm's...

  • Healthcare Manager for Coding and Compliance

    3 weeks ago

    New Orleans, Louisiana, United States LCMC Health Corporate Full time

    Job Summary:LCMC Health Corporate is seeking a skilled Coding and Compliance Manager to oversee the coding department and ensure accurate and compliant assignment of charge capture, diagnosis, and procedure codes. The ideal candidate will have a strong background in healthcare management, coding, and compliance, with experience in managing coding teams and...

  • Senior Manager of Policy Compliance

    3 weeks ago

    New York, New York, United States City of New York Full time

    The City of New York is seeking a highly skilled Senior Manager of Policy Compliance to join the Office of Policy, Procedures, and Training. This role will be responsible for directing research, conducting high-level analysis, and managing the drafting of reports utilizing research methods and program evaluation techniques.The ideal candidate will have a...

  • Ethics and Compliance Specialist

    4 weeks ago

    New Bedford, Massachusetts, United States Lantheus Medical Imaging Inc Full time

    Job DescriptionLantheus Medical Imaging Inc. is a leading company in the field of medical imaging, with a rich history of innovation and commitment to patient care. We are seeking a highly skilled Compliance and Ethics Manager to join our team.The successful candidate will be responsible for supporting the development, implementation, and maintenance of our...

  • Senior Manager of Policy Compliance

    4 weeks ago

    New York, New York, United States City of New York Full time

    Job Title: Senior Manager of Policy ComplianceThe City of New York is seeking a highly skilled Senior Manager of Policy Compliance to join our team. As a key member of our Office of Policy, Procedures, and Training, you will play a critical role in ensuring that our programs and services are consistent with and true to the intent of governing laws.Key...

  • Senior Code Consultant

    3 weeks ago

    New Haven, Connecticut, United States AKF GROUP LLC Full time

    Job Title: Senior Code ConsultantJob Summary:We are seeking a highly skilled Senior Code Consultant to join our team at AKF GROUP LLC. As a Senior Code Consultant, you will be responsible for providing technical expertise and guidance on code compliance and safety for a wide range of projects.Key Responsibilities:Conduct thorough field surveys of existing...

  • Senior Human Resources Compliance Manager

    4 weeks ago

    New York, New York, United States SearchPointNY Full time

    Job Title: Senior Human Resources Compliance ManagerWe are seeking a highly experienced Senior Human Resources Compliance Manager to join our team at SearchPointNY. This is a hybrid and full-time position located in Manhattan, NY.Job Summary:The ideal candidate will have at least 5-10+ years of experience in an HR management role, with a focus on compliance...

  • Senior Coding Specialist

    4 weeks ago

    New York, New York, United States Houston Methodist Full time

    About the RoleHouston Methodist is seeking a highly skilled Senior Coding Specialist to join our team. As a Senior Coding Specialist, you will be responsible for applying correct coding conventions to patient charge encounters in a clinical environment.Key ResponsibilitiesCommunicate with physicians and Physician Organization Central Business Office (PO CBO)...

  • Senior Compliance Manager

    3 weeks ago

    New York, New York, United States Capital Group Full time

    Senior Compliance ManagerWe are seeking a highly skilled Senior Compliance Manager to join our Legal & Compliance team at Capital Group. As a key member of our team, you will be responsible for providing compliance support for our investment offerings and services across multiple lines of business.Key Responsibilities:Staying current on internal and external...

  • Senior Audit Manager, Compliance Audit

    1 week ago

    New York, United States IDB Bank - Israel Discount Bank Of New York Full time

    We are looking to hire an experienced senior audit manager to lead and execute regulatory compliance audits focusing on BSA/ AML, Sanctions, and banking regulations. The incumbent is responsible for leading and executing regulatory and compliance aud Audit Manager, Audit, Compliance, Manager, Internal Auditor, Senior, Accounting

  • Compliance Specialist, Investment Management

    4 weeks ago

    New York, New York, United States Jennison Associates Full time

    Job TitleSenior Compliance Analyst, Investment Advisory ComplianceAbout UsJennison Associates is a global investment management firm with a rich history dating back to 1969. Our mission is to deliver superior long-term investment returns and exceptional client service. We strive to create a fulfilling and rewarding work environment for all employees,...

  • Senior Compliance Auditor

    2 months ago

    New York, New York, United States Bank of China Limited, New York Branch Full time

    Job Title: Senior Compliance AuditorJoin Bank of China Limited, New York Branch as a Senior Compliance Auditor and play a key role in ensuring the bank's compliance with regulatory requirements and internal policies.Job Summary:The Senior Compliance Auditor will assist the Team Lead in the oversight, design, and execution of audit coverage for the bank's...

  • Senior Case Reviewer

    3 weeks ago

    New York, New York, United States City of New York Full time

    Job SummaryWe are seeking a highly skilled and experienced Senior Case Reviewer to join our team at the City of New York. As a Senior Case Reviewer, you will be responsible for conducting legally mandated case reviews to ensure compliance with various lawsuit stipulations, settlements, and agreements. You will also be responsible for converting audit...

  • Senior Compliance Auditor

    4 weeks ago

    New York, New York, United States Bank of China Limited, New York Branch Full time

    Job Title: Senior Compliance AuditorJoin Bank of China Limited, New York Branch as a Senior Compliance Auditor and play a critical role in ensuring the bank's compliance with regulatory requirements and internal policies.Job Summary:The Senior Compliance Auditor will assist the Team Lead in overseeing, designing, and executing audit coverage for the bank's...

  • Senior Director, Associate General Counsel of Compliance

    3 weeks ago

    New York, New York, United States Hunter Douglas Full time

    Job DescriptionHunter Douglas is a leading manufacturer of window coverings and architectural products, with a rich history of innovation and a commitment to excellence. We are seeking a highly skilled and experienced professional to join our team as a Senior Director, Associate General Counsel of Compliance.This role will involve collaborating with senior...

Senior Manager, Code of Ethics Compliance

2 months ago

New York, United States Atlantic Group Full time

Location: Midtown Manhattan (hybrid)

Compensation: $155k-$200k base + bonus


Position Description

The Senior Manager will be based in New York and will focus on regulatory and administrative compliance, principally under U.S. rules and regulations relating to the Investment Advisers Act.


Responsibilities:

  • Manage a small team of analysts in the administration of the firm’s compliance functions.
  • Manage Code of Ethics disclosures, personal trading monitoring, creation of training and other monitoring and testing in support of the firm’s global compliance oversight program.
  • Enhance the scale and efficiency of the Code of Ethics compliance program.
  • Interact with employees from the firm’s global offices.
  • Collaborate with the Chief Compliance Officer.


Qualifications

  • 6-12 years of relevant compliance or regulatory experience at a midsize or large financial services or investment firm.
  • Managerial experience
  • Strong working knowledge of the Investment Advisers Act Rules 204A-1 and 206(4)-7 and a working understanding of compliance principles and U.S. regulatory framework.
  • Strong attention to detail and the ability to execute forward planning in a timely fashion.
  • Strong professional verbal and written communication skills, and excellent leadership skills, with strong work ethic that leads by example.
  • Proficiency in StarCompliance and prior experience managing through SEC examinations of Code of Ethics programs is preferred.