Senior Compliance Manager

Senior Compliance ManagerLarson Maddox is seeking an experienced Compliance professional to provide specialist advice and guidance to senior leaders and key members of our Fixed Income business, focusing on Municipal Bonds (Munis).Key Responsibilities:Provide Compliance advice to stakeholders and senior leaders in the Munis business, focusing on Controls and...

Senior Compliance ManagerLarson Maddox is seeking an experienced Compliance professional to provide specialist advice and guidance to senior leaders and key members of our Fixed Income business, focusing on Municipal Bonds (Munis).The ideal candidate will report directly to the US Head of Wholesale Banking Compliance and be responsible for:Providing expert...

Job Title: Senior Compliance Project ManagerSia Partners is a next-generation management consulting firm that offers a unique blend of AI and design capabilities. We are seeking a talented Senior Compliance Project Manager to support our Risk, Regulatory & Compliance Business Unit.As a Senior Compliance Project Manager, you will work closely with our...

Job DescriptionAt Russell Investments, we are seeking a highly skilled Senior Trade Compliance Manager to join our Compliance, Risk and Internal Audit team. As a key member of our team, you will be responsible for ensuring that all trading activities within the firm comply with applicable regulatory requirements and internal policies.Key...

Larson Maddox is seeking a seasoned Compliance professional to lead specialist Compliance Testing programs across the firm's Broker Dealer business. The ideal candidate will have a strong background in Compliance Testing, with a focus on Volcker rule testing. The role will involve devising and delivering the firm's annual Compliance Testing program, leading...

Job SummaryLarson Maddox is seeking a highly experienced Senior Compliance Manager to join our Investment Banking team. As a key member of our Compliance department, you will provide specialist Compliance advice and guidance to senior leaders and key members of our growing Investment Banking business.About the RoleThe Senior Compliance Manager will be...

Senior Compliance Manager - Investment BankingLarson Maddox is seeking a seasoned Compliance professional to join our Investment Banking team as a Senior Compliance Manager. This role will provide specialist Compliance advice and guidance to senior leaders and key members of our growing Investment Banking business, with a focus on Equity Capital Markets...

About the RoleWe are seeking a highly skilled Accounts Receivable Collections Manager to join our team at Sovos Compliance. As a key member of our finance department, you will be responsible for managing all aspects of revenue and assisting with our management accounts process.Key ResponsibilitiesWork closely with internal and external stakeholders to...

Job Title: Senior Manager of Policy ComplianceThe City of New York is seeking a highly skilled Senior Manager of Policy Compliance to join our team. As a key member of our Office of Policy, Procedures, and Training, you will play a critical role in ensuring that our programs and services are consistent with and true to the intent of governing laws.Key...

Why Work at Brex?Brex is the AI-powered spend platform that helps companies spend with confidence. Our platform integrates corporate cards, banking, and global payments with intuitive software for travel and expenses. We serve tens of thousands of companies, from startups to enterprises, including DoorDash, Flexport, and Compass. Our team is passionate about...

Job SummaryPatomak Global Partners is seeking a highly skilled Senior Compliance Specialist to join our team. As a key member of our compliance team, you will be responsible for assessing clients' compliance programs against rules, regulations, and supervisory expectations.Key Responsibilities:Conduct thorough reviews of clients' compliance programs to...

Job Title: Senior Compliance AuditorJoin Bank of China Limited, New York Branch as a Senior Compliance Auditor and play a key role in ensuring the bank's compliance with regulatory requirements and internal policies.Job Summary:The Senior Compliance Auditor will assist the Team Lead in the oversight, design, and execution of audit coverage for the bank's...

Job SummaryWe are seeking a highly experienced Senior Manager to lead our Volcker Compliance team in the United States. As a key member of our Global Banking and Markets organization, you will be responsible for ensuring compliance with the Volcker Rule and other regulatory requirements.Key ResponsibilitiesLead and drive a customer-focused culture by working...

Job Title: Senior Compliance AuditorJoin Bank of China Limited, New York Branch as a Senior Compliance Auditor and play a critical role in ensuring the bank's compliance with regulatory requirements and internal policies.Job Summary:The Senior Compliance Auditor will assist the Team Lead in overseeing, designing, and executing audit coverage for the bank's...

Job Title: Senior Compliance OfficerSumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution with a rich history and diverse range of financial services. As a Senior Compliance Officer, you will play a critical role in ensuring the company's compliance with regulatory requirements and maintaining a strong risk management...

Compliance Role at BrexAt Brex, we're reimagining the financial system in a highly regulated environment. Our Compliance team plays a critical role in helping the company grow responsibly. As a Senior Compliance Manager, you will oversee the development, implementation, and management of key elements of the compliance program at Brex.ResponsibilitiesAct as...

Job Summary:The Compliance Regulatory and Assurance team at Crédit Agricole CIB Limited is seeking a highly skilled Senior Compliance Project Manager to join their team. As a key member of the team, you will be responsible for providing strategic and centralized management of the supervisory activities of the Firm's regulators and related developments.The...

Job Title: Senior Compliance OfficerJoin the StoneX Group as a Senior Compliance Officer and play a critical role in ensuring the firm's fixed income activities comply with regulatory requirements. As a key member of the Fixed Income Division, you will be responsible for monitoring and evaluating the firm's compliance with relevant laws and regulations.Key...

About the RoleBessemer Trust is seeking an experienced Compliance Manager to join our Investment Compliance team. As a senior member of the team, you will assist in the management of the and 38a-1 Compliance Programs, including oversight of the Investment Compliance testing and monitoring program.Key Responsibilities:Assist in the management of the and 38a-1...

About BrexBrex is a leading AI-powered spend platform that empowers companies to spend with confidence. Our integrated corporate cards, banking, and global payments solutions help businesses reduce costs and increase efficiency on a global scale.Job DescriptionWe are seeking a highly skilled Senior Compliance Manager to join our Marketing team. As a key...