Senior Compliance Manager

The City of New York is seeking a highly skilled Senior Manager of Policy Compliance to join the Office of Policy, Procedures, and Training. This role will be responsible for directing research, conducting high-level analysis, and managing the drafting of reports utilizing research methods and program evaluation techniques.The ideal candidate will have a...

Job Title: Senior Manager of Policy ComplianceThe City of New York is seeking a highly skilled Senior Manager of Policy Compliance to join our team. As a key member of our Office of Policy, Procedures, and Training, you will play a critical role in ensuring that our programs and services are consistent with and true to the intent of governing laws.Key...

Why Work at Brex?Brex is the AI-powered spend platform that helps companies spend with confidence. Our platform integrates corporate cards, banking, and global payments with intuitive software for travel and expenses. We serve tens of thousands of companies, from startups to enterprises, including DoorDash, Flexport, and Compass. Our team is passionate about...

Job SummaryPatomak Global Partners is seeking a highly skilled Senior Compliance Specialist to join our team. As a key member of our compliance team, you will be responsible for assessing clients' compliance programs against rules, regulations, and supervisory expectations.Key Responsibilities:Conduct thorough reviews of clients' compliance programs to...

Job Title: Senior Compliance OfficerSumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution with a rich history and diverse range of financial services. As a Senior Compliance Officer, you will play a critical role in ensuring the company's compliance with regulatory requirements and maintaining a strong risk management...

Compliance Role at BrexAt Brex, we're reimagining the financial system in a highly regulated environment. Our Compliance team plays a critical role in helping the company grow responsibly. As a Senior Compliance Manager, you will oversee the development, implementation, and management of key elements of the compliance program at Brex.ResponsibilitiesAct as...

Job Summary:The Compliance Regulatory and Assurance team at Crédit Agricole CIB Limited is seeking a highly skilled Senior Compliance Project Manager to join their team. As a key member of the team, you will be responsible for providing strategic and centralized management of the supervisory activities of the Firm's regulators and related developments.The...

Job Title: Senior Compliance OfficerJoin the StoneX Group as a Senior Compliance Officer and play a critical role in ensuring the firm's fixed income activities comply with regulatory requirements. As a key member of the Fixed Income Division, you will be responsible for monitoring and evaluating the firm's compliance with relevant laws and regulations.Key...

Job Summary:The Compliance Regulatory and Assurance team at Crédit Agricole CIB Limited is seeking a highly skilled Senior Compliance Project Manager to join their team. As a key member of the team, you will be responsible for providing strategic and centralized management of the supervisory activities of the Firm's regulators and related developments. This...

About BrexBrex is a leading AI-powered spend platform that empowers companies to spend with confidence. Our integrated corporate cards, banking, and global payments solutions help businesses reduce costs and increase efficiency on a global scale.Job DescriptionWe are seeking a highly skilled Senior Compliance Manager to join our Marketing team. As a key...

Job Title: Senior Human Resources Compliance ManagerWe are seeking a highly experienced Senior Human Resources Compliance Manager to join our team at SearchPointNY. This is a hybrid and full-time position located in Manhattan, NY.Job Summary:The ideal candidate will have at least 5-10+ years of experience in an HR management role, with a focus on compliance...

Job SummaryAs a Senior Manager, Head of Volcker Compliance, you will be responsible for leading the implementation of the Volcker Rule Compliance Program in the U.S. and Canada. This role will require significant experience in legal or compliance, with a strong understanding of the Volcker Rule and its application. You will work closely with the U.S. Legal...

Senior Compliance AuditorJoin Société Générale Assurances as a Senior Compliance Auditor, responsible for leading audit assignments and overseeing the work of their team.Key ResponsibilitiesLead various types of audit missions, overseeing all aspects of the audit process and having full ownership of the audits assigned.Prepare high-quality audit reports,...

Senior Compliance Consultant RoleThe Senior Compliance Consultant will be responsible for ensuring regulatory compliance with FINRA, SEC, and broker-dealer regulations. This includes monitoring and implementing new regulatory developments, serving as the primary contact for regulatory inquiries and audits, and developing and updating compliance policies and...

Job DescriptionAres Management is seeking a seasoned Compliance professional to join our Legal and Compliance team as a Senior Compliance Officer. This role will focus on creating and implementing the Firm's Registered Investment Adviser program, with a strong emphasis on compliance with complex regulatory regimes.Key ResponsibilitiesCollaborate with the...

Job DescriptionThe Ares Legal & Compliance Department is seeking a highly skilled Compliance professional to join our team as a Senior Compliance Officer. In this role, you will be responsible for creating and implementing the Firm's Registered Investment Adviser program, working closely with the Chief Regulatory Officer to direct the Compliance function...

Compliance Excellence at KnotKnot is a leading platform connecting merchants to various applications, empowering consumers and businesses alike. We're seeking a highly skilled Senior Compliance Officer to oversee and manage all compliance-related activities across technical and business compliance.As a key member of our team, you'll engage in the sales...

Job OpportunityArmand Corporation, a leading construction management firm, is seeking a skilled Senior FTA/FRA Compliance Manager to oversee federal construction projects in NY & NJ.The ideal candidate has extensive experience in grant analysis, compliance, and reimbursement for construction projects, with a strong background in administering Full Funding...

Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect...

Job SummaryWe are seeking a highly skilled Senior Manager to join our Compliance Risk Assessment team in the United States. The successful candidate will be responsible for ensuring the overall success of the GBM&T Compliance / Compliance Risk & Control Assessment in the United States.Key ResponsibilitiesImplement and enforce CRCA related policies and...