Director, Internal Audit AML/BSA

4 weeks ago

Chicago, Illinois, United States Discover Full time

Discover. A brighter future.
With us, you'll do meaningful work from Day 1. Our collaborative culture is built on three core behaviors: We Play to Win, We Get Better Every Day & We Succeed Together. And we mean it - we want you to grow and make a difference at one of the world's leading digital banking and payments companies. We value what makes you unique so that you have an opportunity to shine.
Come build your future, while being the reason millions of people find a brighter financial future with Discover.
Job Description:
Director, AML-BSA
At Discover, be part of a culture where diversity, teamwork, and collaboration reign. Join a company that is just as employee focused as it is on its customers, and which is consistently awarded for both. We're all about people and our employees are why Discover is a great place to work. Be the reason we help millions of consumers build a brighter financial future and achieve yours along the way with a rewarding career.
About Internal Audit
Discover's Internal Audit Department (IAD) is committed to providing insightful perspectives, leveraging specialized talent, and delivering a refreshing experience to all of our stakeholders. These commitments are met through technically skilled professionals who are collaborative, hard-working, and highly motivated to consistently deliver high-quality work in a challenging and fast-paced environment. IAD is viewed as an integral part of Discover's risk management framework and is valued by management as a trusted partner.
Summary:
The BSA/AML Internal Audit team is seeking an energetic, committed, and motivated professional who is looking to grow their career within a regulatory compliance audit function. This team assesses business processes and practices for the risk of non-compliance with applicable anti-money laundering, financial crimes, and other non-consumer laws and regulations. The team completes audit testing in a dynamic environment across a wide variety of regulatory topics and assesses risk management frameworks, controls, and governance to provide insights to business partners regarding compliance risk.
Focus Areas include:

  • Bank Secrecy At
  • Anti-Money Laundering
  • Economic Sanctions
  • Other Financial Crimes
  • Non-consumer laws and regulations

Responsibilities:

  • Responsible for the audit plan for Financial Crimes and non-consumer regulatory compliance areas
  • Responsible for overall scope, auditable unit risk assessment, auditable unit frequency, budget, and staff
  • Supervise audits and validations
  • Maintain expertise in areas of audit focus, including areas of emerging risk
  • Liaise with regulatory agencies
  • Manage direct reports and the BSA/AML Audit team
  • Provide guidance on audit administration / methodology, report writing, and staff supervision
  • Identify opportunities to build and leverage available data and analytical tools to enhance the audit program
  • Assess and manage talent, team structure, and staff levels for area of responsibility
  • Provide coaching/feedback to audit staff

Minimum Qualifications:

  • Bachelor's degree in Social Sciences, Engineering, Accounting, Finance, Business, Information Technology, Analytics, or related field
  • Relevant Experience: 10+ years

Preferred Qualifications:

  • Strong written and verbal communication skills
  • Audit experience within banking, accounting/consulting, regulatory agency, or other financial institution.
  • Certified Internal Auditor (CIA) or willing to obtain
  • Additional Certifications:
    • CPA, CAMS, CRCM, CFE
    • Six Sigma, STEM, or Business, Risk, Compliance, or Audit related certifications

Closing & EEO:
What are you waiting for? Apply today
And by the way, while you're waiting to hear from us, don't forget to check out the great benefits Discover offers.
The same way we treat our employees is how we treat all applicants - with respect. Discover Financial Services is an equal opportunity employer (EEO is the law). We thrive on diversity & inclusion. You will be treated fairly throughout our recruiting process and without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status or any other characteristic protected by federal, state, or local law in consideration for a career at Discover.
Application Deadline:
The application window for this position is anticipated to close on Aug We encourage you to apply as soon as possible. The posting may be available past this date, but it is not guaranteed.
Compensation:
The base pay for this position generally ranges between $150,500.00 to $228, Additional incentives may be provided as part of a market competitive total compensation package. Factors, such as but not limited to, geographical location, relevant experience, education, and skill level may impact the pay for this position.
Benefits:
We also offer a range of benefits and programs based on eligibility. These benefits include:

  • Paid Parental Leave
  • Paid Time Off
  • 401(k) Plan
  • Medical, Dental, Vision, & Health Savings Account
  • STD, Life, LTD and AD&D
  • Recognition Program
  • Education Assistance
  • Commuter Benefits
  • Family Support Programs
  • Employee Stock Purchase Plan

Learn more at .
What are you waiting for? Apply today
All Discover employees place our customers at the very center of our work. To deliver on our promises to our customers, each of us contribute every day to a culture that values compliance and risk management.
Discover is committed to a diverse and inclusive workplace. Discover is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, protected veteran status, or other legally protected status. (Know Your Rights & Pay Transparency Nondiscrimination Provision)
Discover complies with federal, state, and local laws applicable to qualified individuals with disabilities and is committed to providing reasonable accommodations. If you require a reasonable accommodation to search for a position, to complete an application, and/or to participate in an interview, please email . Any information you provide regarding your accommodation needs will be kept confidential and will only be used to determine and provide necessary accommodation.

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