Director, Regulatory Reporting

1 month ago

new york city, United States Crédit Agricole CIB Full time

Summary


Manage a staff of two regulatory reporting professionals to ensure the timely and accurate submission of all U.S. regulatory reports.


Key Responsibilities


Administrative


  • Prepare and distribute Regulatory Reporting calendar listing all departmental activities for the month.
  • Distribute workload to ensure the timely and accurate completion of all required reports and analyses.
  • Ensure adequate back-up for all critical functions.
  • Ensure all records and work papers are maintained in accordance with record retention requirements.
  • Responsible for administrative and personnel functions relating to the regulatory staff. Included in this are staff evaluations, development and continued regulatory reporting training.


Technical


  • Detailed review of all quarterly Call Reports before submission to the branches and regulatory agencies.
  • Top Level review of all other regulatory reports prior to submission to the regulatory agencies.
  • Respond to inquiries from local regulators regarding information reported.
  • Respond to the Branches and agencies request for information or supporting documentation with regards to their report filings and examinations.
  • Review and assess the impact of new and revised reporting requirements as they occur.
  • Perform periodic compliance and industry best practices review on all regulatory reports.
  • Liaise with various regulatory reporting industry groups to establish a Credit Agricole presence within the community.


Responsibilities


  • Monitor all Legal Ratios and define legal lending limits
  • Prepare regulatory reports FRY 7 N and 7NS reports.
  • Act as liaison between Paris and the Federal Reserve Bank on the FRY 7 Q filing
  • Maintain established contacts with regulators to clarify reporting issues and monitor future changes.
  • Coordinate with internal audit, the examinations of reports by Federal and State regulators.
  • Prepare responses to comments made by Federal, State and internal auditors.
  • Provide regulatory guidance to other Credit Agricole Branches as required.
  • Participate in the development of new products to determine the regulatory impact.
  • Provide input to other departments in the bank on the reporting impact of proposed or existing transactions.
  • Prepare written memorandum on topics of concern related to regulatory reporting for Calyon management.
  • Define and prioritize the technology related needs of the regulatory reporting department.
  • Establish reporting procedures and compliance with revised and/or newly required regulatory reports.


Qualifications/Education Required

  • Bachelors in Accounting
  • Masters preferred


Experience Required

  • A minimum of 10 years of relevant experience


Competencies Required

  • Knowledge of AXIOM


Skills & Knowledge Requirements

  • Knowledge of US Regulatory Reporting
  • CPA preferred

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