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Senior Operations Manager
4 months ago
I am looking for a Senior Operations Manager to work 4 days a week in Jersey City Mon-Thurs
This position is paying up to $170k base + 20% discretionary bonus.
Fully paid for benefits for employee and 80% covered for dependents
Looking for a Series 7 license with the ability to obtain the Series 24 within 6 months
Experience with ACATS and Back Office Cashiering functions
Key responsibilities may include
- Monitor and assist with daily operations including clients’ services matters, monitoring clients’ trading activities and money movement.
- Help identify and draft requirements and testing plans for the development of a back-office system
- Manage/reconcile daily cash balances and oversee cash reporting and projections.
- Process fund in / out transactions for clients and brokers.
- Perform regular bank verification and global sanctions monitoring/screening checks and oversight on existing clients within the system.
- Respond to various complex operational issues for both internal and external clients.
- Responsible for daily trade settlements, resolution of issues.
- ACAT processing
- Identify and implement Operational improvements.
- Perform other duties as assigned.
What you have
- Series 7 & 63 with the ability to obtain Series 24 within 6 months.
- Minimum of five years of Financial Services experience in Middle and Back-Office Operations
- Broad understanding of brokerage industry specifically Settlements, Corporate Actions, ACAT’s, Reconciliation and Cashiering functions and associated regulations pertaining to these areas.
- Familiarity with 15c3-3 Customer Protection rules
- In-depth knowledge related to Financial Operation workflows and best practices.
- Knowledge related to US and HK market trading and settlement.