Compliance Associate

2 weeks ago


New York, United States Atlantic Group Full time

Firm:

$30Bn Hedge Fund Location:

NYC Hybrid:

4 days in office, 1 day WFH Compensation:

$125k-$175k base + bonus [$40k-$75k] Benefits:

Full paid Medical and Dental, paid lunch

Overview:

Join $30Bn Hedge Fund as a Legal and Compliance Specialist, where you'll collaborate with various departments across the firm to ensure adherence to legal and compliance standards. Reporting to the General Counsel, you'll be part of a department divided into four teams: Compliance, Private Investments, Tax Planning, and Funds and Trading.

Responsibilities: Manage daily, weekly, quarterly, and annual regulatory filings globally, with emphasis on 13F, 13D, and 13G filings Act as the main contact for vendor contracts and trading document negotiations, liaising with internal teams such as IR, Trading, Treasury, and Trading Operations, as well as external stakeholders like brokers and vendors Manage information requests in non-US jurisdictions Handle lobbyist registrations and ongoing filings Assist in creating new legal entities and drafting initial documents Support funds and trading attorneys with various tasks, including global position filings and legal entity formation for trading compliance Support the Private Investments team with KYC requests and other tasks Manage documentation and regulatory filings related to funds' trading and financing activities

Qualifications: Bachelor's degree with a strong academic background Exceptional attention to detail and project management abilities Strong organizational and communication skills Proficiency in Bloomberg and Microsoft Office suite

Client is open to the following background of candidates with 3-5 years experience in a similar role within financial services:

Regulatory Reporting : from a Hedge Fund or Private Equity Fund - 13F, 13G, 13H, Form PF Trading Compliance:

risk, trade surveillance from a Hedge Fund Bank/Investment Management : Contract Negotiations, NDAs Paralegal with FS Clients : experience with negotiating NDAs, vendor agreements

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