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Compliance Manager
3 months ago
BASIC PURPOSE
: Manage and lead Musket and Trillium’s trade surveillance and compliance programs.MAJOR RESPONSIBILITIES:
Work closely with trading, legal, risk, and accounting to ensure compliance with laws and regulations Manage the continuous improvement of policies, procedures, and controls to mitigate compliance risks Manage the review, analysis, and reporting of results from internal trade surveillance system(s) Respond to and report alerts from internal compliance systems/solutions Lead internal compliance investigations and reviews of trading activity In partnership with legal, lead investigations and responses to regulatory inquiries Lead routine compliance trainings Manage process improvement initiatives, compliance-related project work Manage and lead the compliance team; mentor and train junior teammatesEDUCATION AND EXPERIENCE:
Education: Bachelor’s degree MLS or JD degree preferred Experience: 3-5 years’ relevant experience in a compliance, audit, middle office, or legal role Experience in a trading organization, financial services, or legal firm preferred Experience with oil, refined products, NGL, and/or biofuel markets preferredSKILLS AND PHYSICAL DEMANDS:
Skills: Proven understanding of commodities/energy markets Proven organizational and time-management/prioritization skills Strong leadership, communication, and presentation skills Knowledge of laws and regulations related to Musket’s commercial business lines Familiarity with RightAngle or other ETRM system preferred Typical Physical Demands: Requires prolonged sitting, some bending and stooping. Occasional lifting up to 25 pounds. Manual dexterity sufficient to operate a computer keyboard and calculator. Requires normal range of hearing and vision.Job Function(s): Corporate
Love’s Travel Stops & Country Stores is the industry-leading travel stop network in the United States. For more than 55 years, we’ve provided customers with highway hospitality and “
