Compliance Manager
3 months ago
Job Title: Compliance Manager
Location: Downtown Houston, Texas
Description:
This is a full time position, we are seeking a positive, good team player to provide leadership and supervise the Compliance team in the bank to discharge their responsibilities properly to support management and business.
Responsibilities:
- Provide leadership and supervise the Compliance team in the bank to discharge their responsibilities properly to support management and business.
- Keep abreast of regulatory developments in United States and Texas, and disseminate the information on updates/amendments and impact on the bank.
- Implement Compliance Monitoring Plan to ensure the bank comply with the relevant legal and regulatory requirements as well as establish internal policies and procedures.
- Review AML/CFT monitoring reports and supervise CDD and EDD process.
- Manage the maintenance and review of the bank’s transaction screening, name screening and transaction monitoring.
- Manage the Suspicious Transaction reporting process to investigate suspicious transaction and ensure that such transactions are reported to the authorities and documented properly.
- Advise on rules and regulations associated with the bank’s business activities, AML/CFT matters, internal policies and procedures.
- Act as the primary contact with regulators and relevant external bodies on compliance matters.
- Coordinate and liaise with auditors and regulatory authorities on their enquiries, reports inspection and investigation.
- Educate and train staff on applicable rules and regulations and internal policy and procedures.
Requirements:
- Degree in Law, Banking, Finance or any other relevant field
- Over 5 years of relevant experience
- Strong knowledge of banking business operations and products and services
- Strong knowledge of AML/CFT and compliance regulations
- Certified compliance professional is a plus
- Proficient in Mandarin is an advantage
Notes:
First Commercial Bank Houston Branch is a wholesale banking institution in Texas.
Our head quarter is in Taiwan. More information please visit
Please apply with your English resume and cover letter with confidence to i927a@firstbank.com.tw
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