Compliance Manager

3 months ago


Houston, United States 第一銀行 FirstBank Full time

Job Title: Compliance Manager


Location: Downtown Houston, Texas


Description:

This is a full time position, we are seeking a positive, good team player to provide leadership and supervise the Compliance team in the bank to discharge their responsibilities properly to support management and business.


Responsibilities:

  • Provide leadership and supervise the Compliance team in the bank to discharge their responsibilities properly to support management and business.
  • Keep abreast of regulatory developments in United States and Texas, and disseminate the information on updates/amendments and impact on the bank.
  • Implement Compliance Monitoring Plan to ensure the bank comply with the relevant legal and regulatory requirements as well as establish internal policies and procedures.
  • Review AML/CFT monitoring reports and supervise CDD and EDD process.
  • Manage the maintenance and review of the bank’s transaction screening, name screening and transaction monitoring.
  • Manage the Suspicious Transaction reporting process to investigate suspicious transaction and ensure that such transactions are reported to the authorities and documented properly.
  • Advise on rules and regulations associated with the bank’s business activities, AML/CFT matters, internal policies and procedures.
  • Act as the primary contact with regulators and relevant external bodies on compliance matters.
  • Coordinate and liaise with auditors and regulatory authorities on their enquiries, reports inspection and investigation.
  • Educate and train staff on applicable rules and regulations and internal policy and procedures.


Requirements:

  • Degree in Law, Banking, Finance or any other relevant field
  • Over 5 years of relevant experience
  • Strong knowledge of banking business operations and products and services
  • Strong knowledge of AML/CFT and compliance regulations
  • Certified compliance professional is a plus
  • Proficient in Mandarin is an advantage


Notes:

First Commercial Bank Houston Branch is a wholesale banking institution in Texas.

Our head quarter is in Taiwan. More information please visit

Please apply with your English resume and cover letter with confidence to i927a@firstbank.com.tw



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