Senior Registered Client Associate
2 months ago
Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about our career areas and lines of business at wellsfargojobs.com .
In this role you will:
- Assist Financial Advisor(s) with sales, service, and operational related activities such as providing service to clients via telephone, direct interaction and/or written correspondence
- Facilitate Financial Advisor and client requests for account related information and/or quotes, schedule and prepare for appointments with new or prospective clients, establish and service client accounts, prepare forms, research account inquiries and/or issues,
- Execute various administrative functions for the Financial Advisor(s) and Branch Management including, but not limited to, tracking referrals, coordinating, and executing marketing campaigns, establishing and maintaining files to meet the firm's regulatory requirements, and establishing and maintaining filing and record keeping necessary to support efforts to service and grow client relationships
- Act as the liaison for all referral sources by reviewing paperwork for completeness and forwarding to management for review when applicable
- Utilize prior experience in the Registered Client Associate role to anticipate and proactively seek resolutions to client and business-related issues
- Demonstrate seasoned judgment by handling complex clients with a high degree of professionalism
- Viewed by peers as a subject matter expert and sought by others for advice or guidance
- Provide knowledge and systems support to branch personnel and training for entry-level Client Associates
- 4+ years of Brokerage and Client Services experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
- US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 66 (or 63 and 65) examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration
- Brokerage client support experience
- Administrative support experience in financial services
- Experience interacting directly with customers
- Intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint) skills
- Client service focus with the ability to listen to customer needs and recommend solutions
- Ability to prioritize work, meet deadlines, achieve goals, and work in a dynamic and complex environment
- US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is mandatory. In addition to state registration and licensing requirements, specific product licenses or SAFE licensing may apply. Additional requirements include meeting enhanced financial fitness and criminal background standards. Wells Fargo will initiate the FINRA licensing review process at the time of offer acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required
This position is not eligible for Visa sponsorship.
Posting location: 3200 Cherry Creek South Dr, Denver, CO 80209
Pay Range
Reflected is the base pay range offered for this position. Pay may vary depending on factors including but not limited to achievements, skills, experience, or work location. The range listed is just one component of the compensation package offered to candidates.
$23.13 - $41.11
Benefits
Wells Fargo provides all eligible full- and part-time employees with a comprehensive set of benefits designed to protect their physical and financial health and to help them make the most of their financial future. Visit Benefits - Wells Fargo Careers for an overview of the following benefit plans and programs offered to employees.
- 401(k) Plan
- Paid Time Off
- Parental Leave
- Critical Caregiving Leave
- Discounts and Savings
- Health Benefits
- Commuter Benefits
- Tuition Reimbursement
- Scholarships for dependent children
- Adoption Reimbursement
6 Aug 2024
* Job posting may come down early due to volume of applicants.
We Value Diversity
At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.
Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.
Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.
Applicants with Disabilities
To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .
Drug and Alcohol Policy
Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.
Wells Fargo Recruitment and Hiring Requirements:
a. Third-Party recordings are prohibited unless authorized by Wells Fargo.
b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.
-
LMS Specialist
3 weeks ago
Denver, United States Associate Of PeriOperative Registered Nurses Full timeMission driven, great benefits and room for growth! Why consider AORN, Association of periOperative Registered Nurses, as the next place for your career as our LMS Specialist? Because we're innovative and all about quality and collaboration - we're continually seeking to enhance our offerings to allow us to better tailor to the needs of our nurse members...
-
Client Service Associate
2 weeks ago
Denver, United States Forum Financial Full timeForum Financial Management, LP WWW.FORUMFINANCIAL.COM Forum Financial Management, LP is a rapidly growing Registered Investment Advisory Firm with more than $7 billion in assets under management. Forum was founded in 2002 and became an independent advisory firm in 2009. At Forum, we use a highly diversified investment strategy derived from decades of...
-
Client Services Associate
6 days ago
Denver, Colorado, United States Digible Full timePosition OverviewCompany Background:Digible is a privately held entity established with the goal of delivering advanced digital marketing solutions tailored for the multifamily sector. Our offerings encompass a wide range of digital services alongside a pioneering analytics platform, Fiona, which stands out in the industry.At Digible, we take pride in our...
-
Senior Client Advisor
4 weeks ago
Denver, United States Oracle Full timeAs a Senior Client Advisor , you will support Oracle North American Application Sales. You will engage with Oracle’s most strategic clients to provide thought leadership and recommendations on process, capability, and technology changes to realize operational strategy. Client Advisors help Oracle clients understand the connections and complexities that...
-
Senior Sales Associate
2 months ago
Denver, United States Prestige Estate Services LLC Full timeJob DescriptionJob DescriptionPRESTIGE ESTATE SERVICES FULL TIME ESTATE SENIOR SALES ASSOCIATEExperience: The ideal candidate will have experience in resale market. Be comfortable with pricing of used items in a competitive market place. Experience is requested but not required. Customer Services experience of 3+ years required.Please ask Prestige Estate...
-
Senior Sales Associate
3 months ago
Denver, United States Prestige Estate Services LLC Full timeJob DescriptionJob DescriptionPRESTIGE ESTATE SERVICES FULL TIME ESTATE SENIOR SALES ASSOCIATEExperience: The ideal candidate will have experience in resale market. Be comfortable with pricing of used items in a competitive market place. Experience is requested but not required. Customer Services experience of 3+ years required.Please ask Prestige Estate...
-
Senior Sales Associate
2 months ago
Denver, United States Prestige Estate Services LLC Full timeJob DescriptionJob DescriptionPRESTIGE ESTATE SERVICES – FULL TIME ESTATE SENIOR SALES ASSOCIATEExperience: The ideal candidate will have experience in resale market. Be comfortable with pricing of used items in a competitive market place. Experience is requested but not required. Customer Services experience of 3+ years required.Please ask Prestige Estate...
-
Senior Sales Associate
3 months ago
Denver, United States Prestige Estate Services LLC Full timeJob DescriptionJob DescriptionPRESTIGE ESTATE SERVICES FULL TIME ESTATE SENIOR SALES ASSOCIATEExperience: The ideal candidate will have experience in resale market. Be comfortable with pricing of used items in a competitive market place. Experience is requested but not required. Customer Services experience of 3+ years required.Please ask Prestige Estate...
-
Senior Manager of Client Engagement
5 days ago
Denver, Colorado, United States The Boston Consulting Group Inc Full timeOverview:The Boston Consulting Group Inc is seeking a Senior Manager of Client Engagement. This role is pivotal in bridging business development, account oversight, marketing, and client relations within our most significant accounts. Role Responsibilities:As a Senior Manager of Client Engagement, you will be an integral part of a BCG account team,...
-
Senior Client Engagement Specialist
5 days ago
Denver, Colorado, United States CSG International Full timeGreetings, I'm Juhi Banerjee, your dedicated Recruiter at CSG, here to assist you in exploring a rewarding career opportunity.We are in search of a Senior Client Engagement Specialist who will:Report to the Senior Manager of Implementation and play a crucial role in delivering outstanding customer experiences for our clients. You will support a variety of...
-
Senior Associate Attorney
4 weeks ago
Denver, United States EPSTEIN PATIERNO, LLP Full timeCompany DescriptionEPSTEIN PATIERNO, LLP is a premier family law firm located in Denver, CO, known for its expertise in family law services and representation. With a focus on best family law and divorce attorneys, we offer a wide variety of services to clients. While our offices are in Denver and Greenwood Village, we serve clients throughout the...
-
Tax Senior Associate
5 days ago
Denver, United States CohnReznick Full timeAs CohnReznick grows, so do our career opportunities. As one of the nation's top Professional Services and Business Advisory firms, we foster teams in Advisory, Assurance, and Tax services that value innovation and collaboration in everything they do! YOUR TEAM. We currently have an exciting career opportunity for a Tax Senior Associate to join the team in...
-
Health and Benefits
4 weeks ago
Denver, United States WTW Full timeCandidates in any of the following locations will be considered: Salt Lake City, UT, Denver CO As a Health and Benefits Senior Associate, you will be a key member of the client service team, engaging directly with clients and establishing relationships across all levels of the client organization. You will substantially contribute to the management of...
-
Denver, Colorado, United States Brookdale Senior Living Full timePosition OverviewAt Brookdale Senior Living, we are dedicated to supporting our associates in their pursuit of U.S. citizenship. We offer to cover the fees associated with the naturalization application process (Form N-400), up to $725, for eligible associates who have been with us for a minimum of one year.Key ResponsibilitiesWelcome all guests entering the...
-
Travel Nurse RN Cardiac Cath Lab Specialist
2 days ago
Denver, Colorado, United States HealthEcareers - Client Full timeJob SummaryTalent4Health is seeking a skilled Cardiac Cath Lab Registered Nurse for a travel nursing opportunity with HealthEcareers - Client in Denver, Colorado.Job Description & RequirementsSpecialty: Cardiac Cath LabDiscipline: RN40 hours per weekShift: 10 hours, daysEmployment Type: TravelPerks: Competitive compensation package, comprehensive benefits,...
-
Tax Senior Associate
2 weeks ago
Denver, United States CohnReznick Full timeAs CohnReznick grows, so do our career opportunities. As one of the nations top Professional Services and Business Advisory firms, we foster teams in Advisory, Assurance, and Tax services that value innovation and collaboration in everything they do! YOUR TEAM. We currently have an exciting career opportunity for a Tax Senior Associate to join the team in...
-
QMAP Care Associate
18 hours ago
Denver, Colorado, United States BALFOUR SENIOR CARE Full timeJob OverviewWe are in search of dedicated and collaborative individuals to become part of our esteemed senior living community, Balfour at Riverfront Park. Located in a vibrant urban area, our facility offers a comprehensive range of care complemented by our exceptional amenities and services. We prioritize a workplace culture founded on integrity, respect,...
-
Senior Associate
4 weeks ago
Denver, United States Lowery Property Advisors Llc Full timeCOMPANYLowery Property Advisors (LPA) is a privately held commercial real estate valuation firm headquartered in Irving, Texas, with offices in Texas, Oklahoma, Colorado, and Georgia. LPA specializes in valuation and appraisal, market research, feasibility, property tax consulting, and right-of-way/eminent domain appraisals, litigation support, and expert...
-
Senior Associate
4 weeks ago
Denver, United States Lowery Property Advisors, LLC Full timeCOMPANYLowery Property Advisors (LPA) is a privately held commercial real estate valuation firm headquartered in Irving, Texas, with offices in Texas, Oklahoma, Colorado, and Georgia. LPA specializes in valuation and appraisal, market research, feasibility, property tax consulting, and right-of-way/eminent domain appraisals, litigation support, and expert...
-
Senior Associate
4 weeks ago
Denver, United States Lowery Property Advisors, LLC Full timeCOMPANYLowery Property Advisors (LPA) is a privately held commercial real estate valuation firm headquartered in Irving, Texas, with offices in Texas, Oklahoma, Colorado, and Georgia. LPA specializes in valuation and appraisal, market research, feasibility, property tax consulting, and right-of-way/eminent domain appraisals, litigation support, and expert...