![Capital One](https://media.trabajo.org/img/noimg.jpg)
Compliance Advisory Manager
2 months ago
The Capital One Retail Bank Compliance team is seeking a Compliance Advisor Manager with a passion for advising and collaborating with business partners to mitigate consumer compliance risk and to take care of our customers. The Manager will join our Retail Bank Compliance team and act as a critical partner in the planning and execution of business initiatives and products to ensure compliance with federal and state consumer laws and regulations. The Manager will use their relationship building, expertise, and communication skills to analyze risks and drive actions that sustain business objectives and processes in a well-managed and compliant way. A successful Manager in this role will be highly self-motivated and possess a growth mindset, as well as be forward-thinking about the evolution of the consumer banking regulatory environment, technologically adept, and a keen problem solver.
Responsibilities
Provide guidance and effective challenge to our Retail Bank business on consumer compliance risks
Maintain subject matter expertise of existing consumer banking laws and regulations, including Reg CC, Reg DD, Reg B, FCRA, ADA, SCRA, Reg E, Reg O, UDAAP, CRA, and state laws pertaining to deposit accounts and UDAP
Develop strong working knowledge of business products, services, processes, and strategy
Communicate with and support business leaders through one-on-one and group/project interactions
Execute risk assessments and independently evaluate the effectiveness of the business’s risk mitigation actions
Advise the business on the development of effective consumer compliance controls and monitoring, and steps to take to comply with changes in consumer banking laws and regulations
Closely follow emerging consumer banking trends, including the development of new laws and evolving emerging risks
Actively engage in problem solving and knowledge sharing with others within the Compliance and Legal departments
Participate in and support Compliance senior leadership with risk reporting and regulatory engagements
The ideal candidate will possess:
A focus on results and achieving short- and long-term goals
A proven track record of supporting and working across groups and functions and with a senior management team
Ability to navigate ambiguous situations to drive clarity and execute a risk agenda in a fluid environment within a highly-regulated industry
Solid teamwork skills; an ability to contribute to and leverage the capabilities of a high performing, cross-functional team
Highly developed interpersonal, presentation, and communications skills (written and oral)
Strategic influencing skills, with the ability to build understanding and agreement among diverse groups
Strong judgment, integrity, and discretion in handling highly sensitive and confidential issues
An understanding of how banking technology performs, and how consumer laws and regulations
We have other current jobs related to this field that you can find below
-
Compliance Services Team Lead
2 weeks ago
Wilmington, United States Sovos Compliance Full timeBuild your future with Sovos. If you're seeking a career where innovation meets impact, you've come to the right place. As a global leader, Sovos is transforming tax compliance from a business requirement to a force for growth while revolutionizing how businesses navigate the ever-changing regulatory landscape. At Sovos, we're dedicated to more than just...
-
Wilmington, United States Charles Schwab Full timePosition Type: Regular Do you have the following skills, experience and drive to succeed in this role Find out below. Your opportunity At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together. As a Senior...
-
Marketing Intern
2 weeks ago
Wilmington, United States Breakwater Accounting + Advisory Full timeJob DescriptionJob DescriptionIf you are passionate about helping small businesses and nonprofits succeed, this is the perfect opportunity to join our team!The Company: Breakwater Accounting & Advisory provides outsourced bookkeeping and accounting services for businesses and nonprofit organizations across the US. We embrace technology to work smarter, not...
-
Regulatory Specialist
3 weeks ago
Wilmington, United States Sovos Compliance Full timeThe Work You'll Do: As a Regulatory Specialist, the primary responsibility is to provide substantive research and analysis of rate changes, form changes, and compliance issues. More specifically you will: Be part of the team responsible for our mission-critical tax content management process Become a 'tax' and 'compliance' subject matter expert -...
-
Senior Financial Operations Representative
1 month ago
Wilmington, United States Sovos Compliance Full timeBuild your future with Sovos.If you're seeking a career where innovation meets impact, you've come to the right place. As a global leader, Sovos is transforming tax compliance from a business requirement to a force for growth while revolutionizing how businesses navigate the ever-changing regulatory landscape. At Sovos, we're dedicated to more than just...
-
Regulatory Specialist
6 days ago
Wilmington, United States Sovos Compliance Full timeBuild your future with Sovos. If you're seeking a career where innovation meets impact, you've come to the right place. As a global leader, Sovos is transforming tax compliance from a business requirement to a force for growth while revolutionizing how businesses navigate the ever-changing regulatory landscape. At Sovos, we're dedicated to more than just...
-
Financial Crime Business Oversight Compliance
1 month ago
Wilmington, United States Randstad Sourceright Full timeAbout Financial Crime Business Oversight Compliance The Financial Crime Business Oversight Compliance team plays an integral role in protecting B- US Consumer Bank from the misuse of its products for illegal activity such as money laundering, terrorist financing or other financial-related crimes. It also ensures the bank complies with all applicable laws and...
-
FinCrime Business Oversight Compliance AVP
1 month ago
Wilmington, United States Barclays Full timeFinCrime Business Oversight Compliance Assistant Vice PresidentWilmington, DE As a Barclays FinCrime Business Oversight Compliance Assistant Vice President, you will be in charge of assisting the business in reaching their goals in a way that drives performance while mitigating the risk of unlawful activity. In this role, you will have a chance to be in...
-
IT Compliance/Audit Manager
3 weeks ago
Wilmington, United States Liberty Personnel Services, Inc. Full timeMust be a US Citizen or Green Card holder living in Maryland, PA or DE. Candidates applying from NJ will not be considered. Our client located in Wilmington, DE is seeking a IT Compliance Manager to work a hybrid schedule out of their Wilmington, DE office. This person will be responsible for IT General Controls and managing and maintaining IT Assets and...
-
Financial Crime Business Oversight Compliance
1 month ago
Wilmington, United States Randstad Sourceright Full timeAbout Financial Crime Business Oversight ComplianceThe Financial Crime Business Oversight Compliance team plays an integral role in protecting B- US Consumer Bank from the misuse of its products for illegal activity such as money laundering, terrorist financing or other financial-related crimes. It also ensures the bank complies with all applicable laws and...
-
Financial Crime Business Oversight Compliance
1 month ago
Wilmington, United States Randstad Sourceright Full timeAbout Financial Crime Business Oversight ComplianceThe Financial Crime Business Oversight Compliance team plays an integral role in protecting B- US Consumer Bank from the misuse of its products for illegal activity such as money laundering, terrorist financing or other financial-related crimes. It also ensures the bank complies with all applicable laws and...
-
FinCrime Business Oversight Compliance AVP
1 month ago
Wilmington, Delaware, United States Barclays Full timeFinCrime Business Oversight Compliance Assistant Vice PresidentWilmington, DEAs a Barclays FinCrime Business Oversight Compliance Assistant Vice President, you will be in charge of assisting the business in reaching their goals in a way that drives performance while mitigating the risk of unlawful activity. In this role, you will have a chance to be in...
-
Human Resources Manager
4 weeks ago
Wilmington, United States Ascent AeroSystems Full timeAscent AeroSystems is one of the most exciting companies in the Unmanned Aerial System (UAS) industry, and our unique coaxial platforms provide the reliable and efficient foundation necessary to operate UAS’s at scale. We’re growing fast, and we’re looking for motivated, highly organized people to join our team. **As you consider your next career move...
-
Audit Manager – Compliance and Operational Risk
7 hours ago
Wilmington, Delaware, United States Bank of America Full timeJob Title: Compliance and Operational Risk Audit Manager at Bank of AmericaBank of America is committed to fostering an inclusive and diverse workplace for all employees. Join us for a rewarding career that offers growth opportunities and the chance to make a difference in the financial services industry.Job Description:This position involves overseeing...
-
Audit Manager
2 weeks ago
Wilmington, United States Bank of America Full timeJob Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for...
-
Construction Safety Specialist
7 days ago
Wilmington, United States Compliance Management International Full timeJob DescriptionJob DescriptionConstruction Safety Professional | Wilmington, DE Company Summary:Compliance Management International (CMI) is a premier global provider of environmental, health, and safety (EHS) services, serving clients of all sizes for over 25 years. We collaborate closely with organizations, including Fortune 500 companies and governments,...
-
Wilmington, Delaware, United States CSC Full timeManaging Director, Investor Services and Compliance (North America)Hybrid-Wilmington, DE or West Orange, NJMonday to Friday 9:00 a.m. to 6:00 p.m. ESTCandidates for this position must be eligible to work in the United States without sponsorship. Time on-site or time zone may be necessary based on business need.Position Summary: CSC Fund Solutions, North...
-
Wilmington, United States CSC Full timeManaging Director, Investor Services and Compliance (North America) Hybrid-Wilmington, DE or West Orange, NJ Monday to Friday 9:00 a.m. to 6:00 p.m. EST Candidates for this position must be eligible to work in the United States without sponsorship. Time on-site or time zone may be necessary based on business need. Position Summary: CSC Fund Solutions,...
-
Associate, Product Manager
4 days ago
Wilmington, United States BlackRock Full timeBlackRock is a global leader in investment management, risk management and advisory services for institutional and retail clients! At September 30, 2016, BlackRock’s AUM was $5.1 trillion. BlackRock helps clients around the world meet their goals and overcome challenges with a variety of products that include separate accounts, mutual funds, iShares®...
-
Compliance Risk Management Lead
22 hours ago
Wilmington, United States JPMorgan Chase Full timeBring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and...