Regulatory Compliance Specialist

3 weeks ago


Philadelphia, United States Rivers Casino Full time

Job Category: Regulatory Requisition Number: REGUL003866


Posting Details
    • Posted: November 27, 2024

Full-Time

Locations

Rivers Casino Philadelphia
1001 N. Delaware Ave.
Philadelphia, PA 19125, USA


Job Details

Description

Engagement Expectations:

We believe that team member engagement is the basis for a great culture and superior guest service. During every interaction, we display three behaviors:

  • Smile, display energy and open body language
  • Proactively greet team members and guests, initiating interaction to provide service
  • Always use a positive parting remark to end the conversation


Essential Job Functions:

  • Perform independent compliance audits to determine if the company is in adherence to Federal and State regulations.
  • Reviews and reports Title 31 filings.
  • Evaluate transactional data for trends
  • Develop and review the overall effectiveness of compliance audit programs, compliance audit work papers, procedures/policy manual updates, reports findings to management and provides recommendations.
  • Identify processes risks and weaknesses, document main control points and provide evidential support for report recommendations. Follow up with Operational Leadership to communicate findings and ensure resolution.
  • Assists in preparation of communications to management, auditors, and regulators.
  • Maintain compliance department contact with operations team members to clarify, explain or provide data/information needed to complete incident report review.
  • Perform special analysis to help ensure accurate transactional reporting
  • Responsible for mandatory filings to all regulatory agencies
  • Prepares work in a manner that results in a complete and evident audit trail to ensure "re- performance" standard is met.
  • Reviews, reconciles and verifies documents for proper completion and accuracy.
  • Consistently keeps supervisor informed of routine and non-routine issues and refers matters outside assigned scope of authority to appropriate individuals.
  • Maintains positive internal customer relationships by providing prompt and appropriate responses to inquiries, issues, and concerns where appropriate.
  • Any and all other tasks or projects as assigned.

Qualifications (Knowledge, Skills, and Abilities):

  • Any and all other tasks or projects as assigned.
  • Associates Degree in Accounting or related field, or verifiable related experience on a year basis.
  • Strong math skills. Excellent oral and written communication skills
  • Strong understanding and comprehension of all relevant Title 31/Anti-Money Laundering law and regulation, gaming audits and casino operations
  • Ability to maintain organization, meet deadlines, possess integrity and discretion in handling confidential information
  • Knowledge of auditing procedures.
  • Experience in Microsoft Excel, Proficient in Microsoft Word and Outlook.
  • Possess the cognitive ability to identify potential problem areas from information presented.
  • Ability to communicate with Team members and guests.
  • Ability to carry out instructions furnished in written, verbal, or diagram form.
  • Must be able to sit for long periods of time and view information displayed on a computer screen. Must be able to bend, reach, kneel, twist and grip items while working at assigned desk area.



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