Risk and Controls Manager

4 weeks ago

Charlotte, North Carolina, United States RSM Global Full time
Job Summary

We are seeking a highly skilled Risk and Controls Manager to join our growing Process Risk and Controls Global Financial Services Practice at RSM Global. As a key member of our team, you will have the opportunity to draw from your experience and knowledge while continuing to grow your leadership skills through a high degree of client and financial services industry exposure, career development and mentorship opportunities, and a diverse and inclusive culture.

Key Responsibilities
  • Model the core RSM values of respect, integrity, teamwork, excellence and stewardship in all interactions with clients and team members
  • Collaborate with colleagues across a variety of levels and disciplines to develop and deliver innovative solutions that provide value to clients
  • Maintain agility to adapt quickly to shifting needs, demands, technology solutions, or process changes and assist others in adapting to change
  • Support RSM's goals around diversity and inclusion by nurturing an environment that understands individuality, promotes authenticity, and values varied perspective in arriving at solutions
Client Experience
  • Leverage understanding of industry trends and business acumen to think critically about complex challenges and propose dynamic solutions
  • Identify current and relevant financial services industry thought leadership to share with the client
  • Own management level relationships, and interact with C-suite group. Drive collaboration with external stakeholders
  • Lead risk assessment management interviews and development of internal audit plan
  • Perform review of the deliverables including process narratives/flowcharts, risks and control gaps, suggested remediation and process improvement
  • Lead formal closing meetings with clients to share and confirm deliverables
  • Maintain overall responsibility for engagement economics and manage expectations around billing, monitoring, and collections
  • Demonstrate effective delegation strategies by managing multiple clients, projects, and teams simultaneously with the goal of overseeing a book of business
Talent Experience
  • Encourage colleagues to think creatively, strive for growth through development opportunities, and maximize results while working within a team environment
  • Manage, motivate, and mentor teams to cultivate an environment where team member capabilities are optimized and expanded
  • Recruit, develop, and inspire future leaders of the firm through mentorship that focuses on understanding the potential and aspirations of the workforce
  • Maintain willingness to give and receive candid feedback in both written and verbal form; Commit to self-development in response to constructive feedback received
  • Assist with developing training content on areas of personal expertise
Business Development
  • Participate in relevant industry associations and events to develop and/or maintain industry focus and relationships
  • Build, maintain, and utilize your internal network to address issues timely and add value to client relationships; begin cultivating an external network with the goal of generating new business opportunities for the firm
  • Assist in writing, developing and delivering thought leadership internally and externally
  • Communicate effectively with prospects, assess needs, and develop clear and accurate project parameters including scoping descriptions, delivery plans, and budgets
  • Contribute to pursuits through development of proposals and other materials
Position Qualifications
  • Bachelor's or Master's Degree in business, accounting or related discipline
  • Minimum of 5 years of experience within the financial services industry in audit, internal audit or related internal control positions
  • Experience leading project based work with milestones and workflow driven by objectives and defined timelines
  • Proficiency in professional writing, spreadsheet, and presentation creation tools
  • Job relevant certification (e.g. CPA, CIA)
  • Ability to travel to meet client needs and work collaboratively with others in-person and remotely
  • Openness to workday flexibility, agility, remote work environment, leveraging new tools
  • Effective communication skills, both verbally and in writing
  • Effective time management and prioritization skills
  • Established experience in multiple industries (including financial services) or subject-matter expertise in the financial services industry
  • Demonstrated success in high pressure scenarios

We offer a competitive benefits and compensation package for all our people. We offer flexibility in your schedule, empowering you to balance life's demands, while also maintaining your ability to serve clients. Learn more about our total rewards at


As an Affirmative Action and Equal Opportunity Employer all applicants will receive consideration for employment as RSM does not tolerate discrimination and/or harassment based on race; color; creed; sincerely held religious beliefs, practices or observances; sex (including pregnancy or disabilities related to nursing); gender (including gender identity and/or gender expression); sexual orientation; HIV Status; national origin; ancestry; familial or marital status; age; physical or mental disability; citizenship; political affiliation; medical condition (including family and medical leave); domestic violence victim status; past, current or prospective service in the US uniformed service; US Military/Veteran status; pre-disposing genetic characteristics or any other characteristic protected under applicable federal, state or local law.


Accommodation for applicants with disabilities is available upon request in connection with the recruitment process and/or employment/partnership. RSM is committed to providing equal opportunity and reasonable accommodation for people with disabilities. If you require a reasonable accommodation to complete an application, interview, or otherwise participate in the recruiting process, please call us at or send us an email at

RSM does not intend to hire entry level candidates who will require sponsorship now OR in the future (i.e. F-1 visa holders). If you are a recent U.S.

college / university graduate possessing 1-2 years of progressive and relevant work experience in a same or similar role to the one for which you are applying, excluding internships, you may be eligible for hire as an experienced associate.


RSM will consider for employment qualified applicants with arrest or conviction records in accordance with the requirements of applicable law, including but not limited to, the California Fair Chance Act, the Los Angeles Fair Chance Initiative for Hiring Ordinance, the Los Angeles County Fair Chance Ordinance for Employers, and the San Francisco Fair Chance Ordinance.

For additional information regarding RSM's background check process, including information about job duties that necessitate the use of one or more types of background checks, click here.


At RSM, an employee's pay at any point in their career is intended to reflect their experiences, performance, and skills for their current role.

The salary range (or starting rate for interns and associates) for this role represents numerous factors considered in the hiring decisions including, but not limited to, education, skills, work experience, certifications, location, etc.

As such, pay for the successful candidate(s) could fall anywhere within the stated range.

Compensation Range:
$97,700 - $196,400

Individuals selected for this role will be eligible for a discretionary bonus based on firm and individual performance.

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