Compliance Risk Management Associate

4 hours ago

New York, New York, United States Goldman Sachs Full time
Job Title: Compliance Risk Management Associate

Join Goldman Sachs as a Compliance Risk Management Associate and contribute to the firm's commitment to fostering a culture of compliance. As a key member of the Business Intelligence Group, you will play a critical role in assessing and mitigating compliance, regulatory, and reputational risk across the firm.

About the Role

As a Compliance Risk Management Associate, you will be responsible for conducting legal, regulatory, and financial due diligence to assess reputational risk in various transactions and business relationships. You will analyze risk-relevant information from diverse sources, including online media, proprietary databases, regulatory lists, public filings, litigation records, research reports, and various internet sources.

Key Responsibilities
  • Conduct legal, regulatory, and financial due diligence to assess reputational risk in various transactions and business relationships.
  • Analyze risk-relevant information from diverse sources, including online media, proprietary databases, regulatory lists, public filings, litigation records, research reports, and various internet sources.
  • Identify and evaluate risk-relevant information, instruct external investigative consultants, and evaluate reports to drive the due diligence process.
  • Liaise with internal and external legal counsel on risks that merit further due diligence.
  • Review and analyze various independent due diligence reports on topics including regulatory compliance, internal controls, environmental impact, and more.
  • Analyze risk-relevant portions of financial statements and public filings.
  • Prepare summary and presentation materials for analysis by relevant business areas and firmwide committees.
Requirements

To be successful in this role, you will need:

  • 5-10 years of legal, regulatory, accounting, compliance, or other financial experience.
  • Risk assessment skills and experience, preferably involving reputational, legal, regulatory, environmental, and general compliance topics.
  • Strong technical proficiency, with experience in online research and databases preferred.
  • Excellent analytical and communication skills, both oral and written.
  • General experience dealing with the investment banking industry and knowledge of various types of investing and lending transactions.
  • A strong sense of intellectual curiosity and interest in current events.
  • Ability to work effectively in a fast-paced and, at times, high-pressure environment.
  • Strong sense of discretion with respect to highly confidential information.
About Goldman Sachs

At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and the communities we serve to grow. We believe who you are makes you better at what you do, and we're committed to fostering and advancing diversity and inclusion in our own workplace and beyond.

We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html

Goldman Sachs is an equal employment/affirmative action employer. Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity

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