Current jobs related to Compliance Risk Management Officer - New York, New York - Citigroup Inc
-
Compliance Officer
4 weeks ago
New York, New York, United States Russell Investments Full timeJob Title: Compliance OfficerAt Russell Investments, we are seeking a highly skilled Compliance Officer to join our team. As a key member of our Compliance team, you will play a critical role in ensuring that our U.S. registered investment advisers operate within regulatory requirements and industry practices.Key Responsibilities:Assist in the development...
-
Compliance Officer
4 weeks ago
New York, New York, United States Social Capital Resources Full timeCompliance Officer Role at Social Capital ResourcesWe are seeking a seasoned Compliance Officer to join our team at Social Capital Resources. As a key member of our compliance team, you will be responsible for ensuring that our commercial banking operations adhere to all applicable laws, regulations, and in-house policies and procedures.Key...
-
Compliance Officer
3 weeks ago
New York, New York, United States Tradeweb Markets Full timeTradeweb Markets is seeking a highly skilled Compliance Officer to support our core compliance functions across our regulated entities globally.This role will involve providing support for ensuring our compliance programs are being followed by our employees and upheld throughout our regulated entities globally.You will have a high-level understanding of...
-
Senior Compliance Risk Officer
3 weeks ago
New York, New York, United States Citigroup Inc Full timeJob SummaryServes as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk...
-
Senior Compliance Risk Officer
3 weeks ago
New York, New York, United States Citigroup Inc Full timeJob Summary:Citigroup Inc. is seeking a highly skilled Senior Compliance Risk Officer to join our team. As a key member of our Independent Compliance Risk Management (ICRM) department, you will be responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation.Key...
-
Insurance Risk Manager for Family Office
3 weeks ago
New York, New York, United States Risk Strategies Full timeThe Family Office Account Manager will play a crucial role in managing the resources for all Family Office clients and assuming an Account Manager role for a select group of Family Office clients. As the primary marketing contact for insurers, this individual will be responsible for the Family Office niche of business. Occasional travel to regional offices...
-
Compliance Risk Management Senior Officer
3 weeks ago
New York, New York, United States Citigroup Inc Full timeServes as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect...
-
Senior Compliance Officer
3 weeks ago
New York, New York, United States Ares Management Full timeJob DescriptionAres Management is seeking a seasoned Compliance professional to join our Legal and Compliance team as a Senior Compliance Officer. This role will focus on creating and implementing the Firm's Registered Investment Adviser program, with a strong emphasis on compliance with complex regulatory regimes.Key ResponsibilitiesCollaborate with the...
-
Senior Compliance Officer
1 month ago
New York, New York, United States Ares Management Corporation Full timeJob Title: Senior Compliance OfficerAres Management Corporation is seeking a highly skilled Senior Compliance Officer to join our Legal and Compliance team. As a key member of our team, you will be responsible for creating and implementing the Firm's Registered Investment Adviser program.Key Responsibilities:Develop and maintain a deep understanding of SEC...
-
Compliance Officer
3 weeks ago
New York, New York, United States Tradeweb Markets Full timeJob DescriptionTradeweb Markets is seeking a highly skilled Compliance Officer to support our core compliance functions across our regulated entities globally. As a key member of our compliance team, you will play a critical role in ensuring our compliance programs are being followed by our employees and upheld throughout our regulated entities globally.Key...
-
Compliance Officer
3 weeks ago
New York, New York, United States Russell Investments Full timeJob Summary:The U.S. Adviser Compliance Officer will assist in the proactive enhancement of the compliance program for Russell Investments' U.S. registered investment advisers. This role will have responsibilities spanning policies and procedures, governance, training, risk assessments, and monitoring of adviser activities. Key areas of oversight include...
-
Senior Compliance Officer
3 weeks ago
New York, New York, United States Ares Management Corporation Full timeJob DescriptionThe Ares Legal & Compliance Department is seeking a highly skilled Compliance professional to join our team as a Senior Compliance Officer. In this role, you will be responsible for creating and implementing the Firm's Registered Investment Adviser program, working closely with the Chief Regulatory Officer to direct the Compliance function...
-
Risk Management and Compliance Counsel
3 weeks ago
New York, New York, United States City of New York Full timeJob Title: Risk Management and Compliance CounselThis position is based in the Mayor's Office of Risk Management and Compliance (MoRMC), which was created by Mayor Eric Adams to assist City agencies in assessing their operational, financial and compliance risks, eliminating and preventing waste and mismanagement, and improving the effectiveness of City...
-
Senior Compliance Risk Officer
3 weeks ago
New York, New York, United States Hispanic Technology Executive Council Full timeJob SummaryWe are seeking a highly skilled Senior Compliance Risk Officer to join our team at the Hispanic Technology Executive Council. As a key member of our Compliance and Control department, you will be responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation.Key...
-
Compliance Risk Specialist
3 weeks ago
New York, New York, United States City National Bank Full timeJob SummaryThe Compliance Risk Specialist will be responsible for monitoring and overseeing the Compliance framework for the Division. This includes ensuring processes are in place for the appropriate oversight, tracking, and reporting of compliance program risks. The ideal candidate will have a strong understanding of regulatory requirements and be able to...
-
Compliance Officer, Americas
3 weeks ago
New York, New York, United States Wellington Management Company, LLP Full timeAbout UsWellington Management Company, LLP is a leading investment management firm that offers comprehensive investment solutions to institutional clients worldwide. Our team of experienced professionals is dedicated to providing exceptional service and expertise to our clients. About the RoleWe are seeking a highly skilled Compliance Officer to join our...
-
Compliance Risk Management Specialist
4 weeks ago
New York, New York, United States Citigroup Inc Full timeJob SummaryCitigroup Inc. is seeking a highly skilled Compliance Risk Management professional to join our team. As a senior compliance officer, you will be responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation.Key ResponsibilitiesDesign and deliver a risk management...
-
VP of Risk and Compliance
4 weeks ago
New York, New York, United States FLORES Full timeAbout the JobFlores is seeking a seasoned professional to lead its Risk, Compliance, and IT functions. As Vice President, you will be responsible for overseeing the firm's risk management, compliance, and IT operations.Key ResponsibilitiesRisk Management: Develop and implement risk management strategies to mitigate liquidity, income, interest rate, currency,...
-
Compliance Risk Manager
3 weeks ago
New York, New York, United States x Full timeAt X, we're on a mission to become a trusted global digital public square, committed to minimal censorship within legal boundaries. As a key member of our team, you'll play a vital role in helping us achieve this goal.Key Responsibilities:Provide expertise and guidance on anti-corruption, sanctions, conflicts of interest, insider trading, and other...
-
New York, New York, United States Ares Management Corporation Full timeInvestment Advisor Program Manager Job DescriptionAres Management Corporation is seeking a highly skilled Investment Advisor Program Manager to join our Legal and Compliance team. This senior role will be responsible for creating and implementing the Firm's Registered Investment Adviser program.About the JobThis is a unique opportunity to work with a global...
Compliance Risk Management Officer
2 months ago
Citigroup Inc. is seeking a highly skilled Compliance Risk Management professional to join our team. As a Compliance Risk Sr. Officer, you will play a critical role in establishing and maintaining a robust compliance risk management framework that aligns with the firm's risk appetite and regulatory requirements.
Key Responsibilities- Design and implement effective compliance risk management strategies and policies to prevent violations of law, rule, or regulation.
- Develop and maintain a risk management framework that ensures compliance risks are identified, measured, monitored, and controlled.
- Collaborate with cross-functional teams to develop and apply CRM program solutions that meet business and customer needs.
- Provide oversight and guidance on complex compliance issues and drive effective resolution with stakeholders.
- Identify and assess key compliance risks and ensure compliance risks within the firm are effectively managed.
- Monitor adherence to Citi's Compliance Risk Policies and measure compliance risk through a robust control framework.
- Perform complex analyses of comparative data and prepare reports related to compliance risk assessments.
- Expertise in Compliance laws, rules, regulations, risks, and taxonomies related to consumer privacy.
- Excellent written, verbal, and analytical skills.
- Self-starter with flexibility, innovation, and adaptability.
- Highly motivated with strong attention to detail, team-oriented, and organized.
- Strong presentation skills with the ability to articulate complex problems and solutions.
- Ability to work collaboratively with regional and global partners.
Bachelor's degree in a relevant field, with experience in compliance, legal, or other control-related functions in the financial services industry.
About Citigroup Inc.Citigroup Inc. is a global financial services company that provides a range of financial products and services to individuals, corporations, and governments. We are committed to maintaining the highest standards of ethics and compliance in all our business activities.
