Fund Operations and Compliance Manager
1 week ago
About the Role:
Cesna is seeking a highly skilled Fund Compliance and Operation Manager to join our team. As a key member of our operations team, you will be responsible for ensuring the firm's compliance framework for fund operations adheres to all applicable regulations, including SEC and FINRA, as well as internal fund guidelines.
Key Responsibilities:
- Compliance Oversight: Ensure the firm's compliance framework for fund operations adheres to all applicable regulations, including SEC and FINRA, as well as internal fund guidelines.
- Transaction Monitoring: Oversee daily fund transactions and trading activities, ensuring compliance with fund guidelines, company policies, and relevant regulations.
- Fund Operations Management: Manage the daily operations of funds, including oversight of transactions, calculation of Net Asset Value (NAV), and fulfillment of all reporting requirements.
- Regulatory Compliance: Ensure compliance with all applicable regulatory authorities, such as the SEC, FINRA, and other governing bodies.
- Audit Collaboration: Work closely with internal teams and external auditors to ensure effective compliance practices are in place and functioning properly.
- Process Improvement: Develop and implement operational processes to improve efficiency and accuracy in fund management, with a focus on minimizing risk and ensuring best practices are followed.
Qualifications:
- A minimum of 3 years of experience in fund compliance and operations, with a strong understanding of the relevant regulatory landscape.
- Language Proficiency: Proficiency in Korean (both written and verbal) is required to communicate with Korean-speaking clients and stakeholders.
- Thorough knowledge of SEC and FINRA regulations and their impact on fund operations.
- Demonstrated experience in managing fund operations, including compliance monitoring, reporting, and oversight.
- Strong organizational and analytical skills, with a keen attention to detail.
- Ability to work effectively within cross-functional teams and independently.
What We Offer:
Cesna offers a dynamic and growing work environment, with opportunities for professional growth and development. If you meet these qualifications and are eager to contribute to our team, we encourage you to apply.
-
Compliance Director
1 day ago
New York, New York, United States Compliance Recruitment Solutions Full timeCompliance Director - Private Funds ExpertWe are seeking an experienced Compliance Director to join our team in New York. As a key member of our Regulatory Consulting team, you will be responsible for providing strategic compliance advice and solutions to our clients in the private funds space.Key Responsibilities:Act as lead compliance resource for retained...
-
Compliance Director
3 weeks ago
New York, New York, United States Compliance Recruitment Solutions Full timeJob DescriptionCompliance Director - Private Funds ExpertWe are seeking an experienced Compliance Director to join our team at Compliance Recruitment Solutions. As a Compliance Director, you will be responsible for providing strategic compliance advice and solutions to our clients in the private funds industry.Key Responsibilities:Act as lead compliance...
-
Compliance Director
2 weeks ago
New York, New York, United States Compliance Recruitment Solutions Full timeCompliance Consultancy Director - Private Funds ExpertWe are seeking an experienced Compliance Consultancy Director to join our team in New York. As a key member of our Regulatory Consulting team, you will be responsible for providing strategic compliance advice and resolutions to complex questions involving multiple regulators.Key Responsibilities:Acting as...
-
New York, New York, United States Equi Full timeJob Title: Director of Fund Operations and ComplianceEqui is seeking a highly skilled Director of Fund Operations and Compliance to join our team. As a key member of our operations team, you will be responsible for overseeing the day-to-day back and middle office operations for our private funds and registered products.Responsibilities:Manage the monthly NAV...
-
New York, New York, United States Equi Full timeJob Title: Director of Fund Operations and ComplianceEqui is seeking a highly skilled and experienced Director of Fund Operations and Compliance to join our team. As a key member of our operations team, you will be responsible for ensuring the smooth day-to-day operations of our private funds and registered products (RP) strategy.Key Responsibilities:Oversee...
-
Portfolio Compliance Manager
1 month ago
New York, New York, United States New York Housing Trust Fund Full timeJob DescriptionOverview:New York Housing Trust Fund is dedicated to the mission of fostering affordable housing solutions and enhancing homeownership opportunities across the state. Our organization integrates various housing and community renewal initiatives, aiming to serve low- and moderate-income families effectively.Agency Vision:Under the guidance of...
-
Private Equity Fund Accounting Manager
3 weeks ago
New York, New York, United States Gen II Fund Services Full timeAbout the RoleWe are seeking a highly skilled Private Equity Fund Accounting Manager to join our team at Gen II Fund Services, LLC. As a key member of our team, you will be responsible for managing the financial operations and accounting of our private equity fund clients.Key ResponsibilitiesManage daily fund operations and ensure accurate and timely...
-
Director of Fund Operations
1 week ago
New York, New York, United States Equi Full timeJob Title: Director of Fund OperationsEqui is seeking a highly skilled Director of Fund Operations to join our team. As a key member of our operations team, you will be responsible for overseeing the day-to-day back and middle office operations for our private funds and registered products.Responsibilities:Manage the monthly NAV reporting process for each...
-
Fund Accounting Specialist
3 weeks ago
New York, New York, United States Soros Fund Management Full time{"Company Overview": "Soros Fund Management LLC is a global investment firm and family office that manages approximately $28 billion in net assets. Founded by George Soros in 1972, the company serves as the principal asset manager for the Open Society Foundations, one of the world's largest charitable foundations dedicated to promoting justice, human rights,...
-
Senior Manager of Global Fund Operations
4 weeks ago
New York, New York, United States Blackstone Full timeJob SummaryWe are seeking a highly skilled and experienced professional to join our team as a Vice President of Fund Finance. As a key member of our Global Fund Finance team, you will be responsible for overseeing the day-to-day activities related to the fund accounting and reporting of open-ended and closed-end core European real estate funds administered...
-
Chief Compliance Officer
3 weeks ago
New York, New York, United States SS&C Full timeJob SummarySS&C is a leading provider of investment and financial services and software for the financial services and healthcare industries. As a global company, we have 20,000+ employees in over 90 offices in 35 countries. Our clients include 18,000 financial services and healthcare organizations, from the world's largest institutions to local firms, who...
-
Fund Accounting Specialist
3 weeks ago
New York, New York, United States Soros Fund Management Full timeAbout the RoleSoros Fund Management LLC is seeking a highly skilled Fund Accounting Analyst to join our team. As a Fund Accounting Analyst, you will play a critical role in ensuring the accuracy and integrity of our financial reporting.Key ResponsibilitiesReview and analyze financial data to ensure accuracy and completenessPrepare and review financial...
-
Fund Accounting Specialist
3 weeks ago
New York, New York, United States Soros Fund Management Full timeAbout the RoleSoros Fund Management LLC is seeking a highly skilled Fund Accounting Analyst to join our team. As a Fund Accounting Analyst, you will play a critical role in ensuring the accuracy and integrity of our financial reporting.Key ResponsibilitiesReview and analyze financial data to ensure accuracy and completenessPrepare and review financial...
-
VP of Fund Operations
3 weeks ago
New York, New York, United States Equi Full timeJob Description**About Equi**At Equi, our mission is to provide unparalleled alternative investment opportunities to our clients. We believe that a well-balanced portfolio cannot be achieved without uncorrelated investments. Our goal is to empower investors to steadily compound wealth, regardless of market volatility, making the financial journey more...
-
New York, New York, United States Gen II Fund Services Full timeJob SummaryGen II Fund Services, LLC is seeking an experienced Executive Director of Private Equity Fund Administration to lead our team in managing private equity fund clients. As a key member of our leadership team, you will be responsible for overseeing multiple sponsors, reviewing work product to ensure quality of client deliverables, and managing your...
-
Director of Fund Operations
3 weeks ago
New York, New York, United States Equi Full timeJob Description**About Equi**At Equi, our mission is to bring people what we believe to be the most uncorrelated alternative investment opportunities. We strive to empower investors to steadily compound wealth, regardless of the volatile market environment, making the financial journey more predictable and stable.**Our Values****Repair the World**: We aim to...
-
Private Equity Fund Accountant
1 week ago
New York, New York, United States White Oak Fund Services, LLC Full timePrivate Equity Staff / Fund Accountant Job DescriptionWhite Oak Fund Services, LLC is a dynamic and growing firm seeking a skilled Private Equity Staff / Fund Accountant to join our team. As a key member of our team, you will be responsible for providing private equity fund accounting, private equity management company accounting, and tax preparation...
-
Fund Accounting Specialist
4 weeks ago
New York, New York, United States Gen II Fund Services Full timeJob SummaryGen II Fund Services, LLC is seeking a highly skilled Senior Fund Accountant to join our team. As a Senior Fund Accountant, you will be responsible for providing accounting services, including preparation and processing of transactions and financial statements with supporting schedules and work papers.Key ResponsibilitiesFinancial Statement...
-
Private Equity Fund Accountant
4 weeks ago
New York, New York, United States Gen II Fund Services Full timeJob SummaryGen II Fund Services, LLC is seeking a highly skilled Senior Fund Accountant to join our team. As a Senior Fund Accountant, you will be responsible for providing accounting services, including preparation and processing of transactions and financial statements with supporting schedules and work papers.Key ResponsibilitiesFinancial Statement...
-
VP of Fund Operations Manager
2 weeks ago
New York, New York, United States Equi Full timeAbout EquiAt Equi, our mission is to provide unparalleled investment opportunities that drive growth and stability for our clients. We believe that a well-balanced portfolio is the key to achieving financial freedom, and we're committed to helping our clients achieve that goal.Our ValuesRepair the World: We're dedicated to making a positive impact on the...
