Project Manager for Regulatory Compliance

2 weeks ago

Murfreesboro, Tennessee, United States Mindlance Full time

Compliance Risk Project Manager

Duration: 12+ Months

Location: New York City, NY - Hybrid

Job Overview

The Compliance Risk Project Manager will play a pivotal role in overseeing and enhancing compliance frameworks within the markets sector.

Key Responsibilities:


• Support the implementation and evaluation of controls aimed at reducing the risk of regulatory non-compliance, including the monitoring and analysis of exposure against established regulatory limits.


• Identify and recommend opportunities for process optimization, driving the execution of enhancements.


• Govern the Markets Prudential and Regulatory Risk profile, which includes the assessment of relevant issues, metrics, and control performance, along with the preparation of executive summaries for senior management.


• Conduct analysis of regulatory applicability and control mapping to ensure accuracy and relevance for Markets operations.


• Collaborate with stakeholders across various functions, fostering strong relationships with internal partners.


• Engage as part of a global team to oversee controls, ensuring timely escalation of issues as necessary.

Qualifications:


• Proven experience in Regulatory Governance and/or Product Control within Financial Services.


• Familiarity with global markets traded products and associated control principles is advantageous but not mandatory.


• Proficient in Microsoft Office, with a strong emphasis on Excel and PowerPoint skills.


• Exceptional written and verbal communication abilities, along with strong interpersonal skills.

EEO Statement:

Mindlance is committed to fostering a diverse and inclusive workplace and does not discriminate based on any protected characteristic.

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