Deputy Chief Compliance Officer
3 days ago
Job Title: Deputy Chief Compliance Officer
Location: Remote
Compensation: $140K-170K+ Bonus
Skills: Securities Compliance, Strong knowledge of SEC Rules (including Investment Company Act of 1940 and Investment Advisers Act of 1940)
Talently Recruiting is seeking an experienced Deputy Chief Compliance Officer to lead our compliance team. If you have 10+ years of experience and a passion for investment adviser and investment company compliance, then this may be a perfect fit for you.
Key Responsibilities:
- Review fund and affiliate compliance policies and procedures. Identify, analyze and mitigate risks by developing new/ improving existing compliance procedures.
- Supervise compliance testing and ensure compliance of affiliates, fund sub-advisors and service providers.
- Manage and review quarterly compliance reporting and findings to the Chief Compliance Officer and Board of Trustees.
- Review and revise existing compliance policies and procedures. Stay abreast of new rules and regulations and develop procedures and compliance oversight testing of such procedures. Update policies and compliance manuals.
- At the direction of the Chief Compliance Officer, assist in various compliance related matters.
- Be a subject matter expert and consult on compliance related issues. Help prepare and present ongoing training on compliance policies to the compliance team.
- Lead, mentor and advise the compliance team to ensure all objectives and deadlines are met.
Requirements:
- 10 years of securities compliance, with working knowledge of SEC rules, including Investment Company Act of 1940 and Investment Advisers Act of 1940
- Bachelor's Degree required
- Series 7 & Series 24 Required
- Currently in a senior role at an asset management/ investment company with Adviser Act compliance experience
Preferred Skills:
- Microsoft Office
- eGRC experience, preferably LogicManager
What We Offer:
- $140K-170K+ Bonus
- Health Benefits
-
Chief Compliance Officer
2 weeks ago
Reston, Virginia, United States Scarborough Capital Management Full timeJob Title: Chief Compliance OfficerJob SummaryScarborough Capital Management is seeking a highly skilled Chief Compliance Officer to join our team. As a key member of our management team, you will be responsible for ensuring the firm's compliance with all relevant laws and regulations.Key ResponsibilitiesDevelop and implement compliance policies and...
-
Chief Compliance Officer
4 weeks ago
Reston, Virginia, United States Blue Chip Partners Full timeChief Compliance OfficerBlue Chip Partners, LLC, is a registered investment advisory (RIA) firm that has established itself as a leader in the industry. As a testament to our commitment to excellence, we were named one of the best places to work in Southeast Michigan by Crain's Detroit Business in 2024. With a team of 30 employees and assets under management...
-
Chief Compliance Officer
4 weeks ago
Reston, Virginia, United States Wayoh Full timeCompliance Leader Opportunity at WayohAbout the Role:We are seeking a seasoned Compliance Leader to join our team at Wayoh. As a key member of our organization, you will be responsible for overseeing and managing all compliance-related activities within our institution. This includes developing and implementing policies and procedures to ensure compliance...
-
Chief Compliance Officer
2 weeks ago
Reston, Virginia, United States Salient Full timeJob Summary:Salient is seeking a highly skilled and experienced Chief Compliance Officer to join our team. As a key member of our organization, you will be responsible for ensuring that our company operates in compliance with all relevant laws and regulations.Main Responsibilities:Develop and implement a comprehensive compliance program to ensure that our...
-
Chief Compliance Officer
3 weeks ago
Reston, Virginia, United States Kingston Infrastructure Partners Full timeKingston Infrastructure Partners Overview:We are a global infrastructure investment firm that specializes in the development, financing, and management of infrastructure assets. Our firm operates in various regions and sectors, including renewables and power, social and environmental, transportation, digital, and energy infrastructure. We have a reputation...
-
Chief of Police
2 weeks ago
Reston, Virginia, United States Vets Hired Full timeJob SummaryVets Hired is seeking a highly experienced and skilled Chief of Police to lead our College Police Department. As a key member of our team, you will be responsible for ensuring the safety and security of our students, faculty, staff, and visitors.Key ResponsibilitiesDevelop and implement policies and procedures to ensure compliance with federal,...
-
Chief Compliance Officer
3 days ago
Reston, Virginia, United States Blue Chip Partners Full timeJob Title: Chief Compliance OfficerWe are seeking an experienced Chief Compliance Officer to lead and manage all aspects of our compliance program. This position reports directly to our executives and has no direct reports.Key Responsibilities:Implement and maintain our compliance program to ensure compliance with the Investment Advisers Act of 1940 and...
-
Deputy University Auditor
2 days ago
Reston, Virginia, United States Commonwealth of Virginia Full timeAbout the PositionThe Commonwealth of Virginia seeks a highly skilled and experienced Deputy University Auditor to provide operational leadership and supervision of a high-quality, coordinated, risk-based internal audit program. The successful candidate will report to the Chief Audit and Compliance Officer and operate under a charter approved by the Audit,...
-
Compliance Officer
4 weeks ago
Reston, Virginia, United States Kinect Full timeJob Title: Vice President of ComplianceThe ideal candidate will possess a minimum of three years of direct, investment advisor-related legal or compliance experience involving one or more of the following areas:Individual ultra-high-net-worth and family office wealth management clients; andPrivate pooled investment vehicles, such as hedge and real...
-
Deputy Chief of College and Career Readiness
1 month ago
Reston, Virginia, United States Houston ISD Full timeJob SummaryThe Deputy Chief of College and Career Readiness will provide strategic leadership to support the district in delivering high-quality pathways to college and career readiness for all students. This role will oversee the development and implementation of coherent supports for students through counseling, advising, academics, and student...
-
Deputy Chief of College and Career Readiness
4 weeks ago
Reston, Virginia, United States Houston ISD Full timeJob SummaryThe Deputy Chief of College and Career Readiness will provide strategic leadership to support the district in providing high-quality pathways to college and career for all students. This role will oversee the Division of Career and Technical Education, the Division of Advanced Academics, and the Division of College Readiness, ensuring a coherent...
-
Deputy Chief of College and Career Readiness
1 month ago
Reston, Virginia, United States Houston ISD Full timeLeadership OpportunityThe Deputy Chief of College, Career and Military Readiness will provide strategic direction and oversight to ensure all students have access to high-quality pathways to college and career readiness. This role will lead the development and implementation of district-wide initiatives to support student success in Career and Technical...
-
Chief Financial Officer
3 days ago
Reston, Virginia, United States Lake Health District Hospital Full timeJob Title: Chief Financial OfficerAt Lake Health District Hospital, we are seeking a highly skilled and experienced Chief Financial Officer to join our team.Job Summary:The Chief Financial Officer is responsible for providing financial direction and analysis to ensure the financial stability of the hospital. This includes overseeing the business office,...
-
Chief Financial Officer
4 days ago
Reston, Virginia, United States Bow and Arrow Holdings, LLC Full timeJob Title: Chief Financial OfficerThis is a senior leadership role that oversees the financial operations of Bow and Arrow Holdings, LLC. The Chief Financial Officer will be responsible for leading the Accounting team and ensuring the accuracy and integrity of financial reports.Key Responsibilities:Oversee all financial reporting, including accounts payable,...
-
Chief Information Officer
3 weeks ago
Reston, Virginia, United States Vida Group International Full timeExecutive Role Summary: Chief Information OfficerVida Group International is seeking a seasoned IT leader to drive digital transformation and elevate the organization's technology capabilities.The Chief Information Officer will oversee the IT organization, ensuring it delivers strategic outcomes that support the company's business goals.As a key member of...
-
Chief Operating Officer
3 weeks ago
Reston, Virginia, United States UMBRAGROUP Full timeChief Operating OfficerAs a key member of the UMBRAGROUP leadership team, the Chief Operating Officer will play a critical role in driving the company's strategic vision and operational excellence.The ideal candidate will have a proven track record of success in executive leadership roles, with a strong background in lean transformation and a passion for...
-
Chief Financial Officer
4 weeks ago
Reston, Virginia, United States Culpeo HR Full timeJob Title: Chief Financial OfficerLocation: New York City, NYCompany: Award-Winning Law FirmRevenue: $100 millionTeam Size: 100 employees across 3 officesJob Summary:We are seeking a seasoned Chief Financial Officer to lead our financial operations and drive sustainable growth. As a key member of our leadership team, you will be responsible for developing...
-
Chief Financial Officer
2 weeks ago
Reston, Virginia, United States Finatal Full timeChief Financial OfficerFinatal is seeking a seasoned Chief Financial Officer to join our team in Michigan. As a key member of our executive management team, you will be responsible for leading our financial strategy and operations, ensuring the company's financial health and growth.Key ResponsibilitiesDevelop and implement financial plans and strategies to...
-
Chief Financial Officer
4 hours ago
Reston, Virginia, United States Korn Ferry Full timeJob Title: Chief Financial OfficerKorn Ferry is seeking a highly skilled and experienced Chief Financial Officer to join our team. As a key member of our leadership team, the CFO will be responsible for providing strategic financial leadership and direction to the organization.Key Responsibilities:Develop and implement financial strategies to drive business...
-
Chief Financial Officer
4 days ago
Reston, Virginia, United States Lumicity Full timeAbout the Role:Lumicity is seeking a seasoned Chief Financial Officer to drive financial excellence and shape the company's future. As a strategic financial leader, you will be responsible for leading financial activities, including planning, analysis, and budgeting. Your expertise will be crucial in developing and implementing strategies to enhance...