Compliance and Risk Management Officer

Compliance Monitoring and Testing OfficerPhaxis is seeking a highly skilled Compliance Monitoring and Testing Officer to join our team. As a key member of our compliance program, you will be responsible for identifying, assessing, and testing compliance controls related to consumer deposits and lending regulations.Key Responsibilities:Conduct risk-based...

Job Title: Chief Compliance OfficerJob SummaryScarborough Capital Management is seeking a highly skilled Chief Compliance Officer to join our team. As a key member of our management team, you will be responsible for ensuring the firm's compliance with all relevant laws and regulations.Key ResponsibilitiesDevelop and implement compliance policies and...

We are seeking a highly skilled IT Compliance and Risk Manager to oversee our IT Compliance and Risk program. This is a fantastic opportunity to join a growing organization and contribute to building a robust compliance framework.The ideal candidate will have a solid understanding of ITGC, IT controls, methodology, and practices, as well as excellent...

Job Overview:We are seeking a highly experienced and motivated Senior Compliance Officer / Head of Compliance to lead our compliance team. The ideal candidate will have extensive knowledge of regulatory requirements and best practices within the payments industry, ensuring our company operates within the law and meets all compliance obligations. This role...

As a Safety and Risk Consultant at STC Safety & Risk Management, you will play a key role in partnering with our clients to develop and implement winning safety strategies. Your expertise will be invaluable in helping our clients navigate their safety journey, leveraging our proprietary tools and methodologies to drive results.We are seeking a highly...

Job SummaryWe are seeking a highly skilled Capital Markets Risk and Compliance Analyst to join our team at the Federal Home Loan Banks Office of Finance. This role will be responsible for supporting operational, compliance, and risk requirements effectively and prudentially in coordination with the Office of Finance's Capital Markets and Debt Services...

About the RoleThe BSA Compliance Officer will be responsible for managing the Bank's Bank Secrecy Act (BSA) program, including coordinating and monitoring day-to-day BSA/AML Compliance. This individual will develop and maintain a program that addresses all relevant statues, regulations, and regulatory guidance, including the BSA and AML acts, as amended, 31...

Glocap is seeking a highly experienced Senior Legal and Compliance Officer to join their team. The ideal candidate will have a deep understanding of regulatory frameworks affecting investment banking and corporate governance.Job DetailsCOMPANY: GlocapPOSITION: Senior Legal and Compliance OfficerLOCATION: FlexibleIN OFFICE: 4 days in office, 1 day...

Revolutionize Risk Management and Compliance for Financial InstitutionsRealm is a dynamic and innovative startup that's changing the way fintechs and banks manage Know Your Business (KYB) processes. Our cutting-edge platform leverages AI to streamline complex tasks, allowing risk experts to focus on strategic initiatives.About the Leadership TeamOur...

Revolutionize Risk Management and Compliance for Financial InstitutionsOur client, a pioneering fintech startup, is transforming the way banks and financial institutions manage Know Your Business (KYB) processes. Their cutting-edge platform leverages AI to streamline complex tasks, empowering risk experts to focus on strategic initiatives.The Leadership...

Blue Chip Partners, LLC, is a registered investment advisory (RIA) firm that values compliance and integrity. As a leading firm in Southeast Michigan, we are committed to providing highly personalized financial planning and portfolio management services to our clients. Our growth is a testament to the caliber of our team members, who are dedicated to...

Job Title: Claims Risk Management ManagerJob Summary:The Claims Risk Management Manager will be responsible for overseeing the diocese's insurance programs, managing claims, and ensuring compliance with risk management policies and procedures. This role will work closely with the Director of Human Resources, insurance providers, and other stakeholders to...

Lead Contracting Compliance OfficerAt the University of Rochester Laboratory for Laser Energetics (LLE), we are seeking a highly skilled Lead Contracting Compliance Officer to ensure our adherence to federal, state, and local regulations.This is a unique opportunity to join a cutting-edge research environment committed to innovation and excellence.Key...

About the RoleWe are seeking a highly skilled and motivated Cybersecurity Governance, Risk & Compliance (GRC) Analyst to support and improve our company's cybersecurity program. The successful candidate will focus on driving improvements in cyber risk management related to sensitive data, systems, third-party vendors, and cloud environments.Key...

Job Title: Manager, Technology Risk and ComplianceWe are seeking a seasoned professional to oversee our IT Compliance and Risk Management program. As a key member of our team, you will play a critical role in ensuring the integrity and security of our technology infrastructure.Key Responsibilities:Develop and implement effective risk and compliance...

Forum Financial Management, LP: A Leader in Evidence-Based InvestingForum Financial Management, LP is a rapidly growing Registered Investment Advisory Firm (RIA) with over $8.5 billion in assets under management. Our firm was founded in 2002 and became an independent RIA advisory firm in 2009. We utilize a highly diversified investment strategy derived from...

Compliance Role at Forum Financial Management, LPForum Financial Management, LP is a rapidly growing Registered Investment Advisory Firm (RIA) with over $8.5 billion in assets under management. Our firm was founded in 2002 and became an independent RIA advisory firm in 2009. We use a highly diversified investment strategy derived from decades of academic...

Job Title: Risk and Control TestingLocation: HybridDuration: 12 MonthsJob DescriptionResponsibilities: Support teams in the quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control Policy, Control Standard, Issue Management Policy, Lesson Learned Policy, and Control Inventory. Contribute to the Lessons...

Prime Group Holdings, LLC is a leading private equity real estate firm focused on self storage and alternative asset classes. We are seeking a talented Compliance Analyst to support our Compliance Program in Saratoga Springs, NY.As a Compliance Analyst, you will provide critical support to internal stakeholders, evaluate and assist with escalated matters,...

Job Title: Claims Risk Management ManagerJob Summary:The Claims Risk Management Manager will be responsible for overseeing the placement of various lines of insurance, reducing cost and risk exposure, and managing the reporting process of injury incidents, property damages, and property acquisitions/disposals. This role will also involve handling proof of...