Accounting and Compliance Officer

We're looking for a dedicated professional to fill the role of Field Supervision Officer II at Edward Jones. In this position, you'll be working closely with our Compliance Division to ensure the highest standards of regulatory compliance are met. You'll review electronic communication for branch teams and home office associates, verify account information...

We are looking for a highly skilled Financial Services Compliance Officer to join our team. In this role, you will be responsible for conducting risk-based reviews of business practices, processes, client accounts, and electronic records to ensure compliance with industry regulations and firm policies.You will work closely with Financial Advisors and branch...

Key ResponsibilitiesThe Construction Compliance Administrator will be responsible for:Ensuring compliance with safety regulations, insurance requirements, and project-related obligations;Managing data entry, office mailings, and other clerical tasks as needed;Providing administrative support to the office staff;Familiarity with OSHA, ISN Network, and...

Unlock Your Potential with a Career at Edward JonesWe are currently seeking a highly skilled Compliance Officer to join our team. As a key member of our registration department, you will play a critical role in promoting the best interests of our clients while ensuring the firm remains in compliance with industry rules and regulations.The ideal candidate...

Job DescriptionAs the Safety and Compliance Officer, you will play a critical role in ensuring the safety and well-being of employees and visitors at LSL Administration, LLC. Your primary responsibility will be to develop and implement safety protocols and procedures to minimize risks and ensure compliance with regulatory requirements.Key...

We are seeking a highly organized and detail-oriented Construction Compliance Administrator to support our office staff in maintaining compliance with various regulations, including safety protocols, insurance requirements, project submissions, and vendor management. This role will ensure all training software and safety awareness programs are up-to-date,...

Are you a motivated and organized individual looking to advance your career in the legal field? We are seeking a Corporate Compliance Associate to join our team at Accounting Career Consultants, ACC Legal & HR Career Consultants.This position offers a unique opportunity to contribute to a legal team that supports global operations. You'll gain hands-on...

About the RoleAs a Field Compliance Supervisor at Saxony Securities, Inc., you will play a pivotal role in ensuring firm-wide compliance with industry regulations. This position involves overseeing branch office supervision, leveraging electronic systems and reports to monitor account and trade activity, and supporting branch offices in upholding regulatory...

About the Position:This Compliance Field Supervisor role is responsible for overseeing branch office supervision, leveraging electronic systems and reports to monitor account and trade activity, support branch offices, and uphold regulatory and firm standards. The ideal candidate will have a strong background in compliance oversight, risk management, or...

Accounting Professional NeededWe are seeking an experienced accounting professional to join our team as a Staff Accountant. The ideal candidate will possess strong analytical skills, attention to detail, and a proactive approach to problem-solving.The successful candidate will be responsible for maintaining the accuracy and integrity of our company's...

At Edward Jones, we're committed to fostering a culture of compliance that promotes our clients' best interests and choices. As a Field Supervision Officer II in our Field Supervision Department, you'll play a critical role in achieving this goal by enforcing firm and regulatory compliance rules, utilizing extensive electronic processing systems and...

Job Title: Compliance Surveillance Professional">About the Role:Benjamin F. Edwards & CO is seeking a talented Compliance Associate - Surveillance to join our team. This role requires a detail-oriented individual with a strong understanding of regulatory requirements and compliance policies.Responsibilities:Monitor client accounts and Financial Advisor...

About the OpportunitySaxony Securities, Inc. is seeking an experienced Field Compliance Supervisor to join our team. As a key member of our Compliance Department, you will be responsible for overseeing branch office supervision, monitoring account and trade activity, and supporting branch offices in upholding regulatory and firm standards.This is a unique...

Job Summary:We are seeking a highly skilled Compliance Field Supervisor to join our team at Saxony Securities, Inc. This role will oversee branch office supervision, leveraging electronic systems and reports to monitor account and trade activity, support branch offices, and uphold regulatory and firm standards.Key Responsibilities:Advisor Support:...

About the RoleWe are seeking an experienced Financial Industry Compliance Lead to join our Compliance Department at Saxony Securities, Inc. This role requires a strong understanding of industry regulations and a proven track record in compliance oversight, risk management, or supervision.The Compliance Lead will be responsible for reviewing and approving...

Job Overview: As a Senior IT Auditor, you will be responsible for ensuring the integrity of Enterprise Bank and Trust's technology infrastructure by executing risk-based IT audits. This role requires a strong understanding of Sarbanes-Oxley compliance and regulatory requirements. You will work closely with management to identify and mitigate technology...

About Edward JonesWe are a financial services firm where your contributions are valued. With over 8 million clients and 19,000 financial advisors across the U.S. and Canada, we're proud to be privately-owned, placing the focus on our clients rather than shareholder returns.Our PurposeWe partner for positive impact to improve the lives of our clients and...

About the Role:At Edward Jones, we are seeking a Financial Compliance Specialist to join our team. As a key member of our Branch Audit Department, you will play a critical role in promoting our clients' best interests by continuously partnering together to strengthen our culture of compliance.The ideal candidate will have a passion for auditing, firm...

About Edward JonesWe are a Fortune 500 company that prioritizes our clients and colleagues. Our mission is to improve the lives of our clients and communities through partnerships.Job OverviewThis role is part of the Registration Department, which plays a critical role in ensuring the firm's compliance with industry rules and regulations. As a Compliance...

Company OverviewPresbyterian Children's Homes and Services is a Christian organization dedicated to providing Christ-centered care and support to children and families in need. We strive to serve like Jesus, meeting our clients where they are and treating them with respect.SalaryThe estimated annual salary for this position is $55,000-$65,000, depending on...