Compliance Officer Specialist

7 days ago


St Louis, Missouri, United States Edward Jones Full time

We're looking for a dedicated professional to fill the role of Field Supervision Officer II at Edward Jones. In this position, you'll be working closely with our Compliance Division to ensure the highest standards of regulatory compliance are met. You'll review electronic communication for branch teams and home office associates, verify account information and accuracy, and develop and deliver training, coaching and feedback.

This is an excellent opportunity for those who enjoy complex problem-solving, analyzing data, and making strategic decisions. To excel in this role, you should have strong analytical skills, attention to detail, and effective communication skills. A Series 7 license is required, with the ability to obtain Series 9, 10, 24, and 66 within 4 months of hire.

The salary range for this position is $52,080 - $85,880 per year, depending on location and experience. Benefits include medical and prescription drug, dental, vision, voluntary benefits, short- and long-term disability, basic life, and basic AD&D coverage. Edward Jones offers a 401(k) retirement plan, tax-advantaged accounts, and paid holidays, vacation time, sick time, and personal days.



  • St Louis, Missouri, United States 7G Environmental Compliance Management Full time

    Job SummaryWe are seeking a detail-oriented Environmental Compliance Specialist to join our team at 7G Environmental Compliance Management. As an Environmental Compliance Specialist, you will be responsible for conducting inspections of petroleum storage tank systems and associated facilities, ensuring compliance with state and federal regulations.About the...


  • St Louis, Missouri, United States STL Company Full time

    We are looking for a skilled Compliance and Administrative Specialist to join our team at STL Company. In this role, you will be responsible for ensuring compliance with regulatory requirements, managing projects, and providing administrative support to our office staff. You will work closely with our team to maintain accurate records, complete data entry...


  • St Louis, Missouri, United States STL Company Full time

    Key ResponsibilitiesThe Construction Compliance Administrator will be responsible for:Ensuring compliance with safety regulations, insurance requirements, and project-related obligations;Managing data entry, office mailings, and other clerical tasks as needed;Providing administrative support to the office staff;Familiarity with OSHA, ISN Network, and...


  • St Louis, Missouri, United States Edward Jones Full time

    About the Role:At Edward Jones, we are seeking a Financial Compliance Specialist to join our team. As a key member of our Branch Audit Department, you will play a critical role in promoting our clients' best interests by continuously partnering together to strengthen our culture of compliance.The ideal candidate will have a passion for auditing, firm...


  • St Louis, Missouri, United States LSL Administration, LLC Full time

    Job DescriptionAs the Safety and Compliance Officer, you will play a critical role in ensuring the safety and well-being of employees and visitors at LSL Administration, LLC. Your primary responsibility will be to develop and implement safety protocols and procedures to minimize risks and ensure compliance with regulatory requirements.Key...


  • St Louis, Missouri, United States STL Company Full time

    We are seeking a highly organized and detail-oriented Construction Compliance Administrator to support our office staff in maintaining compliance with various regulations, including safety protocols, insurance requirements, project submissions, and vendor management. This role will ensure all training software and safety awareness programs are up-to-date,...


  • St Louis, Missouri, United States MSCCN Full time

    About the Job: We are seeking a talented Financial Administrative Specialist to join our team at MSCCN in Overland, Missouri. The successful candidate will be responsible for managing financial transactions, preparing reports, and ensuring compliance with regulatory requirements. This role requires a strong understanding of financial regulations and laws, as...


  • St Louis, Missouri, United States Edward Jones Full time

    Role OverviewWe are seeking a skilled Compliance Risk Management Specialist to join our team. This role will play a vital part in ensuring compliance with industry regulations and firm policies.About the RoleThis position involves collaborating with branch teams to enhance client experiences and strengthen the culture of compliance within the organization....

  • Compliance Specialist

    17 hours ago


    St Louis, Missouri, United States Above All Personnel Full time

    Job DescriptionWe are looking for a talented Compliance Specialist to join our team at Above All Personnel. As a Financial Manager III, you will be responsible for ensuring compliance with financial regulations and laws, as well as maintaining an effective internal control environment.Key ResponsibilitiesEnsure compliance with financial regulations and laws,...


  • St Louis, Missouri, United States Edward Jones Full time

    Job OverviewWe are seeking a skilled and detail-oriented Compliance Specialist to join our team. As a key member of our Branch Audit Department, you will play a critical role in promoting the best interests of our clients and fostering an environment of trust.The ideal candidate will have experience in auditing, firm policies, and industry regulations. You...


  • St Louis, Missouri, United States Edward Jones Full time

    At Edward Jones, we value our associates and strive to create a positive impact on the lives of our clients and colleagues.We are seeking a Financial Compliance Specialist - Branch Auditor to join our team. This role plays a critical part in ensuring that our firm adheres to industry regulations and maintains a culture of compliance.The ideal candidate will...


  • St Louis, Missouri, United States Edward Jones Full time

    We are looking for a highly skilled Financial Services Compliance Officer to join our team. In this role, you will be responsible for conducting risk-based reviews of business practices, processes, client accounts, and electronic records to ensure compliance with industry regulations and firm policies.You will work closely with Financial Advisors and branch...


  • St Louis, Missouri, United States Edward Jones Full time

    At Edward Jones, we are seeking a highly skilled Regulatory Compliance Specialist to join our Capital Markets and Operations Compliance area. This is an excellent opportunity for a motivated professional to partner with internal business areas throughout the firm to support the continued growth of our retail investment business.The successful candidate will...


  • St Louis, Missouri, United States Build-A-Bear Full time

    Job Title: Data Compliance and Security SpecialistAbout the Role:We are seeking an experienced Data Compliance and Security Specialist to join our team at Build-A-Bear. The successful candidate will be responsible for ensuring the accuracy, consistency, and compliance of our data assets.Key Responsibilities:Data Governance Frameworks: Develop and implement...


  • St Louis, Missouri, United States Creative Financial Staffing Full time

    Creative Financial Staffing is partnering with a respected nonprofit educational organization to find a highly skilled Nonprofit Financial Compliance Specialist. The chosen candidate will play a key role in ensuring the organization's financial operations are in line with relevant laws and regulations.The primary responsibilities of this position include...


  • St Louis, Missouri, United States G2 Secure Staff Full time

    About the JobWe are looking for a highly skilled Station Compliance Specialist to join our team at G2 Secure Staff.The successful candidate will have a strong understanding of airport regulations and be able to develop and implement training programs to ensure compliance.Key ResponsibilitiesImplement safety plans for stations.Provide guidance and technical...

  • Compliance Specialist

    4 weeks ago


    St Louis, Missouri, United States Lange Company Full time

    Job Title: Compliance Specialist - Food SafetyEstimated Salary: $60,000 - $80,000 per year.Company OverviewLange Companies is a forward-thinking organization dedicated to innovation and collaboration. We strive to create an inclusive environment that fosters growth and development for every team member. Our work has a positive impact on the world, from farm...


  • St Louis, Missouri, United States Thermo Fisher Scientific Full time

    At Thermo Fisher Scientific, we're committed to enabling our customers to make the world healthier, cleaner, and safer. As a Regulatory Compliance Specialist, you'll play a crucial role in supporting compliance to the clinical trial process.About the RoleThis is an exciting opportunity for someone who is passionate about regulatory compliance and data...


  • St Louis, Missouri, United States ICL Full time

    About the RoleWe are seeking a highly skilled Global Trade Compliance Specialist to join our team at ICL. As a critical member of our Supply Chain department, you will play a key role in managing international logistics processes, ensuring seamless import and export operations.


  • St Louis, Missouri, United States STERIS Full time

    STERIS is a leading global provider of innovative healthcare and life sciences solutions, committed to creating a healthier and safer world. We are seeking a highly skilled Regulatory Compliance Specialist to join our team.About the Role:The successful candidate will be responsible for ensuring that our laboratory services meet all applicable regulatory...