Financial Services Compliance Officer
5 days ago
You will work closely with Financial Advisors and branch teams to build a successful and compliant business. This includes providing verbal and written communication related to the outcome of the review, potential concerns or risk areas discussed, specific actions needed, and resources provided.
The ideal candidate will have experience in auditing, firm policies, and industry regulations. They will have excellent communication skills and the ability to partner with Financial Advisors and branch teams through a client-centric approach. Benefits include comprehensive health insurance, a 401k retirement plan, and tax-advantaged accounts, as well as 15 days of vacation and ten paid holidays.
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Nonprofit Financial Compliance Specialist
4 days ago
St Louis, Missouri, United States Creative Financial Staffing Full timeCreative Financial Staffing is partnering with a respected nonprofit educational organization to find a highly skilled Nonprofit Financial Compliance Specialist. The chosen candidate will play a key role in ensuring the organization's financial operations are in line with relevant laws and regulations.The primary responsibilities of this position include...
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Financial Service Coordinator
2 weeks ago
St Louis, Missouri, United States Lac Courte Oreilles Financial Services Full timeAbout the Job:Lac Courte Oreilles Financial Services is looking for a reliable Loan Processor to perform loan approvals. As a Loan Processor, you will play a vital role in facilitating loan approvals while maintaining our organization's reputation.Responsibilities:Review loan applications and evaluate eligibilityCommunicate with customers to clarify loan...
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Financial Compliance Specialist
10 hours ago
St Louis, Missouri, United States Edward Jones Full timeAbout the Role:At Edward Jones, we are seeking a Financial Compliance Specialist to join our team. As a key member of our Branch Audit Department, you will play a critical role in promoting our clients' best interests by continuously partnering together to strengthen our culture of compliance.The ideal candidate will have a passion for auditing, firm...
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Financial Services Expert
6 hours ago
St Louis, Missouri, United States DJS FINANCIAL SERVICES LLC Full timeAbout DJS Financial Services LLCDJS Financial Services LLC is a leading provider of financial expertise, serving clients with integrity and dedication.
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Financial Industry Compliance Lead
23 hours ago
St Louis, Missouri, United States Saxony Securities, Inc Full timeAbout the RoleWe are seeking an experienced Financial Industry Compliance Lead to join our Compliance Department at Saxony Securities, Inc. This role requires a strong understanding of industry regulations and a proven track record in compliance oversight, risk management, or supervision.The Compliance Lead will be responsible for reviewing and approving...
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Financial Services Coordinator
4 days ago
St Louis, Missouri, United States CAR Financial Full timeAbout the PositionCAR Financial Services is a national company and industry-leading provider of financial services for independent auto dealers.Job Summary: We are looking for a highly motivated Financial Services Coordinator to support our team in St. Louis, MO.Responsibilities:Providing exceptional customer service to resolve billing issues, answer service...
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Financial Compliance Specialist
4 weeks ago
St Louis, Missouri, United States Edward Jones Full timeAt Edward Jones, we value our associates and strive to create a positive impact on the lives of our clients and colleagues.We are seeking a Financial Compliance Specialist - Branch Auditor to join our team. This role plays a critical part in ensuring that our firm adheres to industry regulations and maintains a culture of compliance.The ideal candidate will...
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Administrative Compliance Officer
2 days ago
St Louis, Missouri, United States STL Company Full timeKey ResponsibilitiesThe Construction Compliance Administrator will be responsible for:Ensuring compliance with safety regulations, insurance requirements, and project-related obligations;Managing data entry, office mailings, and other clerical tasks as needed;Providing administrative support to the office staff;Familiarity with OSHA, ISN Network, and...
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Financial Services Specialist
5 days ago
St Louis, Missouri, United States CAR Financial Full timeJob SummaryWe are seeking a highly motivated and detail-oriented Financial Services Specialist to join our team in St. Louis, MO.The successful candidate will be responsible for interacting with customers who are past due, answering billing inquiries, and resolving disputes.As a key member of our team, you will also perform data entry, maintain open...
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Financial Services Support Specialist
4 weeks ago
St Louis, Missouri, United States CAR Financial Full timeJob SummaryWe are seeking a highly motivated and organized individual to support our financial services operations. The successful candidate will possess excellent communication skills, a strong work ethic, and the ability to work independently with minimal supervision.
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St Louis, Missouri, United States Edward Jones Full timeUnlock Your Potential with a Career at Edward JonesWe are currently seeking a highly skilled Compliance Officer to join our team. As a key member of our registration department, you will play a critical role in promoting the best interests of our clients while ensuring the firm remains in compliance with industry rules and regulations.The ideal candidate...
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Construction Compliance Officer
2 days ago
St Louis, Missouri, United States STL Company Full timeWe are seeking a highly organized and detail-oriented Construction Compliance Administrator to support our office staff in maintaining compliance with various regulations, including safety protocols, insurance requirements, project submissions, and vendor management. This role will ensure all training software and safety awareness programs are up-to-date,...
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Compliance Officer Specialist
5 days ago
St Louis, Missouri, United States Edward Jones Full timeWe're looking for a dedicated professional to fill the role of Field Supervision Officer II at Edward Jones. In this position, you'll be working closely with our Compliance Division to ensure the highest standards of regulatory compliance are met. You'll review electronic communication for branch teams and home office associates, verify account information...
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Compliance Strategist for Financial Growth
4 weeks ago
St Louis, Missouri, United States Edward Jones Full timeAs a Compliance Strategist at Edward Jones, you will play a crucial role in supporting the firm's growth and commitment to helping serious, long-term investors achieve their financial goals. This position requires strong collaboration and relationship-building skills to foster meaningful partnerships across the organization.About Edward JonesWe are a Fortune...
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Chief Financial Officer
2 days ago
St Louis, Missouri, United States Amerifleet Transportation, Inc. Full timeAbout the RoleAmerifleet Transportation, Inc. is seeking a highly experienced leader to fill the role of Chief Financial Officer - Finance Transformation. This position will play a critical role in driving the company's financial strategy and transformation efforts.The CFO will oversee the design, implementation, and optimization of financial processes...
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Compliance Operations Manager
5 days ago
St Louis, Missouri, United States Saxony Securities, Inc Full timeAbout the RoleAs a Field Compliance Supervisor at Saxony Securities, Inc., you will play a pivotal role in ensuring firm-wide compliance with industry regulations. This position involves overseeing branch office supervision, leveraging electronic systems and reports to monitor account and trade activity, and supporting branch offices in upholding regulatory...
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Compliance Field Supervisor Lead
6 days ago
St Louis, Missouri, United States Saxony Securities, Inc Full timeJob Summary:We are seeking a highly skilled Compliance Field Supervisor to join our team at Saxony Securities, Inc. This role will oversee branch office supervision, leveraging electronic systems and reports to monitor account and trade activity, support branch offices, and uphold regulatory and firm standards.Key Responsibilities:Advisor Support:...
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Financial Services Manager
11 hours ago
St Louis, Missouri, United States KIPP St. Louis Public Schools Full timeJob Description:We are seeking a detail-oriented and organized Finance & Contract Management Specialist to join our team at KIPP St. Louis Public Schools. In this role, you will be responsible for managing our financial services, including accounting, budgeting, contract management, and policy development.Main Accountabilities:Manage financial data,...
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Supervisory Compliance Director
6 days ago
St Louis, Missouri, United States Saxony Securities, Inc Full timeAbout the Position:This Compliance Field Supervisor role is responsible for overseeing branch office supervision, leveraging electronic systems and reports to monitor account and trade activity, support branch offices, and uphold regulatory and firm standards. The ideal candidate will have a strong background in compliance oversight, risk management, or...
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Financial Director
2 days ago
St Louis, Missouri, United States UB Greensfelder LLP Full timeJob OverviewWe are seeking a highly skilled Chief Financial Officer to join our team at UB Greensfelder LLP. This position will oversee financial accounting, billing, collections and financial planning and analysis firmwide, ensuring the protection of assets by establishing, monitoring and enforcing internal controls.ResponsibilitiesProvide status of...