Head of Internal Controls and SOX Strategy

1 week ago

New York, New York, United States CNM Full time

About CNM LLP: CNM LLP is a premier advisory firm specializing in technical services, collaborating with top-tier local professionals on diverse and compelling projects for a wide range of clients, from emerging startups to established mid-market firms and large Fortune 1000 corporations. Our reputation is founded on a commitment to professional excellence and the cultivation of trusted relationships, earning national recognition for our dedication to quality. Our employees appreciate the transparent and supportive work environment, a steadfast commitment to work-life balance, and a unique culture that stands out in the professional services sector. This focus on creating an exceptional workplace has led to CNM being recognized as a Great Place to Work for three consecutive years, as well as one of the Best Places to Work in Los Angeles.

Position Overview: We are actively seeking a Director to enhance our high-performing SOX team. This role offers a hybrid work environment, allowing for both remote and onsite engagement, while providing exceptional service to our valued clients. The position involves local travel within the designated area.

Key Responsibilities:
  • Serve as a Subject Matter Expert (SME) to clients on intricate SOX matters, guiding them from initial implementation through ongoing compliance.
  • Lead compliance teams for established public companies and develop SOX compliance frameworks for pre-IPO and emerging organizations.
  • Offer strategic advice on various aspects, including risk assessment, entity-level controls, fraud evaluation, scope planning, process documentation, management testing, deficiency assessments, and remediation.
  • Utilize multidisciplinary expertise to provide dynamic leadership on strategic advisory projects for clients in financial services and related sectors.
  • Ensure project outcomes exceed client expectations, reinforcing CNM's reputation as a trusted advisor.
  • Facilitate effective team dynamics and provide conflict resolution resources as necessary.
  • Guide project teams and clients in developing process enhancements and remediation strategies to address identified deficiencies.
Qualifications:
  • Bachelor's degree in Accounting, Economics, Business Management, Finance, or a related field from an accredited institution.
  • A minimum of 9 years of experience in financial services, particularly within public accounting, with progressive responsibilities.
  • CPA certification is preferred.
  • CIA and/or CISA certifications are advantageous.
  • Experience in public accounting or advisory roles with a focus on risk and compliance consulting related to SOX.
  • Exceptional interpersonal, project management, and client relationship skills developed in diverse professional settings.
  • Strong communication abilities, capable of conveying complex information clearly and effectively.
  • Proven experience in simplifying intricate issues to guide clients and provide clarity.
  • A passion for mentoring and developing team members to enhance core competencies in response to evolving client and regulatory demands.
  • Knowledge of best practices for identifying potential issues and fostering opportunities for learning and development.
  • Experience in high-pressure environments, adept at managing resources to ensure successful project delivery.
  • Flexibility to adapt to changing timelines, deadlines, and project scopes.
Compensation and Benefits:
  • Standard 40-hour work week.
  • Training events to maintain CPE compliance.
  • Comprehensive medical, dental, and vision plans.
  • 401(k) matching program.
  • 15 days of paid time off accrued annually.
  • Company-paid holidays, including a firm-wide shutdown during the holiday season.
  • 3 wellness days each year.
  • Opportunities for peer engagement through quarterly meetings, social gatherings, and seasonal celebrations.
  • Monthly mobile reimbursement.
  • Reimbursement for various expenses, including technology, health and wellness, and personal development.
  • Fully stocked kitchen with snacks and beverages.
  • Base salary range of $162,000 - $180,000.
  • Additional overtime and performance bonuses available.

CNM LLP provides a competitive compensation package, including base salary, bonuses, and a comprehensive benefits program tailored to meet the diverse needs of our employees. We prioritize professional development and offer generous paid time off, including an extra five days during the holiday season. Our firm fosters a culture of social interaction and networking, with numerous opportunities for employees to engage in community-building events. We also support our team members with annual bonuses for technology and wellness, along with a fully stocked kitchen to enhance the workplace experience.

CNM LLP is committed to equal employment opportunities and welcomes applications from all qualified individuals, regardless of race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, or veteran status, in accordance with applicable laws.

  • Head of SOX Compliance

    2 weeks ago

    New York, New York, United States Kodak Full time

    About Kodak:Eastman Kodak Company is a renowned global technology firm specializing in imaging solutions. Our mission is to deliver innovative products and services that empower our clients to capture and share their most cherished moments.Position Overview:We are seeking a seasoned professional to enhance our finance division as a SOX Compliance specialist....

  • SOX Compliance IT Analyst

    2 weeks ago

    New York, New York, United States Brains Workgroup Full time

    Position Overview:The IT SOX Analyst plays a crucial role in ensuring compliance with the Sarbanes-Oxley Act (SOX) within the IT domain. This position involves collaboration with various stakeholders to uphold the integrity of IT controls and processes.Key Responsibilities:Engage with technology teams, internal audit, and external auditors to outline the...

  • SOX Compliance Manager

    1 week ago

    New York, New York, United States Hunter Douglas Full time

    Job OverviewHunter Douglas stands as the premier manufacturer of window treatments and a significant player in architectural products. With over a century of innovation, we have set industry standards with our unique offerings that combine style and functionality, reaching countless homes and commercial spaces worldwide.We seek individuals who are motivated,...

  • SOX Compliance Manager

    2 weeks ago

    New York, New York, United States Hunter Douglas Full time

    Job OverviewHunter Douglas stands as the premier manufacturer of window treatments and a significant player in architectural products. With over a century of innovation, we have established our brand as a trusted name in the industry, offering products that combine exceptional style and functionality, found in countless residential and commercial spaces...

  • SOX Compliance Manager

    2 weeks ago

    New York, New York, United States Hunter Douglas Full time

    Job OverviewHunter Douglas stands as the premier manufacturer of window treatments and a significant player in architectural products. With a legacy of over a century in innovation, we have set industry standards with unique offerings that blend style and functionality, found in countless residential and commercial spaces worldwide.We seek candidates who are...

  • IT SOX Compliance Specialist

    4 days ago

    New York, New York, United States Shulman Fleming & Partners Full time

    Job SummaryShulman Fleming & Partners is seeking a highly skilled IT SOX Compliance Specialist to join our team. As an IT SOX Compliance Specialist, you will be responsible for ensuring the company's IT systems and processes are in compliance with the Sarbanes-Oxley Act (SOX) regulations.Key ResponsibilitiesSOX Compliance: Ensure that the company's IT...

  • IT SOX Compliance Analyst

    1 week ago

    New York, New York, United States Shulman Fleming & Partners Full time

    Job OverviewPosition: IT SOX Compliance AnalystLocation: New York City (Hybrid Schedule, Minimum 2 Days Onsite)The IT SOX Compliance Analyst plays a crucial role in ensuring adherence to the Sarbanes-Oxley Act (SOX) regulations, specifically focusing on IT general controls and pertinent IT application controls. This position involves collaboration with...

  • SOX Compliance Leader

    1 week ago

    New York, New York, United States Kodak Full time

    About Kodak:Eastman Kodak Company is a renowned global technology firm specializing in imaging solutions. Our mission is to deliver innovative products and services that empower our customers to capture and share their most cherished moments.Position Overview:We are seeking a seasoned professional to join our finance division as a SOX Compliance specialist....

  • SOX Assessment Leader

    1 week ago

    New York, New York, United States American Express Full time

    About the RoleWe are seeking a seasoned professional to lead our SOX Governance team as a Director, SOX Governance. As a key member of our Risk and Compliance organization, you will be responsible for ensuring the effective implementation and maintenance of our SOX control environment.Key ResponsibilitiesSOX Control Environment LeadershipDevelop and...

  • SOX Compliance IT Analyst

    2 weeks ago

    New York, New York, United States Brains Workgroup Full time

    Position Overview:We are seeking an experienced IT SOX Analyst to join our team at Brains Workgroup. This role is critical in ensuring compliance with the Sarbanes-Oxley Act (SOX) regulations, specifically focusing on IT general controls and relevant application controls.Key Responsibilities:Collaborate with technology teams, Internal Audit, and external...

  • Internal Controls Manager

    5 days ago

    New York, New York, United States Fanatics Full time

    About the RoleWe are seeking a highly skilled and experienced Internal Controls Manager to join our team at Fanatics. As a key member of our Internal Audit department, you will be responsible for overseeing the entire SOX process, from planning and scoping to designing controls and assisting with deficiency remediation efforts.Key ResponsibilitiesSOX Process...

  • SOX Compliance Specialist

    4 days ago

    New York, New York, United States Withum Full time

    About the Role:We are seeking a highly skilled SOX Compliance Specialist to join our team at Withum. As a key member of our System and Process Assurance group, you will be responsible for performing Sarbanes Oxley (SOX) compliance consulting, Internal Controls assessment, COSO consulting, control risk assessments, and other internal audit projects.Key...

  • Lead SOX Compliance Auditor

    2 weeks ago

    New York, New York, United States Tandym Group Full time

    A reputable consulting firm is actively looking for a seasoned SOX Compliance Auditor to join their expanding team.Position Overview:The SOX Compliance Auditor will play a critical role in ensuring adherence to financial regulations and internal controls.Evaluate contracts to verify that the recorded revenue aligns with ASC 606 standards.Develop a...

  • Head of Compliance Strategy

    2 weeks ago

    New York, New York, United States Sumitomo Mitsui Banking Corporation Full time

    Head of Compliance Strategy at Sumitomo Mitsui Banking CorporationAs the Head of Compliance Strategy, you will be at the forefront of ensuring that our investment advisory firm adheres to all regulatory standards and internal policies. This pivotal role involves leading the compliance framework within a reputable financial institution, emphasizing the...

  • Head of Compliance Strategy

    2 weeks ago

    New York, New York, United States StoneX Group, Inc. Full time

    Position Overview:As the Head of Compliance Strategy, you will take charge of all compliance-related activities within the organization, ensuring adherence to regulatory standards and internal policies. Key Responsibilities:1. Lead compliance initiatives and collaborate with various departments to support their strategic goals.2. Work in conjunction with...

  • Head of Internal Audit Operations

    2 weeks ago

    New York, New York, United States DLA Inc Full time

    About Us: DLA, LLC is a prominent firm specializing in internal audit, accounting, and corporate finance. We pride ourselves on fostering a culture that balances enjoyment with commitment and diligence.Position Overview: We are seeking a qualified individual for the role of Director of Internal Audit. The ideal candidate will possess extensive experience in...

  • Head of Internal Audit Operations

    2 weeks ago

    New York, New York, United States DLA Inc Full time

    About Us: At DLA, LLC, we pride ourselves on being a premier firm specializing in internal audit, accounting, and corporate finance. Our mission is to foster a dynamic work environment that balances professionalism with a vibrant culture of teamwork and dedication. Position Overview: We are seeking a highly skilled Director of Internal Audit with a robust...

  • Head of Internal Audit Operations

    2 weeks ago

    New York, New York, United States DLA Inc Full time

    About DLA, LLC:As a prominent firm specializing in internal audit, accounting, and corporate finance, DLA, LLC is dedicated to fostering a culture that blends enjoyment with diligence and commitment.Position Overview:We are seeking a highly qualified Director of Internal Audit with a robust background in auditing private equity and business development...

  • Head of Internal Audit Operations

    2 weeks ago

    New York, New York, United States DLA Inc Full time

    About Us:At DLA, LLC, we pride ourselves on being a premier firm specializing in internal audit, accounting, and corporate finance. Our mission is to foster a workplace culture that balances enjoyment with commitment and diligence.Position Overview:We are seeking a highly qualified Director of Internal Audit with substantial experience in auditing private...

  • Head of Communications Strategy

    1 week ago

    New York, New York, United States CATHOLIC MEDICAL Full time

    Head of Communications Strategy Job DescriptionDepartment OverviewThe Marketing, Communications & Brand Management Department plays a crucial role in executing and assessing the effectiveness of Catholic Medical's marketing, communication (both external and internal), and branding initiatives across various regions. This ensures that Catholic Medical is...