Compliance Risk Management Specialist

2 weeks ago

New York, New York, United States Partnership Employment Full time

Compliance Risk Management Specialist

The role of a Compliance Risk Management Specialist is vital in ensuring that the organization operates within the regulatory framework while safeguarding its clients. This position demands meticulous attention to detail, effective reporting, rigorous testing, and adept project management capabilities. A successful candidate must consistently assess the organization's policies and procedures to guarantee adherence to applicable state and federal banking and consumer protection regulations.

Key Responsibilities of a Compliance Risk Management Specialist

The primary duty of the Compliance Risk Management Specialist is to develop and uphold the organization's Compliance Management System (CMS), which should be evident across all levels of the enterprise.

To achieve this, the ideal candidate will:

  • Demonstrate expertise in Bank Secrecy Act, Fair Credit Reporting Act, and Anti-Money Laundering regulations.
  • Possess a solid understanding of Banking Consumer Protection Laws and Regulations, particularly in the realms of Commercial Lending, Fair Lending, and Depository Services, ensuring that the organization's policies align with all relevant rules and regulations.
  • Conduct research on banking regulations and oversee necessary modifications to policies and procedures.
  • Implement and manage new regulations as they are enacted by state or federal authorities.
  • Initiate investigations into instances of non-compliance within the organization to identify root causes and corrective measures.

Additionally, the specialist will:

  • Coordinate examinations and audits, providing support and assistance to external auditors and examiners as required.
  • Perform other related duties as necessary.

Required Knowledge, Skills, and Abilities

Strong analytical skills

Detail-oriented approach

Fundamental understanding of all banking operations

Experience with testing, corrective action planning, and management reporting

Excellent research capabilities

Strong written and verbal communication skills

Proficiency in utilizing computer systems to enhance process automation

Exhibit the highest ethical standards to effectively fulfill the responsibilities of a compliance officer.

  • Education and Experience A bachelor’s degree from a 2 to 4-year college
  • 3 to 5 years of direct experience in a compliance-related role within the banking sector

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