Compliance Risk Oversight Specialist

Job DescriptionJob Summary: We are seeking a highly skilled Compliance Risk Oversight Specialist to join our team at Barclays. As a key member of our Compliance department, you will be responsible for providing expert oversight and challenge on business and compliance matters to ensure that the organization is operating in compliance with Barclays' legal,...

Job DescriptionJob Summary:The Americas Chief Compliance Officer will provide data-led expert oversight and challenge on business and compliance matters to ensure that the organization is operating in compliance with Barclays' legal, regulatory, and ethical responsibilities.Key Responsibilities:Compliance Risk Governance: Identify and assess compliance risks...

Position Title: Regulatory Compliance and Risk Oversight LeaderLocation: New York, New YorkJob Overview:At Bank of America, our mission is to enhance financial well-being through meaningful connections. We prioritize Responsible Growth, ensuring that we serve our clients, colleagues, communities, and shareholders effectively.Our commitment to being a premier...

REGULATORY COMPLIANCE ASSOCIATE, RISK MANAGEMENT AND OVERSIGHTWHAT IS THE OPPORTUNITY? This role will collaborate directly with the First Line of Defense at City National Bank to assist in recognizing, monitoring, and alleviating operational and regulatory risks within the Risk Management and Oversight function.Key Responsibilities:Support the enhancement of...

POSITION SUMMARYThe Vendor Oversight team plays a crucial role in managing Third Party Risk for BBVA US CIB. The primary objective is to ensure that risks associated with third-party relationships are effectively identified, evaluated, documented, and integrated into management practices as necessary. This team also supports compliance with regulatory...

Descripción del TrabajoDescripción del TrabajoTítulo del Trabajo: US Compliance Oversight Specialist - cierre de problemasNúmero de Posiciones:1Requisitos del Trabajo:Actuando como el principal evaluador para los paquetes de cierre de problemas (evaluación cibernética de terceros, problemas de auditoría, etc.) en todos los flujos de trabajo.Se...

At Plaid, we're convinced that the way people interact with their finances will drastically improve in the next few years. We're dedicated to empowering this transformation by building the tools that thousands of developers use to create their own products.The Customer Oversight team at Plaid is a cross-functional team whose responsibility is to enable the...

Overview: The Chief Operating Office Enabling Functions Business Control Team at Citigroup Inc. is dedicated to achieving operational excellence and enhancing efficiencies within the organization. The Business Control Officer will report directly to the Governance, Change, Oversight, and Common Control Team Manager. This role is pivotal in providing...

Compliance Risk Management SpecialistThe role of a Compliance Risk Management Specialist is vital in ensuring that the organization operates within the regulatory framework while safeguarding its clients. This position demands meticulous attention to detail, effective reporting, rigorous testing, and adept project management capabilities. A successful...

Role OverviewAs the Vice President of Compliance Oversight at Barclays, you will play a pivotal role in supporting the Americas Chief Compliance Office. Your primary responsibility will be to assist the Director in generating management information and insights related to the firm's compliance with applicable laws and regulations, ensuring that Compliance...

Job DescriptionAt Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

Innova Solutions is seeking a dedicated IT Risk and Compliance Specialist.Position Type: Full-time - ContractDuration: 12 Months plusLocation: HybridNote: W2 contractors only.As an IT Risk and Compliance Specialist, your responsibilities will include:Working closely with diverse technology teams to define IT control evidence requirements and ensuring the...

Job Summary:Eclaro is seeking a highly skilled Audit Supervisor to join our team. As an Audit Supervisor, you will be responsible for leading complex audit activities and ensuring the sound application of risk-based auditing.Key Responsibilities:Develop and execute audit strategies to identify and mitigate risks, and ensure compliance with regulatory...

Job SummaryWe are seeking a highly skilled Recertification & Compliance Supervisor to join our team in the real estate industry. As a key member of our organization, you will be responsible for managing the HUD/Section 8/Tax Credit recertification process for our affordable housing units.Key ResponsibilitiesLead a team of six to handle annual...

Job SummaryCIBC is seeking a highly skilled Regulatory Oversight Specialist to join our team. As a key member of our Global Markets division, you will be responsible for ensuring compliance with regulatory requirements and managing risk across our U.S. sales and trading desks.Key ResponsibilitiesDevelop and implement a robust supervisory program to reduce...

About the RoleWe are seeking a highly skilled Advisory Risk Oversight Consultant to join our team at MassMutual. As a key member of our organization, you will play a critical role in managing investment policies for our firm's investment advisory programs, as well as related brokerage and insurance products and services.Key ResponsibilitiesMaintenance of...

Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

Position Overview:Amalgamated Bank is in search of a Trust Risk and Compliance Manager to oversee the Compliance and Risk Management Program for the Bank's Investment Management Division/Trust Department. This role is pivotal in ensuring adherence to relevant federal and state laws, contractual obligations, and internal policies of the Trust department.By...

Open Systems Technologies is seeking a Compliance Risk Specialist to enhance their team. Compensation: $70/hr w2 Applicants must be US Citizens or Green Card Holders. This role involves collaborating on Identity Access Management (IAM) initiatives. Key Responsibilities: Collaborate with IAM and Compliance departments to assess the current IAM compliance...

About the RoleMUFG Bank, Ltd. is seeking a highly skilled Risk and Compliance Specialist to join our Japanese Corporate Banking team in New York. As a key member of our team, you will play a critical role in ensuring the effective management of risk and compliance within our business unit.Key ResponsibilitiesImplement and maintain risk management policies...