Compliance Product Officer

1 week ago

Jersey City, New Jersey, United States Citigroup Full time
Job Summary

Citigroup is seeking a highly skilled Compliance Product Officer to join our team. As a key member of our Independent Compliance Risk Management (ICRM) group, you will play a critical role in assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation.

Key Responsibilities
  • Assist in the design, development, delivery, and maintenance of best-in-class Compliance programs, policies, and practices for ICRM.
  • Monitor compliance risk behaviors and provide day-to-day Compliance advice relating to the supported function/business/product.
  • Review the firm's relationships with companies to determine existence of potential conflicts.
  • Document analysis for clearing conflicts.
  • Work with business and other partners to get the most accurate and relevant information to make the best decision for our clients and the firm.
  • Provide guidance on rules and regulations relating to function/business/product operational issues.
  • Assist with regulatory inquiries and/or examinations.
  • Collaborate with other internal areas including Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues.
  • Assist in the development and administration of Compliance training for the supported function/business/product.
Requirements
  • Knowledge of Compliance laws, rules, regulations, risks, and typologies.
  • Experience working in Capital Markets or other Investment Banking roles with experience on transactions and deal making strongly preferred.
  • Experience working in a Control Group setting that covered Investment Banking transactions strongly preferred.
  • Must be a self-starter, flexible, innovative, and adaptive.
  • Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization.
  • Ability to both work collaboratively and independently; ability to navigate a complex organization.
  • Advanced analytical skills.
  • Excellent project management and organizational skills and capability to handle multiple projects at one time.
  • Proficient in MS Office applications (Excel, Word, PowerPoint).
Education

Bachelor's degree or equivalent experience in compliance, legal, or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; strong working knowledge of function/business/product supported and the related operations and financial requirements; Advanced degree preferred.

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