Compliance Risk Officer

2 days ago

Jersey City, New Jersey, United States Citigroup Inc Full time
Job Summary

We are seeking a highly skilled Compliance Risk Officer to join our team at Citigroup Inc. This role will be responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise.

Key Responsibilities
  • Monitor compliance risk behaviors and provide day-to-day Compliance advice relating to the supported function/business/product and guidance on function/business/product rules/laws and interpretation on internal policies and procedures
  • Assist in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM
  • Evaluate potential transactions to determine potential transactional conflicts and escalate accordingly
  • Review the firm's relationships with companies to determine existence of potential conflicts
  • Document analysis for clearing conflicts
  • Work with business and other partners to get the most accurate and relevant information to make the best decision for our clients and the firm
  • Providing guidance on rules and regulations relating to function/business/product operational issues, as well as, provide transactional approvals and interpretation of internal compliance policies
  • Assisting with regulatory inquiries and/or examinations. This may include coordination with regulators and other parties
  • Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported function/business/product
  • Assisting in the development and administration of Compliance training for the supported function/business/product
  • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency
Requirements
  • Knowledge of Compliance laws, rules, regulations, risks and typologies
  • Experience working in Capital Markets or other Investment Banking roles with experience on transactions and deal making strongly preferred
  • Experience working in a Control Group setting that covered Investment Banking transactions strongly preferred
  • Must be a self-starter, flexible, innovative and adaptive
  • Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
  • Strong written and verbal communication and interpersonal skills
  • Ability to both work collaboratively and independently; ability to navigate a complex organization
  • Advanced analytical skills
  • Ability to both work independently and collaborate with team members
  • Excellent project management and organizational skills and capability to handle multiple projects at one time
  • Proficient in MS Office applications (Excel, Word, PowerPoint)
  • Demonstrated knowledge in area of focus
  • Relevant certifications desirable
Education

Bachelor's degree or equivalent experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; strong working knowledge of function/business/product supported and the related operations and financial requirements; Advanced degree preferred

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