Current jobs related to Compliance Risk Officer - Jersey City, New Jersey - Citigroup Inc
-
Compliance Risk Officer
2 weeks ago
Jersey City, New Jersey, United States Citigroup Inc Full timeJob SummaryAs a Compliance Risk Officer at Citigroup Inc, you will play a critical role in assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation. You will design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the...
-
Compliance Risk Officer
7 days ago
Jersey City, New Jersey, United States Citigroup Inc Full timeAs a Compliance Risk Officer at Citigroup Inc., you will play a critical role in assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation.Key responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice, and guidance on related regulatory...
-
Compliance Risk Officer
7 days ago
Jersey City, New Jersey, United States Citigroup Inc Full timeJob SummaryServes as a key member of the Independent Compliance Risk Management (ICRM) team, responsible for assessing compliance risks and controls implemented by the first and second line of defense at Citigroup Inc.Key Responsibilities:Perform risk assessments of Citi's compliance risks and develop effective risk mitigation strategies.Conduct independent...
-
Compliance Risk Officer
2 weeks ago
Jersey City, New Jersey, United States Citigroup Inc Full timeJob SummaryWe are seeking a highly skilled Compliance Risk Officer to join our team at Citigroup Inc. As a key member of our Compliance and Control function, you will play a critical role in ensuring the firm's compliance with relevant laws, regulations, and internal policies.Key ResponsibilitiesAssist in the design, development, and implementation of...
-
Compliance Risk Officer
2 weeks ago
Jersey City, New Jersey, United States Citigroup Inc Full timeJob SummaryCitigroup Inc. is seeking a highly skilled Compliance Risk Officer to join our team. As a key member of our Compliance and Control group, you will play a critical role in ensuring the firm's compliance with applicable laws, rules, and regulations.Key ResponsibilitiesAssist in the design, development, and maintenance of best-in-class Compliance...
-
Compliance Risk Officer
2 weeks ago
Jersey City, New Jersey, United States Citigroup Inc Full timeJob DescriptionServes as a key member of the Control Room within Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation. The role involves designing and delivering a risk management framework that maintains risk levels...
-
Compliance Risk Officer
2 weeks ago
Jersey City, New Jersey, United States Citigroup Inc Full timeJob SummaryCitigroup Inc. is seeking a highly skilled Compliance Risk Officer to join our team. As a key member of our Surveillance and Employee Compliance team, you will be responsible for designing, implementing, and overseeing controls and solutions to detect behaviors that may violate regulatory rules or internal policies and procedures.Key...
-
Compliance Risk Officer
4 weeks ago
Jersey City, New Jersey, United States Citigroup Inc Full timeJob SummaryWe are seeking a highly skilled Compliance Risk Officer to join our team at Citigroup Inc. This role will be responsible for designing, implementing, and overseeing controls and solutions to support Surveillance, Employee Compliance, and Control Room teams.Key ResponsibilitiesDevelop and implement compliance controls to ensure adherence to...
-
Compliance Risk Officer
2 weeks ago
Jersey City, New Jersey, United States Citigroup Inc Full timeJob SummaryWe are seeking a highly skilled Compliance Testing Officer to join our team at Citigroup Inc. This role is responsible for assessing compliance risks and controls implemented by the first and second line of defense.Key ResponsibilitiesDevelop, implement, and execute compliance testing, continuous assurance, and reporting programs within an...
-
Compliance Risk Officer Markets
2 weeks ago
Jersey City, New Jersey, United States Citigroup Inc Full timeJob SummaryWe are seeking a highly skilled Compliance Risk Officer to join our Markets team. As a key member of our Compliance Risk Management team, you will be responsible for assessing and mitigating compliance risks across our Markets business.Key ResponsibilitiesDevelop and implement compliance testing programs to ensure effective risk management and...
-
Compliance Risk Assessment Officer VP
7 days ago
Jersey City, New Jersey, United States Sumitomo Mitsui Financial Group, Inc. Full timeCompliance Risk Assessment Officer VPSumitomo Mitsui Financial Group, Inc. is a leading global financial institution with a rich history dating back 400 years. Our diverse range of financial services includes banking, leasing, securities, credit cards, and consumer finance. With over 130 offices and 80,000 employees worldwide, we offer a unique opportunity...
-
Compliance Risk Officer
2 weeks ago
Jersey City, New Jersey, United States Citigroup Inc Full timeJob SummaryServes as a key member of the Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM), responsible for designing, implementing, and overseeing controls and solutions supporting Surveillance, Employee Compliance, and Control Room teams. The goal is to detect behaviors that may violate regulatory rules or internal...
-
Compliance Risk Management Officer
2 weeks ago
Jersey City, New Jersey, United States Citigroup Inc Full timeJob SummaryWe are seeking a highly skilled Compliance Independent Assessment Officer to join our team at Citigroup Inc. This role is responsible for assessing significant compliance risks and controls implemented by the first and second line of defense.Key ResponsibilitiesDevelop, implement, and execute compliance testing and reporting programs in accordance...
-
Jersey City, New Jersey, United States Citigroup Inc Full timeJob SummaryServes as a senior compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM) Surveillance and Employee Compliance team. Responsible for designing, implementing, and overseeing controls and solutions supporting Surveillance, Employee Compliance, and Control Room teams to detect behaviors...
-
Jersey City, New Jersey, United States Citigroup Inc Full timeJob SummaryThe AML Compliance Risk Management Senior Officer is a senior-level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. The overall objective is to utilize established disciplinary knowledge to identify inconsistencies...
-
Jersey City, New Jersey, United States Citigroup Inc Full timeServes as a senior compliance risk officer for the Surveillance Intelligence Unit within Independent Compliance Risk Management, responsible for designing, implementing, and overseeing controls and solutions to detect behaviors that may violate regulatory rules or internal policies and procedures.The ICRM Global Surveillance and Employee Compliance program...
-
Compliance Risk Officer
2 weeks ago
Jersey City, New Jersey, United States Citigroup Inc Full timeJob SummaryCitigroup Inc. is seeking a highly skilled Compliance Business Control Senior Officer to join our Surveillance Intelligence Unit within Independent Compliance Risk Management (ICRM). As a key member of our team, you will be responsible for designing, implementing, and overseeing controls and solutions to detect behaviors that may violate...
-
Compliance Transformation Officer
1 week ago
Jersey City, New Jersey, United States Sumitomo Mitsui Financial Group, Inc. Full timeCompliance Transformation OfficerSMBC Group is a top-tier global financial group with a 400-year history. We offer a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. Our Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries.We are seeking a Compliance...
-
Compliance Risk Analyst
2 weeks ago
Jersey City, New Jersey, United States Saxon Global Full timeJob Title: Compliance Risk AnalystJob Summary:Saxon Global is seeking a highly skilled Compliance Risk Analyst to join our team. As a key member of our Compliance department, you will be responsible for reviewing metrics reports, determining their validity, and ensuring data quality.Key Responsibilities:Support a metrics reporting platform for Compliance...
-
Compliance Transformation Officer
2 weeks ago
Jersey City, New Jersey, United States Sumitomo Mitsui Financial Group, Inc. Full timeCompliance Transformation OfficerSumitomo Mitsui Financial Group, Inc. is seeking a highly skilled Compliance Transformation Officer to join our Compliance Department Americas Division (CPAD). This team focuses on several key compliance risk types, including consumer compliance, investment banking related compliance, conduct, regulatory compliance,...
Compliance Risk Officer
2 months ago
Citigroup Inc. is seeking a highly skilled Compliance Risk Officer to join its Independent Compliance Risk Management (ICRM) team. As a key member of the Surveillance team, you will be responsible for designing, implementing, and overseeing a suite of surveillances to detect behaviors that may violate regulatory rules or internal policies and procedures.
Key Responsibilities- Surveillance Scenario Development: Create, enhance, and implement surveillance scenarios to identify potential compliance risks.
- Trade Data Analysis: Gather, review, investigate, and analyze trade data to identify potential issues and respond to regulatory inquiries from major regulatory bodies.
- Regulatory Compliance: Participate in ad-hoc requests, special projects, and regulatory exams directed by other organizations within the compliance or legal departments.
- Risk Management: Oversee the monitoring of adherence to ICRM's Risk Policies and relevant procedures, and prepare, edit, and maintain ICRM program-related materials.
- Collaboration and Communication: Interact and work with other areas within Citi, as necessary, and keep abreast of regulatory changes, new regulations, and internal policy changes.
- Compliance Knowledge: In-depth knowledge of Compliance laws, rules, regulations, risks, and typologies.
- Securities Trading: General understanding of securities trading and corresponding regulations, with proven ability to prioritize and manage multiple projects.
- Research and Analytical Skills: Excellent research and analytical skills, in addition to a technical aptitude.
- Communication Skills: Excellent written and verbal communication skills.
- Interpersonal Skills: Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization.
- Project Management: Advanced project management and organizational skills, with the capability to handle multiple projects at one time.
- Technical Skills: Proficient in MS Office applications (Excel, Word, PowerPoint).
- Education: Bachelor's degree; 5-7 years of experience in compliance, legal, or other control-related functions in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof.
- Advanced Degree: Advanced degree (e.g. JD, MBA) a plus.
- Adaptability: Ability to adapt to change and work in a fast-paced environment with a positive attitude.
- Collaboration: Ability to work collaboratively and independently, and navigate a complex organization.
- Analytical Skills: Advanced analytical skills.
- Knowledge: Demonstrated knowledge in the area of focus.
