VP Asset Management Compliance Officer

Firm OverviewA leading publicly traded alternative asset manager with over $50B in AUM across various business lines. The firm is known for its excellent culture and growth, with over 600 employees in 10 offices globally.Role SummaryReporting to the Managing Director in Marketing Distribution, this newly created role focuses on Marketing Review Compliance...

Job Title: Compliance Risk Assessment Officer VPSumitomo Mitsui Financial Group, Inc. is a leading global financial institution with a rich history and diverse range of financial services. We are seeking a highly skilled Compliance Risk Assessment Officer VP to join our team in the Americas Division.Job Summary:The Compliance Risk Assessment Officer VP will...

Firm OverviewA leading publicly traded alternative asset manager with over $50B in assets under management across various business lines. The firm is recognized for its exceptional culture and growth, with over 600 employees in 10 offices globally.Role OverviewThis newly created role reports to the Managing Director in Marketing Distribution and focuses on...

{"h1": "Marketing Compliance Expert Wanted", "p": "A leading global alternative asset manager seeks a seasoned Marketing Compliance professional to join their team in Jersey City, NJ.", "ul": [{"li": "Review and approve marketing materials, including RFPs, DDQs, and sales collateral"}, {"li": "Collaborate with sales teams to ensure compliance with regulatory...

Job Summary:The Hispanic Technology Executive Council is seeking a highly skilled and experienced VP, Market Surveillance Officer to join our team. As a key member of our Compliance and Control department, this individual will be responsible for designing, implementing, and overseeing a suite of surveillances to detect behaviors that may violate regulatory...

About the Role:The VP - Governance, Risk, and Compliance Specialist will play a critical role in developing and managing the security Governance, Risk, and Compliance (GRC) framework for Hamlyn Williams. This role focuses on conducting security risk assessments, ensuring compliance with cybersecurity laws, regulations, internal policies, and industry...

Job SummaryWe are seeking a highly skilled Compliance Independent Assessment Officer to join our team at Citigroup Inc. This role is responsible for assessing significant compliance risks and controls implemented by the first and second line of defense.Key ResponsibilitiesDevelop, implement, and execute compliance testing and reporting programs in accordance...

Job Title: VP, Credit Review OfficerThe Madison-Davis Group is seeking a highly skilled VP, Credit Review Officer to join our team. As a key member of our credit review team, you will be responsible for evaluating the creditworthiness of borrowers and ensuring that our company's credit exposure is managed effectively.Responsibilities:Conduct thorough credit...

Marketing Compliance Expert WantedWe are a leading $50B+ Alternative Asset Manager seeking a seasoned Marketing Compliance expert to join our team.Key Responsibilities:Review and approve marketing materials, including RFPs, DDQs, and sales collateral, to ensure compliance with regulatory requirements.Collaborate with sales teams to ensure marketing materials...

Job Summary:Asset Based Lending is seeking a detail-oriented and dynamic Real Estate Counselor to join our legal team. This role reports directly to the General Counsel and will play a vital part in assisting with our closing process for real estate business purpose loans.Key Responsibilities:Document Preparation: Prepare accurate and comprehensive legal...

**Job Summary**Phyton Talent Advisors is seeking a highly skilled IT Asset Management Specialist to join our team. As a key member of our organization, you will be responsible for managing and supporting the tracking of hardware and software data quality remediation in coordination with individual asset owners and service owners within the organization.**Key...

Job SummaryWe are seeking an experienced Asset Protection Supervisor to join our team at CVS Health. As an Asset Protection Supervisor, you will play a critical role in supporting our Asset Protection programs, policies, and procedures.Key ResponsibilitiesEnsure the security and integrity of company assets, including employees, facilities, products, and...

Job SummaryWe are seeking a highly skilled Compliance Risk Officer to join our Surveillance Intelligence Unit within Independent Compliance Risk Management (ICRM). The successful candidate will be responsible for designing, implementing, and overseeing controls and solutions to support Surveillance, Employee Compliance, and Control Room teams in detecting...

Job SummaryWe are seeking a highly skilled Compliance Risk Officer to join our team at Citigroup Inc. This role will be responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the...

Job Title: Compliance OfficerSMBC Group is a leading global financial institution with a rich history and diverse range of financial services. As a Compliance Officer, you will play a critical role in ensuring the integrity and compliance of our operations.Key Responsibilities:Manage and oversee all Compliance-related issues, including internal audit,...

Job OverviewFidelity Corp is seeking a highly motivated and experienced VP of Engineering to lead the development of cutting-edge GenAI applications for investment management. As a key member of the Advanced Strategies and Research (ASR) Quant Development team, you will partner closely with technologists and business partners to tackle complex problems at...

Job SummaryCVS Health is seeking a highly skilled Asset Protection Supervisor to join our team. As an Asset Protection Supervisor, you will play a critical role in supporting our Asset Protection programs, policies, and procedures. Your primary responsibility will be to ensure the security and integrity of our company assets, including employees, facilities,...

Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at Insurance Services Office. As a Compliance Officer, you will play a critical role in ensuring that our insurance products and services comply with all relevant regulatory requirements.Key ResponsibilitiesMonitor and analyze regulatory changes and updates to ensure compliance...

Job Title: BSA/AML OfficerCity National Bank is seeking a highly skilled BSA/AML Officer to join our team. As a key member of our compliance department, you will be responsible for ensuring the sufficiency of our Bank Secrecy Act and Anti-Money Laundering (BSA/AML) programs.Key Responsibilities:Design, direct, and administer the broker-dealers' Financial...

Job Title: BSA/AML OfficerCity National Bank is seeking a highly skilled BSA/AML Officer to join our team. As a key member of our compliance department, you will be responsible for ensuring the sufficiency of our Bank Secrecy Act and Anti-Money Laundering (BSA/AML) programs.Key Responsibilities:Design, direct, and administer the broker-dealers' Financial...