Regulatory Affairs Lead, Enterprise Compliance

About the Role:We are seeking a highly qualified Regulatory Affairs Director to lead our compliance efforts at Futu US, Inc.Key Responsibilities:Provide strategic guidance on regulatory matters to ensure compliance with applicable laws and regulations.Develop and implement effective compliance programs to mitigate risks and maintain a strong...

Job DescriptionAs a Regulatory Affairs Specialist at Axiom Software Solutions Limited, you will be responsible for ensuring compliance with company Standard Operating Procedures and regulatory agency regulations/guidance.Key Responsibilities:Represent Regulatory Affairs on cross-functional project teams.Provide technical expertise to cross-functional teams...

About the RoleWe are seeking an experienced Medical Director - Regulatory Affairs and Compliance to join our Clinical Development Team working remotely in the US.Job OverviewThe Medical Director, Drug Safety Pharmacovigilance will be responsible for providing safety strategy, expertise, and guidance to the clinical development and project team for assigned...

Axiom Software Solutions Limited is seeking a highly skilled Regulatory Support professional to join our team. The successful candidate will have a strong background in pharmaceutical regulatory affairs and experience working with FDA inspections and internal audit processes.The estimated salary for this position is $120,000 - $180,000 per year, depending on...

Job Summary:We are seeking a highly motivated and experienced Regulatory Affairs Specialist to join our team. In this role, you will be responsible for assisting the Regulatory Team with maintenance and registration of new products and state wholesaler licenses as required by regulatory agencies.About the Role:Provide regulatory support to all functional...

Axiom Software Solutions Limited is looking for an experienced Regulatory Support professional to support our regulatory operations. The ideal candidate will have a solid understanding of regulatory affairs and experience working with Veeva RIM Submission/Archive, Publishing etc.The estimated salary for this position is $140,000 - $200,000 per year,...

About the RoleWe are looking for a Regulatory Affairs Specialist to join our investment industry team at Moomoo. In this role, you will be responsible for reviewing internal and external communication materials to identify potential risk points, evaluating and improving departmental policies and procedures, and proposing recommendations to enhance the...

Job SummaryIn this role, you will assist the Regulatory Team with maintenance and registration of new products and state wholesaler licenses as required from the FDA and other regulatory agencies.Key Responsibilities:Provide regulatory support to all functional groups.Submit electronic documentation through the Electronic Submissions Gateway (ESG).Create,...

Job DescriptionFidelity Investments is seeking a talented Enterprise Compliance Specialist to join our team. As a member of our Enterprise Services Compliance function, you will play a critical role in overseeing the support of Green Pier FinTech LLC, a broker-dealer within Fidelity Center for Applied Technology.About the RoleYou will be responsible for...

About the JobInnova Solutions is hiring a Regulatory Affairs Professional to work in Lawrence Township, NJ. As a Medical Scientist, you will play a key role in maintaining therapeutic area and product knowledge through ongoing assessment of relevant published literature, treatment guidelines, internal resources, and data.Key ResponsibilitiesDevelop and...

Job Description:You will work as a Senior Regulatory Affairs Specialist, responsible for designing a compliance program that supports various new products and services. You will proactively identify and address regulatory issues and ensure that regulatory requirements are met. As a key member of the Enterprise Services Compliance team, you will collaborate...

Job SummaryWe are seeking a highly skilled SVP, Regulatory Operations to lead our US swap data reporting efforts. As the head of US swap data reporting, you will be responsible for ensuring compliance with CFTC and SEC regulations.About Jefferies Financial Group Inc.Jefferies Financial Group Inc. is a global full-service investment bank and securities firm....

Responsibilities:Develop and implement compliance testing programs for business units and products.Conduct independent compliance testing of regulatory requirements, processes, policies, procedures, and controls.Draft reports detailing regulatory requirements, testing conducted, review findings, and recommendations.Ensure all findings and recommendations are...

About Fidelity InvestmentsFidelity Investments is a leading provider of financial services, offering a wide range of products and services to individuals, businesses, and institutions. Our Enterprise Services Compliance function plays a critical role in ensuring the regulatory integrity of our business operations.About the JobWe are seeking a talented...

BetMGM is revolutionizing sports betting and online gaming in the United States, driven by a partnership between MGM Resorts International and Entain Group. We aim to deliver exceptional gaming experiences, foster a culture of empathy, and strive for excellence in every aspect of our operations.About the RoleWe are seeking an experienced Regulatory...

Cherry Bekaert Advisory, LLC is seeking a seasoned Internal Audit Risk Consultant to join our team in the Tri-State Area. As a leading accounting and consulting firm, we deliver innovative advisory, assurance, and tax services to our clients.In this role, you will support the performance of internal audits, regulatory compliance, and risk management services...

Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Citigroup, Inc. The successful candidate will be responsible for assisting in the design, development, delivery, and maintenance of best-in-class compliance programs, policies, and practices. This includes identifying, evaluating, and resolving issues related to the...

Job OverviewAxiom Software Solutions Limited is a dynamic and innovative company seeking a highly skilled Regulatory Compliance Specialist to join our team.

**Job Description:**We are seeking a highly skilled Financial Regulatory Compliance Specialist to join our team at SF Staffing Solutions. As a key member of our Client Onboarding organization, you will specialize in reviewing regulatory documentation, including AML/KYC and Dodd-Frank regulations, to ensure compliance with firm requirements.The ideal...

About the Role:We are seeking a highly skilled Medical Scientist to join our team as a Regulatory Affairs Expert. In this role, you will be responsible for maintaining therapeutic area and product knowledge through ongoing assessment of relevant published literature, treatment guidelines, internal resources, and data.Key Responsibilities:Maintain therapeutic...