Chief Compliance Officer

3 days ago

Milwaukee, Wisconsin, United States The Symicor Group Full time
Job Title: Chief Compliance Officer

The Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & San Antonio, TX. Our nationally unique value proposition centers around providing the very best available banking and accounting talent. In fact, most of our recruiters are former bankers or accountants themselves

The Position

Our financial institution (FI) client is seeking to fill a Chief Compliance Officer role in the greater Milwaukee, WI market. This role will be responsible for performing quality control reviews, including analyzing and reporting on all FI regulations across all business lines to identify regulatory compliance weaknesses. They will also ensure that the products and operations meet all applicable state, federal, and other regulatory requirements.

Responsibilities
  • Implementing and maintaining all compliance policies and procedures for the FI.
  • CRCM and/or CAMS designation is preferred.
  • Working with FI personnel to ensure regulatory requirements are met for existing and proposed FI products and services.
  • Assisting in the development of disclosures and procedures that meet regulatory requirements for new products and services.
  • Developing, maintaining, and delivering training modules and working with business units to ensure appropriate regulatory training is conducted for all FI personnel.
  • Serving as the point person for any customer complaints/inquiries that relate to compliance.
  • Coordinating internal audit and regulatory exams, and serving as the liaison between examiners and FI personnel.
  • Ensuring internal audit exams, and preparing FI to pass regulatory exams.
  • Acting as a resource to FI personnel for compliance issues that relate to the FI's activity including lending, deposits, marketing, and other matters.
  • Chairing the FI's compliance committee and maintaining records of the meetings.
  • Maintaining and updating knowledge regarding FI regulatory matters.
  • Able to take on other duties as needed.
Requirements
  • College Degree or equivalent work experience.
  • Four or more years experience in legal/regulatory compliance with FI's laws and regulations or related experience.
  • Ability to identify and define problems; research and analyze information and various situations relating to data management issues.
  • Ability to recommend alternatives or solutions.
  • Demonstrated good verbal and written communication skills.
  • Ability to discuss and offer alternatives or solutions to deposit compliance issues with any level of staff.
  • General knowledge of accounting principles.
  • This position requires the use of a personal computer and other standard office equipment.
  • Working knowledge of complex database systems is required.

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