Operations Director, Sales and Trading Operations

5 days ago


Columbus, Ohio, United States ORIX USA Full time
Job Summary

Lument provides comprehensive capital solutions for multifamily, affordable, seniors and health care real estate. This includes a full suite of financing and strategic solutions such as investment banking, mortgage banking, private equity, a variety of direct balance sheet lending options, investment sales, and mergers and acquisitions.

Key Responsibilities
  • Monitor day-to-day operational systems and processes while adhering to all internal and regulatory compliance requirements.
  • Plan, monitor, and analyze key metrics for the day-to-day performance of Sales & Trading operations to ensure efficient and timely completion of tasks.
  • Manage the settlement process for fixed income securities, including CMBS, municipal bonds, treasuries, and other debt instruments.
  • Ensure all trades are reconciled and discrepancies are resolved promptly.
  • Monitor and manage operational risks, implementing controls to mitigate potential issues.
  • Responsible for accurate and timely ticketing and settlement of fixed income securities transactions.
  • Coordinate with various internal and external counterparties, resolving any potential settlement differences that may occur.
Requirements
  • Bachelor's degree from an accredited college or university required.
  • Minimum of five years of experience in sales & trading and/or securities clearing operations.
  • Agency CMBS and municipal fixed income experience.
  • Series 99 required; Series 7 is preferred.
  • Experience with regulatory examinations.
  • Strong understanding of fixed income products and settlement processes.
  • Familiar with industry platforms and systems (DTCC, Bloomberg, clearing systems, IPREO, MSRB/EMMA).
  • Proficient in IT and Microsoft Office suite (Excel, Word, PowerPoint, Access, Teams).
About ORIX USA

We are committed to the health and well-being of our employees and offer a quality, competitive benefits package that provides valuable healthcare and financial protection for our workforce, while emphasizing a healthy work/life balance.



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