AML Director

Job Summary:The Global Markets Client Experience AML KYC Escalation Coordinator will play a crucial role in resolving client issues across business sectors and regions related to KYC requirements. This position will work closely with the GM KYC Client Outreach team to assist with requirement clarifications and escalations.Key Responsibilities:• Main point...

Job Title: AML Officer Services – Administrator/AssociateClient X is seeking a highly organized and detail-oriented individual to join the AML Officer Services team as an administrator/associate. The successful candidate will provide support to the AML Compliance Officer in the provision of AML Officer Services, ensuring compliance with Client X's...

Job Title: AML Officer Services ManagerCompany X is seeking a highly skilled AML Officer Services Manager to join their team. The successful candidate will be responsible for providing support to client-appointed Anti-Money Laundering Compliance Officers and Money Laundering Reporting Officers.Key Responsibilities:Assist the Head of AML Compliance Officer...

Job SummaryWe are seeking an experienced Associate Director to lead our U.S. KYC Periodic Refresh team. The successful candidate will be responsible for managing a team of staff in the completion of U.S. KYC periodic refresh, including US KYC / AML, FINRA rules, FATCA and other regulations impacting US Businesses.Key ResponsibilitiesManage a team of staff in...

Job SummaryThe BSA Analyst will ensure the company's compliance with all relevant federal and state regulations and provide strategic direction and oversight for all BSA/AML-related activities.This role requires a detail-oriented, analytical thinker with a deep understanding of regulatory requirements and the ability to implement effective compliance...

About the Role:We are seeking a highly skilled and experienced Associate Director to join our Global Transaction Banking team in New York, Houston, or Miami. As a key member of our team, you will be responsible for managing relationships with multinational clients and delivering a full suite of transaction products and services to support their financial...

Job DescriptionAs a key member of the Pictet Asset Management (USA) Corp. team, you will play a critical role in managing, building, and maintaining existing client relationships in the U.S. sub-advisory market. This includes working closely with the Head of US Intermediaries and other team members to drive business growth and raise assets to contribute to...

Job SummaryThe firm is a multi-billion dollar Registered Investment Adviser (RIA) committed to delivering exceptional investment management results and tailored wealth planning over the long term. We are seeking a highly experienced and strategic professional to join as the Director of Client Service. In this critical leadership role, the Director of Client...

Job DescriptionJob Title: Director, Financial InstitutionsLocation: United States, New York, New York CityAbout the Role:We are seeking a highly experienced and skilled Director to lead our Financial Institutions portfolio. As a key member of our Global Banking and Markets team, you will be responsible for managing a diverse portfolio of complex...

Job Summary:As a key member of Scotiabank's Global Transaction Banking team, the Associate Director, Multinational Corporate Sales will be responsible for driving business development activities to increase transaction services for US subsidiaries of multinationals headquartered across the footprint. This role will work collaboratively with leadership,...

Job Title: Director/Head of Client Service/IR-Hedge FundAbout the Role:We are seeking a highly experienced and skilled Director/Head of Client Service/IR-Hedge Fund to join our team at Hudson Gate Partners. As a key member of our organization, you will be responsible for overseeing the firm's investor relations and client service functions.Key...

About Us:Piermont Bank is a digital commercial bank that combines the best of banking and fintech to provide an unparalleled experience. Our mission is to change the face and pace of banking by delivering innovative products and services that meet the needs of today's digital economy.The Role:The Senior Manager of Enterprise Risk Management will play a...

About Faire Inc.Faire is an online wholesale marketplace that empowers entrepreneurs to grow their businesses. We believe in leveling the playing field for small businesses and connecting them with the best products from around the world.Job DescriptionWe are seeking a Senior Compliance Officer to join our legal department. This role will be responsible for...

K2 Integrity is looking for an experienced anti-money laundering (“AML”) director to support engagements in our Financial Crimes Risk Management practice. This is a hybrid role based in NYC.   Responsibilities:  Manage and lead engagements related to transaction monitoring remediations, lookbacks, transaction monitoring policy and procedure...

Top-Tier Investment Management Company in Midtown, Manhattan is seeking a Director of Broker-Dealer Compliance!Responsibilities:Develop, maintain and implement compliance program for broker-dealer which serves as the distributor of registered funds and private/non-listed investment productsProvide technical guidance and expertise, promote examination...

Top-Tier Investment Management Company in Midtown, Manhattan is seeking a Director of Broker-Dealer Compliance!Responsibilities:Develop, maintain and implement compliance program for broker-dealer which serves as the distributor of registered funds and private/non-listed investment productsProvide technical guidance and expertise, promote examination...

Top-Tier Investment Management Company in Midtown, Manhattan is seeking a Director of Broker-Dealer Compliance!Responsibilities:Develop, maintain and implement compliance program for broker-dealer which serves as the distributor of registered funds and private/non-listed investment productsProvide technical guidance and expertise, promote examination...

Top-Tier Investment Management Company in Midtown, Manhattan is seeking a Director of Broker-Dealer Compliance!Responsibilities:Develop, maintain and implement compliance program for broker-dealer which serves as the distributor of registered funds and private/non-listed investment productsProvide technical guidance and expertise, promote examination...

Director/Head of Client Services/Investor Relations -Hedge Fund/VC Fund - 10billion-NYC 500k++Our client is a collegiate growing fund with a mission to give back to society. The firm has under 10billion aum and under 100 employees. They are looking for a Head/Director of Client Services/ Investor Relations . This person would own the Due Diligence, Rfp, Fund...

Director/Head of Client Services/Investor Relations -Hedge Fund/VC Fund - 10billion-NYC 500k++Our client is a collegiate growing fund with a mission to give back to society. The firm has under 10billion aum and under 100 employees. They are looking for a Head/Director of Client Services/ Investor Relations . This person would own the Due Diligence, Rfp, Fund...

Director/Head of Client Services/Investor Relations -Hedge Fund/VC Fund - 10billion-NYC 500k++Our client is a collegiate growing fund with a mission to give back to society. The firm has under 10billion aum and under 100 employees. They are looking for a Head/Director of Client Services/ Investor Relations . This person would own the Due Diligence, Rfp, Fund...

Our client, a leading asset management firm with over $40B in AUM is seeking a Compliance Associate to join its rapidly growing credit platform. This role offers the chance to work within a well-established compliance team focused on investment advisor compliance for credit strategies, including BDCs.Position Overview:Perform compliance testing and quarterly...

ABOUT THE ORGANIZATIONSMBC MANUBANK was formed by a group of banking entrepreneurs in June 1962. Our scope is to serve the specialized needs of California middle-market businesses, manufacturers, wholesalers, distributors, importers, exporters, and service companies, including small businesses and professionals.The anticipated salary range for this role is...

Our client, a leading asset management firm with over $40B in AUM is seeking a Compliance Associate to join its rapidly growing credit platform. This role offers the chance to work within a well-established compliance team focused on investment advisor compliance for credit strategies, including BDCs.Position Overview:Perform compliance testing and quarterly...

Director of Client Service Job Summary The firm is a multi-billion dollar Registered Investment Adviser (RIA) committed to delivering exceptional investment management results and tailored wealth planning over the long term.  The firm is seeking a highly experienced and strategic professional to join as the Director of Client Service. In this critical...

Director of Client Service Job Summary The firm is a multi-billion dollar Registered Investment Adviser (RIA) committed to delivering exceptional investment management results and tailored wealth planning over the long term.  The firm is seeking a highly experienced and strategic professional to join as the Director of Client Service. In this critical...

Director/Head of Client Services/Investor Relations -Hedge Fund/VC Fund - 10billion-NYC 500k++Our client is a collegiate growing fund with a mission to give back to society. The firm has under 10billion aum and under 100 employees. They are looking for a Head/Director of Client Services/ Investor Relations . This person would own the Due Diligence, Rfp, Fund...

Our client, a leading asset management firm with over $40B in AUM is seeking a Compliance Associate to join its rapidly growing credit platform. This role offers the chance to work within a well-established compliance team focused on investment advisor compliance for credit strategies, including BDCs.Position Overview:Perform compliance testing and quarterly...

About Us: Piermont Bank is a tech-enabled digital commercial bank founded in 2019 with a mission of changing the face and pace of banking. It provides an unprecedented experience that blends the best of banking and agile Fintechs. At Piermont, we are purpose-driven, and focused on creating and delivering banking products relevant to today's digital economy....

Actinium Pharmaceuticals, Inc. develops Antibody Radiation Conjugates (ARCs) and other targeted radiotherapies intended to meaningfully improve outcomes for patients with relapsed or refractory cancer who have failed existing therapies. We are deploying our technology platform, which we believe to be industry-leading, and intellectual property with over 230...

Actinium Pharmaceuticals, Inc. develops Antibody Radiation Conjugates (ARCs) and other targeted radiotherapies intended to meaningfully improve outcomes for patients with relapsed or refractory cancer who have failed existing therapies. We are deploying our technology platform, which we believe to be industry-leading, and intellectual property with over 230...

Actinium Pharmaceuticals, Inc. develops Antibody Radiation Conjugates (ARCs) and other targeted radiotherapies intended to meaningfully improve outcomes for patients with relapsed or refractory cancer who have failed existing therapies. We are deploying our technology platform, which we believe to be industry-leading, and intellectual property with over 230...

Summary of the positionThe Lead Auditor conducts audit assignments primarily in 2nd line corporate regulatory compliance from planning to issuance of the final report. This includes an assessment of the audited activity, the performance of tests, analysis and controls and the issuance of recommendations. He/she is responsible for the timeliness and...