Legal & Compliance Analyst

2 months ago


New York, United States Atlantic Group Full time

Our client, a leading asset management firm with over $40B in AUM is seeking a Compliance Associate to join its rapidly growing credit platform. This role offers the chance to work within a well-established compliance team focused on investment advisor compliance for credit strategies, including BDCs.


Position Overview:

  • Perform compliance testing and quarterly reviews for credit platform, including BDC-focused activities
  • Collaborate on regulatory filings and assist in preparing materials for the BDC’s Board of Directors and Audit Committee
  • Support investment process compliance requirements, including AML/KYC for new investments
  • Facilitate new employee onboarding and manage compliance documentation across the platform
  • Coordinate conflict checks and handle additional compliance projects as needed


Qualifications:

  • Bachelor’s degree required; JD preferred
  • 3+ years of compliance experience within financial services; experience with credit and familiarity with the Investment Company Act is a plus
  • Strong analytical, organizational, and communication skills
  • Proficiency in Microsoft Office (Word, Excel, PowerPoint, Adobe)
  • Highly organized with a strong attention to detail and ability to manage multiple projects simultaneously


Job ID: 40825



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