Legal & Compliance Analyst

Senior Legal Analyst (New York, NY): Our client, a prestigious asset management and advisory firm in NYC, seeks a Senior Legal Analyst to join their Legal Team. The role would serve as Chief of Staff to the firms General Counsel which and help manage day-to-day operations, and leading both short- and long-term projects. The Senior Legal Analyst will also...

Our client a well known Investment Bank is seeking a Compliance Surveillance Analyst in their New York, New York Location! Job DescriptionCompliance Surveillance Analyst Essential Duties & Responsibilities:Maintain and monitor employee brokerage accounts. Timely follow-up with onboarding users, account disclosures and brokerage firms, to establish or remove...

Beacon Hill Legal’s client, a New York City based investment advisory firm, has an opportunity for a temp AML/KYC Analyst beginning in January 2025. This role will require full-time hours on a contract basis for a minimum of 3-6 months and require the analyst to work onsite from the firm’s midtown office. Ideal candidates will have experience working on...

EXPERIENCED COMPLIANCE ANALYST New York, NY5 Days onsite in Downtown ManhattanThe RoleOur client, a NYC-based trading firm is looking for a Compliance Analyst to join their legal and compliance team. The team is generally responsible for establishing, implementing and maintaining adequate policies and procedures to ensure compliance of the firm with its...

Our client, a leading asset management firm with over $40B in AUM is seeking a Compliance Associate to join its rapidly growing credit platform. This role offers the chance to work within a well-established compliance team focused on investment advisor compliance for credit strategies, including BDCs.Position Overview:Perform compliance testing and quarterly...

Job Title: Head of Legal and ComplianceBlockdaemon is seeking a highly skilled and experienced Head of Legal and Compliance to join our team. As a key member of our leadership team, you will be responsible for providing strategic legal advice and guidance to our executive team, ensuring compliance with all relevant laws and regulations, and managing our...

Job Title: Head of Legal and ComplianceJob Summary:Blockdaemon is seeking a highly experienced Head of Legal and Compliance to join our team. As a key member of our leadership team, you will be responsible for overseeing all legal and compliance matters, providing proactive legal counsel, and managing the legal team.Key Responsibilities:Provide legal...

Beacon Hill Legal’s client, a New York City based investment advisory firm, has an opportunity for a temp AML/KYC Analyst beginning in January 2025. This role will require full-time hours on a contract basis for a minimum of 3-6 months and require the analyst to work onsite from the firm’s midtown office. Ideal candidates will have experience working on...

Job Title: Head of Legal and ComplianceAt Blockdaemon, we are seeking a highly skilled and experienced Head of Legal and Compliance to join our team. As a key member of our leadership team, you will be responsible for providing proactive legal counsel to our executive team on all matters related to our operations, balancing legal risk with practical business...

The NAACP Legal Defense & Educational Fund, Inc. (LDF) is a leading civil and human rights law organization dedicated to achieving racial justice, equality, and an inclusive society. We are seeking a highly skilled HR Data and Benefits Analyst to join our team.As an HR Data and Benefits Analyst, you will play a critical role in supporting the organization's...

About the RoleWe are seeking an experienced Head of Legal and Compliance to join our growing Legal & Compliance team at Clair. As the Head of Legal and Compliance, you will advise and collaborate with our product, engineering, business, and marketing departments to build Clair's consumer financial technologies and services.Key ResponsibilitiesProvide...

Our client a well known Investment Bank is seeking a Compliance Surveillance Analyst in their New York, New York Location! Job DescriptionCompliance Surveillance Analyst Essential Duties & Responsibilities:Maintain and monitor employee brokerage accounts. Timely follow-up with onboarding users, account disclosures and brokerage firms, to establish or remove...

Our client a well known Investment Bank is seeking a Compliance Surveillance Analyst in their New York, New York Location! Job DescriptionCompliance Surveillance Analyst Essential Duties & Responsibilities:Maintain and monitor employee brokerage accounts. Timely follow-up with onboarding users, account disclosures and brokerage firms, to establish or remove...

Job DescriptionJob DescriptionAbout the BankSumitomo Mitsui Trust Bank, Limited was established through the merger of The Sumitomo Trust and Banking Co., Ltd with Chuo Mitsui Trust and Banking, Ltd. on April 1, 2012. We are one of the largest asset managers in Asia and number one among Japanese financial institutions by AUM, with approximately $850 Billion...

EXPERIENCED COMPLIANCE ANALYST New York, NY5 Days onsite in Downtown ManhattanThe RoleOur client, a NYC-based trading firm is looking for a Compliance Analyst to join their legal and compliance team. The team is generally responsible for establishing, implementing and maintaining adequate policies and procedures to ensure compliance of the firm with its...

EXPERIENCED COMPLIANCE ANALYST New York, NY5 Days onsite in Downtown ManhattanThe RoleOur client, a NYC-based trading firm is looking for a Compliance Analyst to join their legal and compliance team. The team is generally responsible for establishing, implementing and maintaining adequate policies and procedures to ensure compliance of the firm with its...

Our client, a leading asset management firm with over $40B in AUM is seeking a Compliance Associate to join its rapidly growing credit platform. This role offers the chance to work within a well-established compliance team focused on investment advisor compliance for credit strategies, including BDCs.Position Overview:Perform compliance testing and quarterly...

The Core Compliance Analyst will support the implementation and oversight of our client's compliance program, working closely with senior management to ensure adherence to regulatory standards. This hybrid role offers opportunities for growth, collaboration, and exposure to various compliance initiatives in a dynamic, fast-paced environment.Client DetailsOur...

The Core Compliance Analyst will support the implementation and oversight of our client's compliance program, working closely with senior management to ensure adherence to regulatory standards. This hybrid role offers opportunities for growth, collaboration, and exposure to various compliance initiatives in a dynamic, fast-paced environment.Client DetailsOur...

Company DescriptionJob Description TASK FORCE: FEMA Disaster Recovery and Homeland Security Grants Unit:Homeland Security Monitoring and Compliance Job Title:One (1) Assistant Analyst / Analyst / Senior Analyst Control Code:BAW-25-05 Summary: The Mayor's Office of Management and Budget (OMB) is the City government's chief financial agency. OMB's staff of...