Senior Operational Risk Associate
2 weeks ago
Key Responsibilities:
This position is essential in supporting the Director of Operational Risk by assessing IT and Security vulnerabilities through comprehensive risk evaluations and implementing the risk management framework across various processes, risks, and controls.
Main Duties:
To excel in this role, the individual must effectively manage the following responsibilities:
Engage with IT, Security, TPRM, Legal, Compliance, and Internal Audit to enhance Corporate Risk's contribution to the management of IT and Security risks throughout the organization.
Oversee the identification and evaluation of IT/Security risks, ensuring the reliability of associated technology frameworks (e.g., NIST, COBIT, ISO) that support clearing and settlement operations.
Ensure compliance with methodologies, guidelines, and standards relevant to risk identification and assessment frameworks.Maintain comprehensive risk inventories, taxonomies, and other components that support IT/Security risk management and compliance efforts.
Lead the execution of the IT and Security risk assessment process, ensuring alignment with regulatory requirements and the overall risk and control framework.
Generate analytical reports from Archer data for various stakeholders, including regulatory bodies.Facilitate the automation of IT & Security risk oversight through advanced data analytics.
Communicate the outcomes of risk assessments to governance committees, business leaders, and various management levels.
Collaborate on the enhancement and upkeep of Corporate Risk program methodologies, policies, procedures, and job aids, including the development of new program initiatives.
Monitor and document internal findings, external examination issues, and self-identified concerns from the Enterprise Risk Assessment.
Supervisory Duties:
None
Qualifications:
The qualifications listed below represent the knowledge, skills, and abilities required for this position. Reasonable accommodations may be provided to enable individuals with disabilities to perform essential functions.
[Required] Advanced knowledge of IT and Security risks, particularly in cybersecurity (e.g., blue team, red team, threat & vulnerability management), disaster recovery, database management, network engineering, storage management, software development, and mainframe technologies. Intermediate knowledge of Operational risk.
[Required] Awareness of the evolving cybersecurity landscape affecting central clearing counterparties (CCPs).
[Required] Ability to serve as a trusted advisor and provide constructive challenges.
[Required] Innovative, independent thinker, willing to develop and implement new ideas.
[Required] Strong written, verbal, and presentation skills.
[Required] Team-oriented with the ability to collaborate effectively across departments.
[Required] Capability to work under pressure and meet tight deadlines.
[Preferred] Familiarity with Financial Market Utilities; knowledge of securities and derivatives markets.
[Preferred] Experience working in a highly regulated environment, including interactions with the SEC, CFTC, and Federal Reserve; understanding of Covered Clearing Agency regulations.
[Preferred] Knowledge of cloud technologies, including experience with cloud platform migration.
[Preferred] Familiarity with tools that support capacity management, network architecture, threat assessment, code review, and software development.
Technical Skills:
[Required] Proficient in Microsoft Word, Excel, Access, and PowerPoint.
[Required] Experience with eGRC systems (e.g., Archer).
[Required] Proficient in data analytic techniques and tools (e.g., Tableau, SQL).
Education and Experience:
[Required] Bachelor's Degree in Information Systems, Computer Science, Cybersecurity (or equivalent) preferred.
[Required] 2+ years of experience in enterprise risk, cybersecurity, IT audit, technology risk, security risk, or risk consultancy, specifically focusing on assessing IT and Security risk.
[Preferred] Consulting experience.
Certifications:
[Preferred] Relevant certifications such as:
CISSP, Security+, CSX-P, CET, CISA, or CISM.
About Us
The Options Clearing Corporation (OCC) is the leading clearing organization for equity derivatives globally.
Established in 1973, OCC is committed to ensuring market stability and integrity by providing clearing and settlement services for options, futures, and securities lending transactions.
As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the oversight of the U.S. Securities and Exchange Commission (SEC), the U.S. Commodity Futures Trading Commission (CFTC), and the Board of Governors of the Federal Reserve System.OCC serves over 100 clearing members and offers central counterparty (CCP) clearing and settlement services to 19 exchanges and trading platforms.
For more information about OCC, please visit our website.What We Provide
A collaborative and supportive workplace designed to promote work-life balance and employee well-being.
Some of the benefits include:
A hybrid work model, allowing up to 2 days of remote work per week
Tuition Reimbursement to support your educational pursuits
Student Loan Repayment Assistance
Technology Stipend for device connectivity while working remotely
Generous PTO and Parental leave
Comprehensive health benefits including medical, dental, and vision coverage
Application Instructions:
If you find a position that interests you, please complete the application and attach your resume.
You will receive a confirmation email acknowledging receipt of your application.
If selected for an interview, a representative from OCC will reach out to schedule a date and time.
For additional information about OCC, please visit our website.OCC is an Equal Opportunity Employer
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