Lead Regulatory Compliance Product Manager

Job OverviewCompany Overview:Wise is a leading technology enterprise dedicated to revolutionizing the way individuals and businesses handle their finances globally. Our focus is on minimizing fees while maximizing convenience and speed.Our mission is to simplify the process of sending money internationally, whether for personal or business needs, and to...

Company OverviewWise is a leading technology enterprise dedicated to revolutionizing the way individuals and businesses handle their finances globally. With minimal fees and maximum efficiency, we aim to streamline the process of sending and managing money across borders.Our mission is to simplify international transactions, ensuring that our customers save...

The Lead Investigator is responsible for conducting thorough investigations across various Regulatory Compliance cases to establish comprehensive and factual investigative records. Less complex cases are managed with limited oversight from supervisory personnel. We are looking for a candidate with expertise in areas such as market structure, trading...

Company Overview:Wise is a pioneering technology firm dedicated to revolutionizing the way individuals and businesses handle their finances globally. With minimal fees and maximum efficiency, we strive to simplify international money transfers and management.Position Overview:As a Senior Regulatory Product Compliance Manager, you will play a crucial role...

Company Overview Publicis Groupe is a comprehensive, multi-disciplinary organization that delivers exceptional services in a dynamic and adaptable manner. With our clients at the forefront, we drive brand engagement at the pace of everyday life by integrating real-time insights with top-tier creative, content, and media strategies to foster growth and...

Compliance Risk Management Officer OverviewThe Compliance Risk Management Officer plays a crucial role in ensuring adherence to applicable laws and regulations within the organization. This position involves the following responsibilities:Assist in the development of internal strategies, policies, and programs aimed at preventing legal and regulatory...

Compliance Risk Management Officer OverviewThe Compliance Risk Management Officer plays a crucial role in ensuring adherence to legal and regulatory standards within the organization. This position involves the development and implementation of internal strategies, policies, and programs aimed at preventing any violations of applicable laws and...

Atlantic City Directs and monitors compliance activities for assigned jurisdictions, to include all components required under the Corporate Compliance Program. Ensures New Jersey Division of Gaming Enforcement requirements are fully complied with and liaises with TRWH's counsel in this regard. Owns property Anti Money Laundering program and all submission...

Job DescriptionSia Partners, a leading management consulting firm, is seeking a seasoned Regulatory Compliance Specialist to join our Financial Services practice. As a key member of our team, you will play a critical role in supporting our clients with regulatory remediation initiatives.Key ResponsibilitiesDevelop and Execute Regulatory Remediation Plans:...

Nasdaq Technology is seeking a Regulatory Compliance Analyst to enhance our Broker Dealer team. If you are driven by innovation and efficiency, this role may be the perfect fit for you. At Nasdaq, we are committed to transforming markets and embracing new technologies to create cutting-edge solutions that shape the future. As a Regulatory Compliance Analyst,...

About the RoleWe are seeking a highly skilled and experienced Senior Compliance Officer to join our Investment Management Compliance team in New York City. As a key member of our team, you will play a critical role in ensuring the compliance of our ETF advisory services with regulatory requirements.Key ResponsibilitiesContribute to the development and...

Job Overview: Position: Business AnalystLocation: New York, NYContract Duration: 6-12 months (Potential for extension) Key Responsibilities:• Support the implementation and evaluation of controls aimed at reducing the risk of non-compliance with regulatory standards, including the monitoring and analysis of exposure against regulatory limits.• Identify...

About Us: We are an inclusive employer committed to fostering a diverse workplace. As a proud member of myGwork, we support the LGBTQ+ business community and strive to create a welcoming environment for all. Role Overview: Our Legal & Compliance Department is integral to our global operations, addressing complex legal challenges and ensuring adherence to...

About the RoleGuild Mortgage Company, a leading mortgage banking firm, is seeking a highly skilled Compliance Specialist I to join our team. As a Compliance Specialist I, you will play a critical role in ensuring the company's compliance with federal, state, and agency regulations.Key ResponsibilitiesCompliance Research: Conduct thorough research on federal,...

Compliance Project Management ConsultantFull-timeSia Partners is a forward-thinking management consulting firm that combines artificial intelligence and design expertise to enhance traditional consulting services, delivering exceptional value to our clients. With a team of 3,000 consultants across 19 countries, we are on track to achieve significant...

About UsEstablished in 1999, Next Capital Management LLC is a distinguished, SEC Registered Investment Advisor dedicated to providing investment and advisory services tailored to high-net-worth individuals, families, trusts, and businesses through a multi-family office approach. Our mission is to create a personalized wealth management experience within a...

About UsEstablished in 1999, Next Capital Management LLC is a distinguished, SEC Registered Investment Advisor dedicated to providing investment and advisory services tailored for high-net-worth individuals, families, trusts, and businesses through a multi-family office approach. Our mission is to create a personalized wealth management experience in a...

Global Compliance is tasked with the critical function of identifying, mitigating, and managing compliance, regulatory, and reputational risks across the organization. This team is essential in reinforcing the firm's commitment to compliance by establishing robust controls, policies, and procedures. Acting as a vital second line of defense, Compliance...

Company Overview:McCann & Braham is a leading global commodity trading firm, recognized for its dedication to ethical practices, sustainability, and integrity in business operations.Position Summary:We are in search of a Compliance Associate with a strong background in compliance advisory and market regulation. This position will report directly to the...

Company Overview:Golden Platter Foods, Inc. is a leader in the frozen food sector, merging traditional practices with modern innovations to produce beloved family meals. As a family-owned enterprise, we prioritize quality and adherence to regulations, ensuring our products consistently meet the highest standards. Join a vibrant team dedicated to excellence...