Senior Vice President, Syndicate Operations Head

20 hours ago


Getzville, New York, United States Citigroup Inc Full time
Job Summary

The Nam Syndicate Operations Head will lead the Syndicate Operations staff supporting the Debt (DCM) and Equity (ECM) Investment Banking business and as the Markets Primary issuance businesses including the Special Equity Transaction Group.

Key Responsibilities
  • Primary face off to Investment Banking and Markets Primary Issuance groups and working closely with each of the broader operational components that support both businesses front to back to ensure a seamless front to back process and service offering.
  • Our Syndicate Operations groups are responsible for coordinating logistics surrounding deal pipeline spanning deal & account setup, Trade Management to ensure timely settlement.
  • This is a Series 99 Supervisory role overseeing covered functions spanning Deal & Trade Management, Revenue recognition & Deal Final Settlement; Front to Back Controls and Deal related Regulatory Filings and exception management.
Organizational Oversight

This remit spans both Syndicate Middle Office and Settlements staff, responsible for the leadership and management of a diverse group of 18 people across our Manhattan and Buffalo sites.

Requirements
  • Finra Series 99 registered preferred
  • 10+ years of experience in Tier 1 global financial institutions with strong experience in either Equity and / Debt Markets Middle Office or Operations.
  • Energetic, flexible, collaborative, and proactive; a leader who can positively and productively add product impact to both strategic and tactical technology.
  • Self-reliant, good problem solver, results oriented with strong awareness and a strong risk management and control mindset.
Job Family Group

Operations - Transaction Services

Job Family

Securities and Derivatives Processing

Time Type

Full time

Primary Location

New York New York United States

Primary Location Full Time Salary Range

$163, $245,400.00

In addition to salary, Citi's offerings may also include, for eligible employees, discretionary and formulaic incentive and retention awards. Citi offers competitive employee benefits, including: medical, dental & vision coverage; 401(k); life, accident, and disability insurance; and wellness programs. Citi also offers paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays. For additional information regarding Citi employee benefits, please visit Available offerings may vary by jurisdiction, job level, and date of hire.


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