Regulatory Expertise Lead

3 days ago


New York, New York, United States Kroll Full time

The Vice President, Compliance Consulting role at Kroll requires an individual with strong regulatory expertise to manage multiple clients and provide practical compliance guidance. This includes staying current on regulatory developments and best practices, and contributing to team learning and culture. Key responsibilities include developing and implementing customized compliance policies and procedures, reviewing marketing materials for compliance, conducting testing and surveillance of clients' compliance controls, and managing regulatory filings. Requirements include a Bachelor's degree, either 5+ years of compliance experience in-house or 4+ years as a regulatory compliance consultant, or 3+ years as a securities compliance examiner, and excellent verbal and written communication skills. Kroll offers a collaborative and empowering environment, propelling your career to new heights. The current estimated salary range for this position is $90,000 - $200,000.



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