Regulatory Compliance Specialist

Job Title:Regulatory Compliance SpecialistAbout the Role:We are seeking an experienced Regulatory Compliance Specialist to join our team at the City of New York. As a key member of our Regulatory Compliance Unit, you will play a critical role in ensuring that our facilities comply with statutory, regulatory, and contractual obligations.The ideal candidate...

VetJobs is seeking a highly skilled Regulatory Compliance Specialist to join our team.OverviewThe Regulatory Compliance Specialist will work closely with various business units to ensure adherence to compliance management processes, including documentation, training, reporting, and follow-up. This role will support the Department Manager in Regulatory Intake...

About the PositionWe are seeking a highly motivated Regulatory Compliance Specialist to join our team. The ideal candidate will be responsible for ensuring compliance with laws and regulations, overseeing regulatory reporting and statements, and developing procedures that align with current laws and regulations.

Job OverviewIn a dynamic environment, we are seeking an experienced Regulatory Compliance Specialist to join our team. The successful candidate will manage regulatory examinations across wholesale businesses, including operations, finance, reporting, and sales and trading.This role involves preparing personnel for regulator meetings and deep-dive reviews, as...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Cardea Group. This is an exciting opportunity for a driven professional to work closely with our Chief Compliance Officer (Americas) and contribute to the success of our dynamic, collaborative team.About the Role:This position involves day-to-day management of...

We are seeking a highly skilled Senior Regulatory Compliance Specialist to join our team at Interparfums, Inc. The successful candidate will play a key role in ensuring the company's products comply with regulatory requirements globally.Job DescriptionThe Senior Regulatory Compliance Specialist will be responsible for leading the product submission process,...

At MetroPlus Health Plan, we're committed to empowering New Yorkers by uniting communities through care. We believe that health care is a right, not a privilege.MetroPlusHealth provides the highest quality healthcare services to residents of Bronx, Brooklyn, Manhattan, Queens and Staten Island through a comprehensive list of products. As a wholly-owned...

Unlock Your Career Potential at QuantexaWe are seeking an exceptional Regulatory Compliance Specialist to join our team. This is a unique opportunity to work with a leading data analytics company, driving growth and innovation while ensuring regulatory compliance.About the Role:Align Quantexa's practices with global regulatory standards, including NIST, CMMC...

Job SummaryWe are seeking a highly skilled Regulatory Exam Compliance Specialist to join our team. This role will be responsible for managing regulatory examinations, preparing business personnel for regulator meetings, and supporting TD's ongoing supervision program.About the RoleThe ideal candidate will have 5-7 years of related experience, with a strong...

We are seeking a highly skilled Regulatory Compliance Specialist to join our team in the wholesale business.As a key member of our compliance department, you will be responsible for managing regulatory examinations for wholesale businesses, covering operations, finance, regulatory reporting, and sales and trading.Your primary goal will be to prepare business...

Job Overview:We are seeking a Regulatory Compliance Specialist to join our team in New York. The successful candidate will be responsible for ensuring compliance with FRB regulatory reporting requirements and will have a strong understanding of corporate banking/treasury banking business knowledge.The ideal candidate will have the following skills and...

About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at BlackRock, Inc. This is an exciting opportunity to work in a fast-paced environment where you will have the chance to make a significant impact on our business.Job Summary: The successful candidate will be responsible for providing legal coverage of...

About UsTP ICAP is a leading global provider of market infrastructure, dedicated to delivering innovative solutions for clients. Our purpose is to improve price discovery, liquidity, and data distribution through responsible and forward-thinking approaches.Job SummaryWe seek a highly skilled Regulatory Compliance Specialist to join our Americas Compliance...

Company Overview:24 Seven Talent is a leading provider of talent solutions in the pharmaceutical and biotechnology industries. Salary:$90,000 - $110,000 per annum Job Description:We are currently seeking an experienced Regulatory Compliance Specialist to join our team on a temporary basis. As a key member of our submissions team, you will be responsible...

Key Responsibilities:Oversee the processing of U4/U5/BD Amendments filings and disclosures.Act as a liaison with Recruiting and Human Capital Management for recruiting and new hire matters.Coordinate the scheduling of employee exams and training materials.Generate periodic supervisory reports and management reports.Requirements:At least 3 years of experience...

Regulatory Compliance Specialist for Investment BankingWe are seeking a highly skilled Regulatory Compliance Specialist to ensure regulatory compliance, oversee filing requirements, and maintain effective supervisory controls within the investment banking division.Main Responsibilities:Ensure all investment banking activities adhere to regulatory...

Job OverviewVets Hired is seeking a highly skilled Regulatory Compliance Specialist to join our team in Early Drug Development. This role will be responsible for ensuring compliance with regulatory requirements and managing regulatory documents.Key ResponsibilitiesDevelop, revise, and maintain accurate protocol tools to support the conduct of clinical...

Job OverviewAt Amazon Web Services, we are seeking a highly skilled Senior AWS Compliance Specialist to join our Regulatory Assurance team. As a key member of this team, you will play a critical role in demonstrating the security and resilience of AWS services to our customers.About the RoleThis is an exceptional opportunity for a seasoned regulatory expert...

Job SummaryWe are seeking a highly skilled Regulatory Reporting Specialist to join our team at Genesis Resources. This is a unique opportunity for someone to utilize their knowledge of commercial lines products and regulatory requirements to drive business growth.About the RoleThis role will require expertise in handling regulatory reporting requirements,...

About the Role As an Associate Director of Compliance at IQ-EQ, you will play a critical role in supporting our investment adviser clients by providing regulatory compliance services. You will work closely with our experienced team of industry veterans to ensure that client compliance programs are up-to-date and meet the requirements of SEC Rules 206(4)-7...