US Regulatory Compliance Developer

Job SummaryWorkforce Solutions Virens Global is looking for a Senior Manager Regulatory Affairs to lead our regulatory affairs efforts. This role involves developing and implementing regulatory strategies, ensuring compliance, and managing regulatory submissions.Main Responsibilities:Develop and execute regulatory plans to support business objectives.Ensure...

Company OverviewRSM US LLP is a leading provider of professional services to the middle market globally. Our purpose is to empower our clients and people to realize their full potential.Job DescriptionWe are seeking a strong regulatory compliance resource to join our fast-growing Risk Advisory Services practice at the Manager level. The role will lead and...

Job DescriptionThe Principal Investigator, Specialist Team conducts high-complexity routine and special examinations of FINRA member firms. They investigate potentially suspicious activities of persons associated with these firms and provide guidance to Member Supervision staff on complex assignments. This expert-level position requires minimal supervision...

About UsFresh is a leading beauty brand within the LVMH group, fostering an inspiring, inclusive environment with world-class benefits. We celebrate our diversity and support every employee to feel welcomed, valued, respected, and heard.The Regulatory Affairs team at Fresh plays a critical role in shaping the future of the company with every regulatory...

Job OverviewCredit Agricole CIB, a leading global financial institution, is seeking an experienced Regulatory Compliance Expert to join its team. This role will be responsible for providing advisory services on regulatory matters, developing and implementing compliance programs, and ensuring the bank's operations align with relevant laws and regulations.The...

We are looking for a highly skilled Compliance Manager to join our team at Brex. In this role, you will be responsible for ensuring compliance with regulatory requirements and internal policies. With 5+ years of experience in compliance management, preferably in financial services, you will develop and enhance the organization's compliance program to align...

We are seeking a seasoned Regulatory Compliance Specialist to join our Financial Services practice. As part of our team, you will support clients in navigating complex regulatory landscapes and developing effective remediation strategies.About Sia PartnersSia Partners is a cutting-edge management consulting firm that combines AI and design capabilities to...

Job OverviewAs a key member of our team at Technogen International Company, you will play a pivotal role in ensuring regulatory compliance across our financial operations. Your expertise in navigating complex regulatory landscapes will be instrumental in driving business growth while maintaining the highest standards of ethics and integrity.About the...

About the Role As an Associate Director of Compliance at IQ-EQ, you will play a critical role in supporting our investment adviser clients by providing regulatory compliance services. You will work closely with our experienced team of industry veterans to ensure that client compliance programs are up-to-date and meet the requirements of SEC Rules 206(4)-7...

We are looking for a skilled Regulatory Compliance Expert to join our Commodities and Global Markets Business Regulatory Compliance Team. The successful candidate will be responsible for developing and implementing a robust compliance framework, ensuring adherence to regulatory requirements and best practices.Macquarie offers a dynamic work environment that...

RIT Solutions, Inc. is a leading provider of innovative solutions in the financial services industry. We are seeking a talented Regulatory Compliance Specialist to join our team and ensure that we remain compliant with all relevant laws and regulations.Key Responsibilities:Develop and implement regulatory compliance programs and policiesConduct regular...

About the RoleHold Brothers Capital, LLC is a leading self-clearing broker-dealer seeking a highly skilled and experienced public equities trading compliance officer to join its team.The Compliance Officer will be responsible for ensuring compliance with all relevant regulatory requirements related to public equities trading, including FINRA and SEC rules...

As a Chief Compliance Officer at DriveWealth, you'll play a crucial role in ensuring the company's regulatory compliance. With a strong background in regulatory and self-regulatory agencies' rules and regulations, you'll lead and manage the broker-dealer compliance team, develop and implement compliance programs, and monitor regulatory changes.You'll be...

Job OverviewIQ-EQ is a leading provider of services to the alternative asset industry, catering to managers in various capacities.As a seasoned compliance professional, you will oversee the execution and continuous improvement of our clients' compliance programs, ensuring they meet SEC requirements and best practices.You will work closely with private equity...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team. In this role, you will work closely with clients to develop and implement comprehensive regulatory compliance strategies aligned with business objectives and regulatory requirements.The ideal candidate will have at least 7 years of experience in regulatory...

Unlock Your Career Potential at QuantexaWe are seeking an exceptional Regulatory Compliance Specialist to join our team. This is a unique opportunity to work with a leading data analytics company, driving growth and innovation while ensuring regulatory compliance.About the Role:Align Quantexa's practices with global regulatory standards, including NIST, CMMC...

Job Description:Citigroup, Inc. is seeking a highly skilled Regulatory Compliance Specialist to join our team in New York. As a key member of the ICRM department, you will be responsible for overseeing the monitoring and identification of regulatory developments, including enforcement actions, and new laws, regulations, rules, and interpretations or guidance...

Company OverviewIQ-EQ is a prominent service provider to the alternative asset industry. Our firm works with managers in multiple capacities, including hedge fund, private equity fund, and mutual fund launches. We assist clients in various areas, such as regulatory compliance (SEC, CFTC, and 40 Act), financial controls, operational support services, and...

Job Title: Regulatory Compliance SpecialistAbout Us: Wedbush Securities is a leading investment bank offering innovative financial solutions. We are currently seeking an experienced professional to oversee controls and protect confidential information.Responsibilities:- Analyze data and identify risk indicators using business intelligence tools- Implement...

About Us: Sia Partners is a forward-thinking management consulting firm that combines artificial intelligence and design capabilities to deliver exceptional value to our clients. With a global presence in 19 countries, we provide expert solutions to over 30 sectors and services, optimizing client projects worldwide.">Why Work with Us?Excellence: We strive...