Regulatory Exam Management Lead

Regulatory Exam Lead OpportunityWe are seeking an experienced Regulatory Exam Lead to join our team. The successful candidate will be responsible for managing regulatory examinations across wholesale businesses, including operations, finance, reporting, and sales and trading.This role involves developing core compliance processes and participating in...

Job SummaryWe are seeking a highly skilled Regulatory Exam Compliance Specialist to join our team. This role will be responsible for managing regulatory examinations, preparing business personnel for regulator meetings, and supporting TD's ongoing supervision program.About the RoleThe ideal candidate will have 5-7 years of related experience, with a strong...

Are you a seasoned professional with expertise in regulatory compliance and operations management? Do you have a strong understanding of banking regulations and a passion for fostering effective relationships with regulators? We are seeking a highly skilled Reg&Exam Senior Officer to join our team at Citigroup, Inc.This role involves leading regulatory...

Job Description:As a key member of the team, you will be responsible for maintaining relationships and interactions with regulators through the execution of the overall strategy for regulatory engagement and enterprise-wide standards. This includes managing regulatory examinations, inquiries, and meetings.Key ResponsibilitiesServing as the primary point of...

We are seeking a seasoned Senior Regulatory Specialist to join our compliance team at IQ-EQ. The successful candidate will have a deep understanding of regulatory requirements, particularly within the alternative and traditional investment sectors.In this role, you will be responsible for leading compliance engagements, developing, implementing, and...

Job OverviewBrookfield Asset Management, Inc. is seeking a seasoned Regulatory Asset Manager to support its Registered Funds Legal and Regulatory Team in its New York office. As a key member of the team, you will provide counsel on a wide range of legal and regulatory matters impacting Brookfield's Wealth Vehicles.The ideal candidate will have deep...

Job OverviewIQ-EQ is a leading provider of services to the alternative asset industry, working closely with managers across multiple capacities. As a Compliance Officer and Regulatory Affairs Expert, you will join our firm's compliance team in assessing, developing, implementing, and testing compliance programs for clients in the alternative and traditional...

Athari seeks a seasoned Regulatory Compliance Lead to oversee regulatory approval, submission, and policy processes. This critical role ensures compliance with applicable requirements for all lines of business. Estimated salary: $125,000 - $170,000.ResponsibilitiesContribute to the annual risk assessment, collaborating with Compliance teams, to identify...

iQE-q is a premier service provider to the alternative asset industry. our goal is to provide top-notch compliance solutions that cater to the unique needs of our clients.as a regulatory affairs specialist, you will play a critical role in helping our clients navigate the complexities of regulatory requirements. this position requires strong knowledge of...

Shulman Fleming & Partners seeks an experienced Senior Program Manager to lead large-scale initiatives in the regulatory space. Located in New York City, this role offers a hybrid schedule and a competitive salary range of $190k to $250k per year.The ideal candidate will have significant experience delivering major initiatives at complex financial...

Sia Partners is a leading management consulting firm that specializes in risk management and regulatory compliance. We are seeking a talented Regulatory Compliance Project Lead to join our team and support our clients in achieving their goals.The successful candidate will have a strong background in project management and a deep understanding of regulatory...

About the RoleWe are seeking an experienced Regulatory Change Management Lead to join our Corporate Compliance team at Crédit Agricole CIB. This role will be responsible for overseeing the implementation and maintenance of our regulatory change management program, ensuring that we remain compliant with all relevant laws and regulations.

Job Title:Regulatory Compliance Project Lead Company Overview:Crédit Agricole CIB, a leading financial institution, seeks a skilled Regulatory Compliance Project Lead to join our team in this exciting role. Estimated Salary:$120,000 - $180,000 per year Job Description:Project Management Responsibilities:Assists with defining program controls, processes,...

About the Role As an Associate Director of Compliance at IQ-EQ, you will play a critical role in supporting our investment adviser clients by providing regulatory compliance services. You will work closely with our experienced team of industry veterans to ensure that client compliance programs are up-to-date and meet the requirements of SEC Rules 206(4)-7...

Job OverviewCitigroup, Inc. seeks a highly skilled Risk Management Senior Regulatory Engagement Lead to join its team. As a key member of the organization, this individual will be responsible for promoting, supporting, monitoring, reporting, and leading Citi's interactions with its Prudential regulators.

The Vice President, Compliance Consulting role at Kroll requires an individual with strong regulatory expertise to manage multiple clients and provide practical compliance guidance. This includes staying current on regulatory developments and best practices, and contributing to team learning and culture. Key responsibilities include developing and...

Job DescriptionOur ideal candidate will have expertise in pre-market approval processes, clinical trial oversight, and interaction with regulatory bodies both in the US and internationally. Experience with PMA processes, 510(k) submissions, and clinical trials is highly desirable.The successful candidate will lead the development and execution of regulatory...

As a Chief Compliance Officer at DriveWealth, you'll play a crucial role in ensuring the company's regulatory compliance. With a strong background in regulatory and self-regulatory agencies' rules and regulations, you'll lead and manage the broker-dealer compliance team, develop and implement compliance programs, and monitor regulatory changes.You'll be...

Job SummaryWe are seeking an experienced Property Manager Lead to oversee the day-to-day operations of our large portfolio of affordable housing units.About UsWe are a leading Real Estate Property Management and Affordable Housing Developer, dedicated to providing support to the New York region for over 40 years.ResponsibilitiesLead a team of employees,...

Regulatory Compliance Manager Job Description">We are seeking an experienced Regulatory Compliance Manager to join our team at Top Tier Reps LLC. As a Regulatory Compliance Manager, you will play a key role in ensuring compliance with environmental regulations and laws.">This is a unique opportunity for an individual to work closely with our environmental...