Senior Regulatory Compliance Manager

1 month ago

Austin, Texas, United States Wise Full time
Job Title: Senior Regulatory Compliance Manager

We are seeking a highly skilled Senior Regulatory Compliance Manager to join our team at Wise. As a key member of our Regulatory Oversight Compliance team, you will play a critical role in ensuring the effective mitigation of regulatory compliance risks.

Key Responsibilities:
  • Provide expert advice and guidance to internal teams and stakeholders on regulatory compliance matters, including state money transmission license requirements and federal consumer regulations.
  • Develop and maintain the Regulatory Compliance oversight framework, including policies and procedures.
  • Execute and enhance quarterly monitoring across key risk areas.
  • Provide adequate challenge to first-line teams on the development of controls and approve control changes, new products, or features.
  • Represent regulatory compliance oversight internally and externally to regulators, auditors, and partners.
  • Assist in the preparation of committee and board papers.
  • Support regulatory change management by maintaining oversight of implementation of developments impacting business activities.
  • Proactively identify key areas of risk and work with first-line teams to develop mitigation plans.
Requirements:
  • Previous experience in a Financial Regulation advisory role, Compliance/Legal department, Risk and Controls function, or consultancy environment.
  • J.D., Certified Regulatory Compliance Manager, or similar qualification.
  • Familiarity with regulations such as Reg E, UDAAP, E-Sign Act, and state Money Transmission License regulations.
  • Ability to analyze and interpret complex regulatory frameworks and apply them effectively.
  • Strong communication and presentation skills.
  • Problem-solving attitude with the ability to use regulations and data to drive business decisions.
  • Experience working in a fast-growing environment.
  • Willingness to travel.
  • Legally authorized to work in the U.S.
What We Offer:
  • RSU's in a rapidly growing company.
  • An annual self-development budget.
  • Medical, dental, and vision insurance, including HSA and FSA options.
  • Company-paid life insurance, short-term and long-term disability, and an EAP program.
  • A hybrid working model with a mix of working from home and from the office.
  • 90 days of remote work per year.
  • Relocation expenses covered.
  • 25 days PTO, 15 sick days, 11 holidays, 5 compassionate leave days, 3 paid 'Me' days, and a paid volunteer day annually.
  • A paid 6-week sabbatical leave after four years.
  • 18 weeks of paid parental leave after a year with us.
  • 401k with up to a 4% employer match.

We're a company that values diversity, equity, and inclusion. We believe that teams are strongest when they are diverse, equitable, and inclusive. We're proud to have a truly international team and celebrate our differences. If you want to find out more about what it's like to work at Wise, visit Wise.Jobs. Keep up to date with life at Wise by following us on LinkedIn and Instagram.

  • Senior Regulatory Compliance Engineer

    4 weeks ago

    Austin, Texas, United States IBM Full time

    We are seeking a skilled Compliance Engineer to join our dynamic team, responsible for deploying, supporting, and reporting on security controls to ensure corporate, industry, and regulatory compliance across multiple IBM Software products.Key Responsibilities:Deploy, support, and report on security controls to ensure corporate, industry, and regulatory...

  • Product Regulatory Compliance Program Manager

    4 weeks ago

    Austin, Texas, United States Applied Materials Full time

    Job Summary:Applied Materials is seeking an experienced Program Manager to lead our Product Regulatory Compliance program. This critical role ensures our products meet all applicable regulatory requirements and industry standards, enabling us to maintain our reputation as a trusted provider of high-quality equipment.Key Responsibilities:Develop and implement...

  • Program Manager

    4 weeks ago

    Austin, Texas, United States Applied Materials Full time

    Product Regulatory Compliance Program ManagerApplied Materials is seeking an experienced Program Manager to lead our Product Regulatory Compliance program. This critical role ensures our products meet all applicable regulatory requirements and industry standards, enabling us to maintain our reputation as a trusted provider of high-quality equipment.Key...

  • Senior Operations Regulatory Risk Manager

    4 weeks ago

    Austin, Texas, United States Hard Rock Digital Full time

    At Hard Rock Digital, we're building a team that resonates passion for learning, operating, and building new products and technologies for millions of consumers. We care about each customer's interaction, experience, behavior, and insight and strive to ensure we're always acting authentically.As a Senior Manager of Operations Regulatory Risk, you will be...

  • Regulatory Compliance Specialist

    4 weeks ago

    Austin, Texas, United States 22nd Century Technologies Full time

    Job Title: Regulatory Compliance SpecialistAt 22nd Century Technologies, we are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our Legal Department, you will be responsible for monitoring proceedings of the Public Utility Commission of Texas and other state and federal agencies, preparing and filing procedural...

  • Program Manager- Product Regulatory Compliance V

    4 weeks ago

    Austin, Texas, United States Applied Materials Full time

    Product Regulatory Compliance Program ManagerApplied Materials is seeking an experienced Product Regulatory Compliance Program Manager to join our team. As a critical member of our organization, you will be responsible for ensuring our products meet all applicable regulatory requirements and industry standards.Key Responsibilities:Develop and implement a...

  • Program Manager

    4 weeks ago

    Austin, Texas, United States Applied Materials Full time

    Job Summary:Applied Materials is seeking an experienced Program Manager to join our team in Austin, TX. As a key member of our Product Regulatory Compliance program, you will be responsible for ensuring our products meet all applicable regulatory requirements and industry standards.Key Responsibilities:Develop and implement a comprehensive compliance...

  • Regulatory Compliance Specialist

    4 weeks ago

    Austin, Texas, United States Bluebix Solutions Full time

    Job Title - Legal SpecialistJob Summary:Bluebix Solutions is seeking a highly skilled Regulatory Compliance Specialist to join our team. The ideal candidate will have a strong background in legal affairs and be able to monitor proceedings of the Public Utility Commission of Texas and other state and federal agencies.Key Responsibilities:Prepare and file...

  • Senior Manager, Compliance Lead

    1 month ago

    Austin, Texas, United States Radian Generation Full time

    About Radian GenerationRadian Generation is a global provider of critical technology-forward services designed to support the comprehensive lifecycle of renewable facilities, including solar, wind, and energy storage.We serve a wide range of commercial, technical, and compliance clients, providing them with critical insights into each aspect of their assets...

  • Senior Compliance Technology Implementation Lead

    4 weeks ago

    Austin, Texas, United States Saxon Global Full time

    Job OverviewAt Saxon Global, we are seeking a highly skilled Senior Compliance Technology Implementation Lead to join our team. As a key member of our team, you will be responsible for driving the implementation of our compliance technology program, ensuring seamless integration of surveillance capabilities and communication data.ResponsibilitiesThe ideal...

  • Regulatory Examiner

    6 days ago

    Austin, Texas, United States TEXAS DEPARTMENT OF BANKING Full time

    Job SummaryWe are seeking a highly skilled Regulatory Examiner to join our team at the Texas Department of Banking. As a Regulatory Examiner, you will be responsible for reviewing and analyzing financial data and reports from banks and other financial institutions to ensure compliance with regulatory requirements. This is an exciting opportunity to work in a...

  • Regulatory Risk Management Team Lead

    4 weeks ago

    Austin, Texas, United States Oracle Full time

    The Payments Risk & Compliance Lead will collaborate with global teams to drive a comprehensive risk and compliance program for cutting-edge consumer payment solutions.Strategic Risk Management :Partner with the Regulatory Legal Department to assess and mitigate risks across payment lines. Develop and implement risk controls in collaboration with technology,...

  • Senior AML Compliance Specialist

    4 weeks ago

    Austin, Texas, United States OKX Full time

    OKX is a leading platform in the crypto industry, providing access to trading and decentralized applications (dApps) for millions of users worldwide.Our Compliance function is responsible for maintaining a strong regulatory culture within the company, ensuring adherence to industry standards and regulations.We are seeking a highly skilled Senior AML...

  • Regulatory Compliance Specialist

    4 weeks ago

    Austin, Texas, United States JobRialto Full time

    Job Summary:The Legal Specialist at JobRialto monitors proceedings of the Public Utility Commission of Texas and other state and federal agencies, prepares and files procedural and regulatory filings, calculates and calendars deadlines for procedural and regulatory filings, and assists in administering Market Participant registration matters, including the...

  • Broadband Grants and Regulatory Compliance Specialist

    4 weeks ago

    Austin, Texas, United States JSI Full time

    Job DescriptionJSI is seeking a detail-oriented Broadband Grants & Regulatory Compliance Manager to ensure broadband funds are used correctly and compliantly.Key ResponsibilitiesGrant Compliance: Guide clients on post-award compliance, manage reporting, and ensure alignment with regulations.Telecom Regulations: Stay current on federal/state rules, prepare...

  • Clinical Specialist

    4 weeks ago

    Austin, Texas, United States Regency Integrated Health Services Full time

    Job SummaryWe are seeking a highly skilled Clinical Specialist to join our team at Regency Integrated Health Services. As a Clinical Specialist, you will play a critical role in ensuring the quality of care provided to our residents.Key ResponsibilitiesReview operational systems of the facility to ensure compliance with regulatory requirements.Maintain...

  • Senior Accounting Manager

    4 weeks ago

    Austin, Texas, United States Vista Equity Partners Full time

    Job SummaryThe Senior Accounting Manager will oversee the day-to-day accounting and regulatory compliance functions for the broker-dealer operations. This role ensures that all financial reporting, regulatory filings, and compliance requirements are met accurately and timely. The Senior Accounting Manager will be a part of the management company accounting...

  • Compliance Manager

    1 month ago

    Austin, Texas, United States Ferrovial Full time

    Job Summary:We are seeking a highly skilled Compliance Manager to oversee the permitting process for our new 210 MW solar PV project in Leon, Texas. The successful candidate will lead the development and implementation of permitting strategies, ensuring timely acquisition of all required permits.Main Responsibilities:Develop and implement permitting...

  • Regulatory Compliance Specialist

    4 weeks ago

    Austin, Texas, United States 22nd Century Technologies Full time

    Job Title: Legal SpecialistLocation: HybridDuration: 6 months, ContractRoles & Responsibilities:As a Legal Specialist at 22nd Century Technologies, you will be responsible for monitoring proceedings of the Public Utility Commission of Texas and other state and federal agencies. You will prepare and file procedural and regulatory filings, calculate and...

  • Regulatory Compliance Specialist

    1 month ago

    Austin, Texas, United States Bluebix Solutions Full time

    Job Title: Legal SpecialistThis role involves monitoring proceedings of the Public Utility Commission of Texas and other state and federal agencies, preparing and filing procedural and regulatory filings, and assisting in administering Market Participant matters.Key Responsibilities:Follow standard practices and procedures in analyzing situations or data...