Compliance and Market Surveillance Vice President

Unlock Your Potential at MUFG Bank, Ltd.Are you ready to make a meaningful impact in the world of finance? We're seeking a highly skilled and experienced professional to join our team as a Risk and Surveillance Vice President.About the RoleThis is a unique opportunity to work with a leading financial institution, driving regulatory compliance and risk...

Unlock Your Potential with MUFGAre you ready to make a meaningful impact in the world of finance? We're seeking a highly skilled Vice President of Market Risk and Surveillance to join our team at Mitsubishi UFJ Financial Group (MUFG).About the RoleAs a key member of our Global Markets team, you will be responsible for providing day-to-day oversight of tasks...

Job Title: Assistant Vice President of Fixed Income ComplianceAt StoneX Group, we are seeking an experienced Assistant Vice President of Fixed Income Compliance to join our team. As a key member of our compliance department, you will play a critical role in ensuring the firm's fixed income activities are in compliance with relevant laws and regulations.Key...

Job Title: Assistant Vice President of Fixed Income ComplianceJoin the StoneX Group Inc. team as an Assistant Vice President of Fixed Income Compliance, where you will play a critical role in ensuring the firm's compliance with regulatory requirements and industry standards.About the Role:The primary responsibilities of this role include:Interpreting and...

Job Title: Senior Vice President of ComplianceBlackstone is seeking a highly motivated and experienced Senior Vice President of Compliance to join our team. As a key member of our compliance team, you will be responsible for ensuring that our marketing and distribution activities are in compliance with relevant regulations and laws.Key Responsibilities:Lead...

Job Title: Assistant Vice President of Fixed Income ComplianceJoin the StoneX Group Inc. team as an Assistant Vice President of Fixed Income Compliance, where you will play a critical role in ensuring the firm's compliance with regulatory requirements and industry standards.About the Role:This is a full-time, exempt position that requires a strong...

Compliance Advisory Vice PresidentSMBC Group is a leading global financial institution with a rich history dating back 400 years. Headquartered in Tokyo, the Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. With over 130 offices and 80,000 employees worldwide, SMBC Group has a...

Job Title: Senior Vice President of ComplianceBlackstone Restaurant is seeking a highly motivated and experienced Senior Vice President of Compliance to join our team. As a key member of our compliance team, you will be responsible for ensuring that our marketing and distribution activities are in compliance with relevant regulations and laws.Key...

Job Title: Vice President of Compliance AdvisoryWe are seeking a highly skilled Vice President of Compliance Advisory to join our team in NYC. The ideal candidate will have experience in compliance advisory in the investment banking space, preferably in an advisory capacity.Key Responsibilities:Provide strategic advice and guidance to front office and...

Compliance Advisory Vice PresidentSMBC Group is a leading global financial institution with a rich history spanning over 400 years. Headquartered in Tokyo, the Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. With a presence in nearly 40 countries and over 130 offices worldwide,...

Job Title: Vice President, Legal and ComplianceSolutus Legal Search is seeking a highly experienced Vice President, Legal and Compliance to join our client's legal team. As a key member of the executive leadership team, you will be responsible for leading the company's legal strategy and ensuring compliance with all relevant laws and regulations.Key...

Job Title: Vice President of MarketingFigure8 is seeking a highly experienced and innovative Vice President of Marketing to lead our growth marketing efforts during a period of company expansion. As a key member of our leadership team, you will be responsible for developing and executing a comprehensive growth marketing plan that drives customer acquisition...

Job Title: Vice President, Data Loss PreventionCrédit Agricole S.A. is seeking a highly skilled Vice President, Data Loss Prevention to join our team. As a key member of our compliance department, you will be responsible for reviewing electronic communications to ensure compliance with company policies and applicable regulations.Key Responsibilities:Perform...

Job Title: Vice President, Data Loss PreventionCrédit Agricole CIB Limited is seeking a highly skilled Vice President, Data Loss Prevention to join our team. As a key member of our Compliance and Risk Management department, you will be responsible for ensuring the confidentiality, integrity, and availability of our electronic communications.Key...

{"title": "Market Surveillance and Compliance Specialist", "description": "About the OpportunityOKX is seeking a highly skilled Market Surveillance and Compliance Specialist to join our Compliance Advisory team. As a key member of our team, you will be responsible for monitoring market surveillance activity, identifying and reporting on attempts by clients...

Job Title: Vice PresidentJoin Goldman Sachs as a Vice President in our New York office, where you will play a key role in our market making team. As a seasoned professional, you will be responsible for building and maintaining relationships with institutional clients in North America, providing them with expert advice on U.S. treasury products, including...

Job Title: Vice President of Marketing and CommunicationsBig Brothers Big Sisters Independence Region is seeking a highly skilled and experienced Vice President of Marketing and Communications to join our team. As a key member of our leadership team, you will be responsible for developing and executing a comprehensive marketing and communications strategy...

Market Risk Vice President - Securitized ProductsWe are seeking a seasoned Market Risk Vice President to join our team in NYC. As a key member of our 1st line team, you will work closely with traders and portfolio managers to develop and enhance methodologies for measuring risk within Securitized Products, Rates hedging instruments, and Residential...

{"title": "Vice President, Consumer Marketing", "description": "Unlock Your Potential at M BoothAt M Booth, we're a culture-first communications agency that's passionate about our clients and their business. We're looking for a seasoned Vice President to join our growing team and lead the success of our major CPG/personal care client.You'll oversee the...

Compliance Attorney Vice PresidentTop-Tier Commercial Bank is seeking a seasoned Compliance / Regulatory Attorney at the VP level to lead the bank's corporate compliance program and policies.Key Responsibilities:Develop and implement effective compliance strategies to mitigate risks and ensure regulatory compliance.Provide expert advice and guidance on U.S....