Investment Bank Auditor

2 weeks ago


Cary, North Carolina, United States Illinois CPA Society Full time
About the Role

This position reports to the Principal Audit Manager for Financial Services in the US, who in turn reports to the Chief Auditor for Financial Institutions. You would support the PAM in the audit coverage of US Financial Services businesses (specifically Corporate Finance, Securities, and Trading). You will work with management and staff within Group Audit to deliver audits owned by the Financial Services audit team. You will also provide participation in other audits owned outside of the Financial Services audit team, as part of 'front to back' audit reviews.

Key Responsibilities
  • Proactively leads or participates in day-to-day audit work, including audit planning, fieldwork, and reporting
  • Track and validate closure of internal audit issues and regulatory observations
  • Complete business risk assessments and contribute to the annual audit planning process
  • Work on ad hoc projects including methodology enhancements and regulatory inquiries
  • Pro-actively develop and maintain professional working relationships with colleagues, the Financial Services industry, and respective support areas
  • Communicate openly with Group Audit management and internal stakeholders, keeping all informed of potential issues and escalating problems/delays accordingly
Requirements
  • Undergraduate or equivalent degree required; advanced degrees and relevant professional certifications (e.g., CIA, CFA, etc.) preferred but not required
  • Moderate years of experience in an internal Audit role, covering Financial Services (Corporate Finance, Securities, and Trading) products. Sound audit knowledge and experience with an understanding of the risks and regulatory requirements relating to Financial Services
  • Fluency in Spanish is strongly preferred
  • Flexible, pro-active, self-sufficient with the ability and willingness to work in a high-pressure environment and deliver under tight deadlines
  • The ability to multi-task assignments and prioritize workloads with minimal supervision
Preferred Qualifications
  • Strong interpersonal, leadership and communications skills (verbal and written) in English and Spanish
  • Understanding of Financial Services products. Specifically, Corporate Finance, Securities, and Trading
  • A desire for personal development of core skills (technical expertise and soft skills)
  • Big 4 audit or accounting experience is a plus
About the Illinois CPA Society

The Illinois CPA Society is a professional organization that supports the accounting and auditing community in Illinois. We are committed to providing our members with the resources and opportunities they need to succeed in their careers.



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