Vice President of Market Risk and Surveillance
2 days ago
Are you ready to make a meaningful impact in the world of finance? We're seeking a highly skilled Vice President of Market Risk and Surveillance to join our team at Mitsubishi UFJ Financial Group (MUFG).
About the RoleAs a key member of our Global Markets team, you will be responsible for providing day-to-day oversight of tasks performed by the Risk Surveillance Unit, focusing on Swap Dealer Reporting requirements. You will also oversee Market Conduct monitoring for all Global Markets activity, ensuring metrics are designed to measure key regulatory risks and control performance.
Key responsibilities include:
- Providing oversight over Market Conduct monitoring for all Global Markets activity
- Ensuring metrics are designed to measure key regulatory risks and control performance
- Monitoring the regulatory environment to identify regulatory changes applicable to Global Markets business
- Participating in industry-wide calls and forums centered around regulatory changes
- Coordinating with technology to improve efficiencies and streamline/automate manual processes associated with Market Surveillance
- Responding to ad-hoc inquiries from Global Markets staff and key stakeholders
- Providing guidance to Sales and Trading teams in relation to regulatory matters
- Investigating potential exceptions to policies and procedures detected by the team
- Supporting ad-hoc projects requiring SME regulatory input
To be successful in this role, you will need:
- Bachelor's Degree in a finance, economics, or business-related field
- 7+ years of Banking industry experience or external consulting (financial services), with direct Swap Dealer Regulatory Reporting experience
- Experience managing a team a plus
- Strong proficiency in Microsoft Excel and Access, SharePoint, etc.
- Experience with derivatives regulations
- Strong knowledge of Foreign Exchange/Interest Rate Derivatives products as well as working knowledge of Sales and Trading functions
- Strong communication skills (written and verbal)
As a valued member of our team, you can expect:
- A competitive base pay range of $131K - $170K, depending on job-related knowledge, skills, experience, and location
- Discretionary performance-based bonus and/or incentive compensation
- A comprehensive benefits package, including comprehensive health and wellness benefits, retirement plans, educational assistance, and training programs
We are an equal opportunities employer and welcome applications from diverse candidates. Our Culture Principles provide a roadmap for how each of our colleagues must think and act to become more client-obsessed, inclusive, and innovative.
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